Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PTAM Dynamic Fixed Income Fund (US), LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596523 Filed Document 0001596523-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TA Investors XII, L.P. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664934 Filed Document 0001664934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marker II LP Tunein Series F LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $7,746,090 Associated Brokers / Dealers N/A CIK Number 0001667947 Filed Document 0001667947-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001544274-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SummerHaven Commodity Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488793 Filed Document 0000919574-16-011318 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sententia Group, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001562798 Filed Document 0001562798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alkeon Capital Partners, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418941 Filed Document 0000919574-16-011363 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLEWOOD XLIM FUND (USA) L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937044 Filed Document 0000937044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xceed Preparatory Academy LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001667303 Filed Document 0001667303-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Green Equity Investors VII, L.P. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663281 Filed Document 0001663281-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEDOM ENERGY RESOURCES LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $11,900,000 Associated Brokers / Dealers N/A CIK Number 0001668102 Filed Document 0001140361-16-055460 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TrueVision Systems Inc See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $9,209,961 Associated Brokers / Dealers N/A CIK Number 0001380295 Filed Document 0001380295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Workspot, Inc. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $6,109,999 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Short Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521378 Filed Document 0001521378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Greycork See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0000897069-16-000732 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
CESCA THERAPEUTICS INC. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000811212 Filed Document 0001437749-16-026085 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IR&M Core Bond Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415710 Filed Document 0001415710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sansone Partners LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406977 Filed Document 0000919574-16-011331 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PTAM Dynamic Fixed Income Fund (US), LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596523 Filed Document 0001596523-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Global Multi-Cap Value Portfolio, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001599483 Filed Document 0001599483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCrest Emerging Markets Fund Ltd See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440648 Filed Document 0001315863-16-001239 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PowerChord, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666755 Filed Document 0001666755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER COMMODITY PORTFOLIO, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0001444216-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax MSW Offshore Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634549 Filed Document 0000919574-16-011312 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore QP Partners, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OMNICAP, LLC, FAIR HAVEN PARTNERS, LLC, DETWILER FENTON WEALTH MANAGEMENT INC, AMERIPRISE FINANCIAL SERVICES, INC., DAWSON JAMES SECURITIES, INC., and Arthur Wood Company CIK Number 0001276904 Filed Document 0000919574-16-011329 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCS CAPITAL PARTNERS FUND LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344845 Filed Document 0001344845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackpier Atlas Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615916 Filed Document 0001615916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOLOGIC RESOURCE OPPORTUNITIES FUND LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436637 Filed Document 0001436637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCG ROCK SPRINGS LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001667771 Filed Document 0001667771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
MassRoots, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589149 Filed Document 0001589149-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WINFIELD APARTMENTS, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001664561 Filed Document 0001664561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Partners V (Parallel Entity), L.P. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666764 Filed Document 0001666764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadband Discovery Systems, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514006 Filed Document 0001446933-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jubilee Tax Exempt Partners, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077286 Filed Document 0000919574-16-011367 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund II, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $59,105,234 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001602852 Filed Document 0001661554-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
JUBILEE See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457646 Filed Document 0000919574-16-011362 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC and SANDERS MORRIS HARRIS INC. CIK Number 0001410054 Filed Document 0000919574-16-011355 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001544272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Cabana, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $3,917,300 Associated Brokers / Dealers N/A CIK Number 0001667850 Filed Document 0001667850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NOVEM See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-16-011336 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Deccan Value Investors Fund L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488340 Filed Document 0000902664-16-006060 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CWS DESERT RIDGE, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $4,625,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001664057 Filed Document 0001664057-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chainalysis Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666923 Filed Document 0001231919-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renibus Therapeutics, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001667699 Filed Document 0001667699-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KABR REAL ESTATE INVESTMENT PARTNERS IV, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667504 Filed Document 0001667504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Silver 8 Partners, LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666813 Filed Document 0001666813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branch Metrics, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $34,999,993 Associated Brokers / Dealers N/A CIK Number 0001636615 Filed Document 0001636615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Short Credit Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647682 Filed Document 0001647682-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
R.M. Duncan Consulting Group, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers Randall M. Duncan, Stephen B. Murchison, and Robert M. Randolph Jr. CIK Number 0001668058 Filed Document 0001668058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
IR&M Intermediate Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486235 Filed Document 0001486235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund