Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPROTT INC. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512920 Filed Document 0000919574-16-011651 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AITV Logistics LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668819 Filed Document 0001668819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM WorldArb Fund Ltd See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc., Raymond James & Associates Inc., Alternative Asset Investment Securities, LLC, Deutsche Bank Alex. Brown, and Deutsche Bank Trust Company Americas CIK Number 0001459530 Filed Document 0000902664-16-006222 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThoughtBase See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668316 Filed Document 0001668316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Samlyn Offshore, Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394972 Filed Document 0000919574-16-011649 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PZENA GLOBAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391853 Filed Document 0001393725-16-000189 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHR HOLDINGS, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001668667 Filed Document 0001668667-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Midwest Patch, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001668745 Filed Document 0001668745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Market Advantage, Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497585 Filed Document 0001663982-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New FFIO Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486250 Filed Document 0001486250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391852 Filed Document 0001393725-16-000191 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM PROVIDENT AGENCY FUND LTD See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453487 Filed Document 0001453503-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSV Special Opportunities Fund III LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660759 Filed Document 0001660759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
14 INTO MISCHIEF/RISEN MISS, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001668800 Filed Document 0001668800-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
HHEP-Latrobe, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $21,211,346 Associated Brokers / Dealers N/A CIK Number 0001667528 Filed Document 0001315863-16-001262 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE HOLDINGS LTD See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436447 Filed Document 0001436447-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Meritage International LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581058 Filed Document 0001581058-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Robertson Opportunity Fund LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001404897 Filed Document 0001315863-16-001267 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
GLL INVESTORS, LTD See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221331 Filed Document 0000935790-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Guardion Health Sciences, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001144204-16-086394 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Atlas Merchant Capital Fund LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001624750 Filed Document 0000950142-16-003274 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAMES RIVER MULTI STRATEGY FUND LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maymont Partners, Inc., James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001130766 Filed Document 0001130766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphene S4 LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666415 Filed Document 0001666413-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Co-Investment Opportunities Feeder Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623246 Filed Document 0001623102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Road Capital, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001612356 Filed Document 0001140361-16-056807 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENROCK GLOBAL PARTNERS (BVI), INC. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Allocation CIK Number 0001372201 Filed Document 0000919574-16-011668 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GLENROCK GLOBAL PARTNERS, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Allocation CIK Number 0001357765 Filed Document 0000919574-16-011670 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
660 Partners Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001101802 Filed Document 0000902664-16-006227 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowerScout, Inc. See All Filings	D	2016-03-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653502 Filed Document 0001653502-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Camino Esperanza LP See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $4,400,397 Associated Brokers / Dealers N/A CIK Number 0001669823 Filed Document 0001669823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Numeric Multi-Strategy Market Neutral Levered Offshore Fund Ltd See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001410453 Filed Document 0001410453-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St. Teresa Medical, Inc. See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001501385 Filed Document 0001362118-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $3,432,667 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TRACKVIA INC See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $8,076,074 Associated Brokers / Dealers N/A CIK Number 0001436616 Filed Document 0001436616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Scinovia Corp See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627490 Filed Document 0001627490-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PROTEGE PARTNERS LP See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001185175 Filed Document 0000919574-16-011617 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trop Manufacturing, LLC See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668613 Filed Document 0001668613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharma Analytics Holdings, LLC See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $17,754,777 Associated Brokers / Dealers N/A CIK Number 0001668090 Filed Document 0001668090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Partners Offshore, Ltd. See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC, SunTrust, Bel Air, and GS Capital Management LLC CIK Number 0001483252 Filed Document 0001483252-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Elm Capital Offshore, Ltd. See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414277 Filed Document 0000919574-16-011605 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RECREO PHARMACEUTICALS LLC See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $499,997 Associated Brokers / Dealers N/A CIK Number 0001668467 Filed Document 0001668467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC and GS Capital Management LLC CIK Number 0001491351 Filed Document 0001491351-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saint James Global Inc. See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001668289 Filed Document 0001668289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saikou Optics Inc See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000582 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
WATERFORD MASK SYSTEMS INC. See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650719 Filed Document 0001650719-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
River Partners Hedge Fund, L.L.C. See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628968 Filed Document 0001628968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raven 4 Fund, L.L.C. See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448522 Filed Document 0000902664-16-006194 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460047 Filed Document 0001460047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steelhead Pathfinder Fund L P See All Filings	D/A	2016-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347051 Filed Document 0001133521-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Londonderry Entertainment LLC See All Filings	D	2016-03-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668687 Filed Document 0001668687-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity