Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
501 Gateway, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001667226 Filed Document 0000892712-16-001440 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SCP Endowment (Offshore) Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001409026 Filed Document 0000902664-16-006107 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUL ID See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650798 Filed Document 0001650798-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sourceasy, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $4,610,228 Associated Brokers / Dealers N/A CIK Number 0001662324 Filed Document 0000905718-16-001244 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Massey Quick Multi Manager Equity Fund QP LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594883 Filed Document 0001594883-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-16-001243 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCG Partners LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414562 Filed Document 0001140361-16-055099 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCG Offshore Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488574 Filed Document 0001140361-16-055094 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYROGENEX, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001471413 Filed Document 0000908662-16-000484 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Overdrive Fund L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634836 Filed Document 0001634836-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Global Credit Fund, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001581849 Filed Document 0000902664-16-006102 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Exchange - 2015, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001660076 Filed Document 0001660076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
TIG ARBITRAGE ENHANCED, LTD. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537552 Filed Document 0000919574-16-011416 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PINE GROVE PARTNERS L P See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC, Suntrust Investment Services, Inc., Citigroup Global Markets Inc., Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and Man Investments Inc. CIK Number 0000931515 Filed Document 0000931515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMC Real Estate Holdings 1 LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001668067 Filed Document 0001668067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HUDSON RIDGE FUND LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634798 Filed Document 0000919574-16-011435 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M2M Spectrum Networks, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $86,000,000 Associated Brokers / Dealers Kimberly Hanley, Scott T. Cardone, Todd W. Harrigan, David G. Landskowsky, Eric Marsh Rubenstein, Aaron Matthew Segal, and Timothy James Herrmann CIK Number 0001584146 Filed Document 0001584146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Riverview Grande, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $10,150,000 Associated Brokers / Dealers N/A CIK Number 0001667909 Filed Document 0001667909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Synlogic, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $40,594,970 Associated Brokers / Dealers N/A CIK Number 0001667986 Filed Document 0001667986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DECATUR HOTELS I LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,422,500 Associated Brokers / Dealers N/A CIK Number 0001668050 Filed Document 0001668050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FIRESIDE REAL ESTATE PARTNERS III LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001668157 Filed Document 0001140361-16-055227 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WCG Partners LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414562 Filed Document 0001140361-16-055107 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerated Return Strategy Fund, LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601297 Filed Document 0001601297-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fox Point Offshore Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457038 Filed Document 0000919574-16-011430 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $1,736,920 Associated Brokers / Dealers N/A CIK Number 0001604801 Filed Document 0001604801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Battery Ventures XI-B Side Fund, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665599 Filed Document 0001665601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FISCHER ENTERPRISE FUND, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176420 Filed Document 0000919574-16-011428 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
11 Roniin, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625109 Filed Document 0001625109-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
LOS CERROS CAPITAL, LP See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $4,840,000 Associated Brokers / Dealers N/A CIK Number 0001667552 Filed Document 0001667552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Specialists On Call, Inc. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised $19,999,996 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GameIQ, Inc. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001631343 Filed Document 0001631343-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arbor International Fund, LLC See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542566 Filed Document 0001542566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Arbor Global Small Cap Fund, LLC See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633377 Filed Document 0001633377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Offshore Optimal Fund, Ltd. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001406184 Filed Document 0000902664-16-006086 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIONSTONE GLOBAL SPECIAL SITUATIONS FUND, L.P. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410306 Filed Document 0000943663-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTIMODAL HEALTH, INC. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665073 Filed Document 0001665073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sabby Volatility Warrant Fund I, Ltd. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580525 Filed Document 0001580525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Fox Point QP Fund LP See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431364 Filed Document 0000919574-16-011383 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rothko All Countries World Ex-US Equity Fund, L.P. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634680 Filed Document 0001393725-16-000183 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST NECK PARTNERS, LP See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327702 Filed Document 0000919574-16-011390 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST NECK OFFSHORE FUND, LTD. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326091 Filed Document 0000919574-16-011388 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soul Tavern 1, LLC See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers None CIK Number 0001665385 Filed Document 0001665385-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Infiniscene, Inc. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001664736 Filed Document 0001664736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Deliv, Inc. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001585867 Filed Document 0001585867-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSM HOLDINGS INC See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $1,177,500 Associated Brokers / Dealers Wilmington Capital Securities, Inc. CIK Number 0001362180 Filed Document 0001441557-16-000055 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Consector Partners LP See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415627 Filed Document 0001415627-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenGamma, Inc. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001508736 Filed Document 0001508736-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
AKTV8 LLC See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001667054 Filed Document 0001667054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Insticator, Inc. See All Filings	D	2016-02-25 00:00:00 UTC
Amount To Be Raised $2,837,638 Associated Brokers / Dealers N/A CIK Number 0001668071 Filed Document 0001668071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity