Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mills Value Fund, LP See All Filings	D/A	2016-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593274 Filed Document 0001433679-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mad River Long/Neutral Fund, L.P. See All Filings	D/A	2016-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Guardian, LLC and Sterne, Agee & Leach, Inc. CIK Number 0001433679 Filed Document 0001433679-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davis Medical Real Estate Investors I, LLC See All Filings	D	2016-02-21 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001665905 Filed Document 0001376474-16-000571 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
X Empire Inc. See All Filings	D	2016-02-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668132 Filed Document 0001668132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finomial Corp See All Filings	D	2016-02-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538698 Filed Document 0001538698-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sportstage Inc See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001665140 Filed Document 0001665140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Pelham Long/Short Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-16-005975 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Enhanced Access Fund LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001667500 Filed Document 0001667500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-16-005970 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GitPrime, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630971 Filed Document 0001630971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CEDARVIEW LIQUID SHORT DURATION, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594622 Filed Document 0001013594-16-000813 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $496,802 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-16-000436 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UIP Tenley Invest, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001665861 Filed Document 0001665861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RK Mine Finance Fund I Ltd See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457148 Filed Document 0000947871-16-000991 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MR Liberty Marketplace LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001668045 Filed Document 0001209191-16-102246 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428910 Filed Document 0000919574-16-011256 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
NEC-WACO LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $496,680 Associated Brokers / Dealers N/A CIK Number 0001667389 Filed Document 0001667389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
R65 Labs, Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,555,000 Associated Brokers / Dealers N/A CIK Number 0001630536 Filed Document 0001630536-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Warberg Arbitrage LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633597 Filed Document 0001633597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hicor Technologies, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539069 Filed Document 0001539069-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483006 Filed Document 0001625257-16-000117 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southwind Engines, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Daniel Hunt CIK Number 0001667565 Filed Document 0001667565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aperimus Offshore, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-16-083492 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westview Co Limited Partnership See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001667525 Filed Document 0001667525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SNOW LAKE CHINA OFFSHORE FUND, LTD. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506274 Filed Document 0001506274-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NICO Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $18,000,007 Associated Brokers / Dealers N/A CIK Number 0001455477 Filed Document 0001455477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Paloma Access LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001576442 Filed Document 0001576442-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trethera Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,016,681 Associated Brokers / Dealers N/A CIK Number 0001639837 Filed Document 0001382963-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Comr.se Corp. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VITUS ENERGY LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577081 Filed Document 0001577081-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Americas Housing Alliance Fund Two, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001667383 Filed Document 0001667383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Tontine Capital Overseas Fund II, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479440 Filed Document 0000902664-16-005968 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HHEP-Directional, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $38,361,242 Associated Brokers / Dealers N/A CIK Number 0001662112 Filed Document 0001315863-16-001225 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments MMB, LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667469 Filed Document 0001667469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robustwealth LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667477 Filed Document 0001515971-16-000440 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SDC 32 Chattanooga, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $6,094,294 Associated Brokers / Dealers N/A CIK Number 0001668178 Filed Document 0001668178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ascendco Health LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001629705 Filed Document 0000897069-16-000724 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Pelham Long/Short Small Cap Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623385 Filed Document 0000902664-16-005974 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIERRA IRON ORE Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-16-000438 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483007 Filed Document 0001625257-16-000118 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Partners III LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Growth Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Trestle Point, LLC, and Gallatin Capital LLC CIK Number 0001631284 Filed Document 0001631284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $68,085,846 Associated Brokers / Dealers Donald Tippett, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000435 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuoDB, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001505400 Filed Document 0001505400-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Energy L/S Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC and Ajax Limited CIK Number 0001631873 Filed Document 0000945621-16-000475 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qeexo, Co. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $4,499,993 Associated Brokers / Dealers N/A CIK Number 0001609515 Filed Document 0001609515-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569570 Filed Document 0001625257-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-16-006300 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SCHF CIF, L.P. - CIF 2016-A SERIES See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660054 Filed Document 0001660054-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336576 Filed Document 0001315863-16-001226 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HcT2 Co See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583546 Filed Document 0001583546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity