Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
P&A SELECT STRATEGY FUND, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0001139053 Filed Document 0000943663-16-000307 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Special Opportunity Fund Ltd See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300642 Filed Document 0001300642-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL130 See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities Inc. CIK Number 0001566421 Filed Document 0001566421-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurion Capital Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459924 Filed Document 0000902664-16-006299 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Title Agency of Nebraska LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $25,200 Associated Brokers / Dealers N/A CIK Number 0001387098 Filed Document 0001387098-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOHO SATELLITE FUND, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357252 Filed Document 0000919574-16-011820 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures II, LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542913 Filed Document 0001542913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,240,673 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000459 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DW Catalyst Offshore Fund, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466293 Filed Document 0001012975-16-001074 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generation IM Asia Fund LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519286 Filed Document 0000945621-16-000514 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hybrid Portfolio I, Ltd. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635044 Filed Document 0000902664-16-006319 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Blue Capital L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512066 Filed Document 0000902664-16-006282 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bronx 1000 Holdings, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $8,744,560 Associated Brokers / Dealers David Turner and Pioneer CIK Number 0001666913 Filed Document 0001666913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Crowne Cary Park, Limited Partnership See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,696,114 Associated Brokers / Dealers N/A CIK Number 0001669070 Filed Document 0001669070-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Algebris NPL Partnership S.C.S. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635012 Filed Document 0000902664-16-006287 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCOR OFFSHORE LTD See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337958 Filed Document 0001337958-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW REAL ESTATE SECURITIES VALUE FUND LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001074395 Filed Document 0000943663-16-000326 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Favonius Cat Bond Fund Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540189 Filed Document 0001315863-16-001290 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Data Collective IV, L.P. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $155,000,000 Associated Brokers / Dealers N/A CIK Number 0001664972 Filed Document 0001664972-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Drake Capital Partners, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381812 Filed Document 0000919574-16-011798 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Legal Sifter, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001669388 Filed Document 0001382963-16-000157 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Truss Holdings, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668644 Filed Document 0001668644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
T3D Therapeutics, Inc. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,750,200 Associated Brokers / Dealers ROI Capital Partners, LLC CIK Number 0001579600 Filed Document 0001579600-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $447,760 Associated Brokers / Dealers N/A CIK Number 0001397616 Filed Document 0001397616-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Yost Offshore Fund, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496311 Filed Document 0001489864-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crater Group Co. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001667486 Filed Document 0001667486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA Brigade Credit Fund II LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572161 Filed Document 0001572161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIP Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001165110 Filed Document 0001666701-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT ASSET ALLOCATION FUND, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932446 Filed Document 0000932446-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic High Yield Trust See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932243 Filed Document 0001407089-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPG Partners Opportunistic Value Fund, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robeco Securities, L.L.C. CIK Number 0001107541 Filed Document 0000902664-16-006279 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GLOBAL PARTNERS OFFSHORE LTD See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460541 Filed Document 0001140361-16-057428 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regions Forest Fund, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665091 Filed Document 0001665091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
FLORIDA COMPASSIONATE GROWERS, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001669329 Filed Document 0001669329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Solterra LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001669351 Filed Document 0001669351-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WWCIP IV, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001669078 Filed Document 0001669078-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Line Asia US Feeder Fund See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419747 Filed Document 0001419747-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Urgent Team Holdings, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $22,951,549 Associated Brokers / Dealers N/A CIK Number 0001541712 Filed Document 0001140361-16-057435 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Offshore Aggressive Growth Fund, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456639 Filed Document 0001076322-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utivity, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001623161 Filed Document 0001623161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RET Multi Strategy Fund, LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612637 Filed Document 0001612637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tellurian Investments Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001668706 Filed Document 0001668706-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TEN ELEVEN GROWTH FUND, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628207 Filed Document 0001628207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robeco Transtrend Diversified Fund LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robeco Securities, L.L.C. CIK Number 0001433771 Filed Document 0000902664-16-006281 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA COMPASS ENHANCED U.S. FUND, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470444 Filed Document 0000919574-16-011812 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures Multi Strategy Fund, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572001 Filed Document 0001572001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Series 5 - Virage Capital Partners LP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669074 Filed Document 0001315863-16-001289 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Einbeita Partners, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342212 Filed Document 0000919574-16-011780 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Greywolf Capital Overseas Fund See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272848 Filed Document 0000902664-16-006293 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIVIK HEALTHCARE OFFSHORE FUND LTD. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145243 Filed Document 0001566114-16-000108 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund