Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beach Point Multi-Strategy Credit Fund LP See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649448 Filed Document 0001649448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Select Fund V, LLC See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $81,160,000 Associated Brokers / Dealers David Gottlieb, David Turner, Benzion Kahana, Yoram Mehr, and Yacha Sutton CIK Number 0001664013 Filed Document 0001664013-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Equian Parent Corp. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661640 Filed Document 0000895345-16-000451 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Europa Fund V (No. 1) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001664546 Filed Document 0001664546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Fora-PR-Fund, a series of AngelList-MaBr-Funds, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001670655 Filed Document 0001670655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Europa Fund V (No. 2) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001664825 Filed Document 0001664825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND B, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163906 Filed Document 0000943663-16-000371 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic One Fund, L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670444 Filed Document 0001670444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEG MZ 2016 L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669927 Filed Document 0001669927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-16-000376 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbridge Partners, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468166 Filed Document 0000943663-16-000369 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King of Kash Enterprises, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670975 Filed Document 0001014108-16-000421 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
MARVIN & PALMER EMERGING MARKETS PARTNERS FUND L P See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dace Blaskovitz CIK Number 0001351337 Filed Document 0000898432-16-002115 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notion Data, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652644 Filed Document 0001652644-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Yeu Patch LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001670787 Filed Document 0001670787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vera Security, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $17,300,002 Associated Brokers / Dealers N/A CIK Number 0001625675 Filed Document 0001625675-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Viola P.E. 2 A.V., Limited Partnership See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001670859 Filed Document 0001670859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Postwood Energy, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001670788 Filed Document 0001670788-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Other
Nguyen Capital Partners, LP See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transatlantic Power Holdings LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670796 Filed Document 0001670796-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Quintree Medical LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670060 Filed Document 0001670060-16-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
Squarepoint Core US Feeder LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670900 Filed Document 0000902664-16-006580 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renewable Energy Group, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $4,245,000 Associated Brokers / Dealers N/A CIK Number 0001463258 Filed Document 0001670064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business IOWA Revenue or Assets $Over $100,000,000 Type of Security Equity
FS OneEquity Partners Co. L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001667384 Filed Document 0000950172-16-000167 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class 2 See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001653420 Filed Document 0001653420-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Faraday Bicycles, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649868 Filed Document 0001649868-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dor Technologies, Inc. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648670 Filed Document 0001648670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KKR Special Situations (TE) Feeder II L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Global Alternative Investment Services, Inc., and M&T Bank CIK Number 0001628000 Filed Document 0000950142-16-003409 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedCap Growth Equity Master Fund I LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001670758 Filed Document 0001670476-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angeles Global Equity Opportunities Fund LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670868 Filed Document 0001670868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Opportunity Fund X, LLC See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $24,950,000 Associated Brokers / Dealers Jacob Immanuel and David Turner CIK Number 0001664004 Filed Document 0001664004-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HARBERT VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001489427 Filed Document 0000919574-16-012210 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Origami Opportunities Fund III Offshore, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Sixpoint Partners LLC and Frontier Solutions, LLC CIK Number 0001638062 Filed Document 0001638062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Martial Law Fund I, LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $319,992 Associated Brokers / Dealers N/A CIK Number 0001669998 Filed Document 0001669998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CGZ-22-Fund, a series of AngelList-WiAl-Funds, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $77,250 Associated Brokers / Dealers N/A CIK Number 0001670654 Filed Document 0001670654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VSM-19-Fund, a series of AngelList-OL-Funds, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $410,474 Associated Brokers / Dealers N/A CIK Number 0001669434 Filed Document 0001669434-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001209024 Filed Document 0000943663-16-000375 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARVIN & PALMER GLOBAL EQUITY LP See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers .Dace Blaskovitz CIK Number 0000861213 Filed Document 0000898432-16-002116 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 31 See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $679,294 Associated Brokers / Dealers Shriram Bhashyan, Phil Haslett, and Nathaniel Disston CIK Number 0001670729 Filed Document 0001670729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jeffmont Ltd. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001670771 Filed Document 0001670771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BridgeEdU, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615866 Filed Document 0001615866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND A, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163905 Filed Document 0000943663-16-000370 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT LAKES POWER LTD See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001432416 Filed Document 0001144204-16-091663 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Corvid US Long Short Fund, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645632 Filed Document 0001625257-16-000133 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BODLEIAN PARTNERS B, L.P. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272840 Filed Document 0000943663-16-000368 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexamp, Inc. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Viola P.E. 2 A.V. PYRAMID, Limited Partnership See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001670860 Filed Document 0001670859-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STERRX, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670452 Filed Document 0001670452-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN ZULA) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $115,127 Associated Brokers / Dealers N/A CIK Number 0001580725 Filed Document 0001465818-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Pomona Capital IX, L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001670629 Filed Document 0001670629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund