|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480205
- Filed Document
- 0001315863-16-001316
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669854
- Filed Document
- 0001669854-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $33,720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669740
- Filed Document
- 0001669724-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001522194
- Filed Document
- 0000919574-16-012031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC
- CIK Number
- 0001460898
- Filed Document
- 0001144204-16-089187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P.
- CIK Number
- 0001418598
- Filed Document
- 0001013594-16-000936
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UOB Global Equity Sales LLC
- CIK Number
- 0001327542
- Filed Document
- 0001549691-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410109
- Filed Document
- 0001549691-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $12,835,947
- Associated Brokers / Dealers
- Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, Bobby L. Glass, Joseph A.Nugent, Francis R. Bowen, Douglas A. Herickson, Eric S. Scaff, James M. Gambaccini, John W. Goff, Brian E. Kampbell, Kelly H. Clyde, Silver Portal Capital LLC, Robert J. Binkele, Randy A, Barmarche, Hugh O. Barndollar Sr., Robert A. Horning, Joseph R. Broadbent, Mark G. Kosanke, Christine S. Nielson, James G. Shaw, Ivan M. West, and Michael J. Osland
- CIK Number
- 0001656719
- Filed Document
- 0001656719-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614625
- Filed Document
- 0000919574-16-012005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Asset Management Consulting Services, Inc.
- CIK Number
- 0001598118
- Filed Document
- 0000902664-16-006488
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001476584
- Filed Document
- 0000899140-16-001318
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., Strategic Financial Alliance, Inc., Sanders Morris Harris, Donald K. Gross, Capital Analysts, Incorporated, Commonwealth Financial Network, First Allied Securities, Inc., Triad Advisors, Inc., and Lincoln Investment
- CIK Number
- 0001271422
- Filed Document
- 0001013594-16-000931
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $3,012,500
- Associated Brokers / Dealers
- Brentwood Private Equity IV, L.P.
- CIK Number
- 0001668672
- Filed Document
- 0001668672-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $287,470
- Associated Brokers / Dealers
- Rhonda Miller and Edward Ahn
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636530
- Filed Document
- 0001636530-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669962
- Filed Document
- 0001669962-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001567960
- Filed Document
- 0000899140-16-001320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist
- CIK Number
- 0001458806
- Filed Document
- 0001013594-16-000924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001430741
- Filed Document
- 0000899140-16-001306
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001430481
- Filed Document
- 0000899140-16-001313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566606
- Filed Document
- 0001566606-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669049
- Filed Document
- 0001669049-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $1,155,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669497
- Filed Document
- 0001669497-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637551
- Filed Document
- 0001144204-16-089599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $186,530
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669808
- Filed Document
- 0001669808-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Metropolitan Real Estate Partners Secondaries & Co-Investments Fund-TCG, LP
See All Filings
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618261
- Filed Document
- 0001618261-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $3,540,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669841
- Filed Document
- 0001669841-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Metropolitan Real Estate Partners International VI-TCG, L.P.
See All Filings
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669398
- Filed Document
- 0001669398-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC
- CIK Number
- 0001460936
- Filed Document
- 0001144204-16-089215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
NW SPV XVII, LLC, a separate series of NeWAY Funds Master Series, LLC
See All Filings
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669659
- Filed Document
- 0001669659-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $15,536,368
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578366
- Filed Document
- 0001578366-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $80,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668198
- Filed Document
- 0001668198-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460920
- Filed Document
- 0001144204-16-089246
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $175,000
- Associated Brokers / Dealers
- Fundme Securities, LLC
- CIK Number
- 0001575019
- Filed Document
- 0001575019-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545401
- Filed Document
- 0000902664-16-006482
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001460863
- Filed Document
- 0001144204-16-089253
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
TCM MPS SERIES FUND LP/Crossways Series, Partners Series & Counterweight I Series
See All Filings
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P.
- CIK Number
- 0001422826
- Filed Document
- 0001013594-16-000935
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669896
- Filed Document
- 0001669896-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000893653
- Filed Document
- 0001398344-16-011139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Rance King Securities Corporation, Colorado Financial Service Corporation, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, Morris Financial, Inc., Newport Coast Securities, Inc., Oak Tree Securities, Inc., Sammons Securities Company, LLC, Sigma Financial Corporation, Whitehall-Parker Securities, Inc., McDermott Investment Services, Strategic Financial Alliance, Inc., Willbanks Securities, Lightpath Capital, and Sandlapper Securities, LLC.
- CIK Number
- 0001669887
- Filed Document
- 0001144204-16-089121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668978
- Filed Document
- 0001668978-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439408
- Filed Document
- 0001013594-16-000928
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369253
- Filed Document
- 0001013594-16-000930
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- Populus Brewing Co, LLC
- CIK Number
- 0001667512
- Filed Document
- 0001667512-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Tyrus Capital SPC for the account of its Tyrus Capital Special Private Equity Opportunities Fund III SP
See All Filings
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668584
- Filed Document
- 0001315863-16-001317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669801
- Filed Document
- 0000945621-16-000529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William Villafranco
- CIK Number
- 0001381810
- Filed Document
- 0000919574-16-012011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CdR Capital S.A.
- CIK Number
- 0001461591
- Filed Document
- 0000919574-16-012023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569947
- Filed Document
- 0000919574-16-012016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|