Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AEM FF, LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $19,003,553 Associated Brokers / Dealers N/A CIK Number 0001615132 Filed Document 0001615132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
IGF Investment Grade Fund I, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. CIK Number 0001665578 Filed Document 0001665578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AAG Aviation Offshore Fund Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners CIK Number 0001603701 Filed Document 0000902664-16-006592 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrin Pharmaceuticals LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670487 Filed Document 0001670487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MS2016 Nimbus, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001669715 Filed Document 0001669715-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461237 Filed Document 0000941031-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Avanza, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001612980 Filed Document 0001612980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KB/V LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638035 Filed Document 0000902664-16-006597 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evershot Partners Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479975 Filed Document 0001479975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Coliseum Co-Invest Debt Fund, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $107,100,000 Associated Brokers / Dealers N/A CIK Number 0001670736 Filed Document 0001670736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inkling Systems, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $579,999 Associated Brokers / Dealers N/A CIK Number 0001493667 Filed Document 0000950103-16-012459 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BAE SYSTEMS PLC /FI/ See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $69,045,606 Associated Brokers / Dealers N/A CIK Number 0000895564 Filed Document 0000895564-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
F8 GoldAu SPV, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671128 Filed Document 0001140361-16-059880 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuroFx, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001671248 Filed Document 0001671248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Access Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529896 Filed Document 0001529896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTORIUS OFFSHORE INVESTMENTS, LTD. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001455406 Filed Document 0000943663-16-000382 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Strategic Solutions LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556855 Filed Document 0001556855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Crow Crowd, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671193 Filed Document 0001671193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wingspan Partners, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573181 Filed Document 0000902664-16-006591 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nguyen Capital Partners, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Physical Precious Metals Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563780 Filed Document 0001315863-16-001342 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001545529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherlow Alpha Strategies Fund Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520781 Filed Document 0001520782-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Funds Plc on behalf of its sub-fund GMO Emerging Markets Equity Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545530 Filed Document 0001545530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INRANGE SYSTEMS INC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $3,100,560 Associated Brokers / Dealers N/A CIK Number 0001323263 Filed Document 0001209191-16-111423 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TICP CLO Equity II, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670611 Filed Document 0001670611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CSW 1200 Washington Avenue, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001670798 Filed Document 0001670798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461219 Filed Document 0000941031-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
MITHRIL II LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001669609 Filed Document 0001669609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOT CAP VC FUND, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671101 Filed Document 0001671101-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Bay Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635182 Filed Document 0001315863-16-001354 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Santiago Gold Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546792 Filed Document 0001546792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA MULTI-ADVISOR FUND, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0000926102 Filed Document 0001315863-16-001347 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $6,415,921 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001670020-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DREAM CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649035 Filed Document 0001649035-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
1837 Partners L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mandeville Capital Real Estate Group II See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mandeville Capital, LLC CIK Number 0001671886 Filed Document 0001671886-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Clearview Trading Advisors, Inc., Lighthouse Capital Group LLC, and Colorado Financial CIK Number 0001666281 Filed Document 0000932440-16-000363 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
NAV Moda Operandi I, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,312,500 Associated Brokers / Dealers N/A CIK Number 0001668151 Filed Document 0001140361-16-060181 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Y Combinator Continuity Affiliates Fund I, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670489 Filed Document 0001670489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooper Human Systems LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554649 Filed Document 0001554649-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Steamboat Ventures VI, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers W.R. Hambrecht + Co., LLC CIK Number 0001663031 Filed Document 0001663031-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TTCP Executive Fund - VS, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671016 Filed Document 0001615594-16-000191 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sensoriant, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,500,070 Associated Brokers / Dealers N/A CIK Number 0001670519 Filed Document 0001670519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Voci Technologies Inc See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001466367 Filed Document 0001466367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-16-001343 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Olympus Capital Asia V, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001635133 Filed Document 0001635133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Marcos Student Living DST See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $24,321,998 Associated Brokers / Dealers Inland Securities Corporation, Steven D. Meahan, Eric S. Scaff, Barbara A. Huber, James T. Walesa, John W. Goff, Robert C. Straton, Douglas A. Henrickson, Keith W. Patterson, William F. Richardson Jr, Daniel P. Raupp, Brian C. Greenberg, Benjamin T. Newhouse, Daniel R. Mueller, John D. Strother, Chad Henry, Troy A. Oates, Eric Bicknese, Silver Portal Capital LLC, Byran A. Decker, Alex J. Kowalski, Eric J. Krause, David L. Funk, Tracy S. Bush, Joseph G. Michaletz, Michael A. Bendix, Justin C. Lowy, Dennis P. Clark, Frank G. Giangrande, Glenn C. Williams, Corbin S. Thomas, Scott D. Offerman, David A. Monheit, Danny R. Hughes, Carl F. Worden III, Stephen A. Chase, Christopher E. Krejci, Katie C. Buck, Peter A. Finnegan, Thomas J. Goodson, Marion D. Benedict, Tomas J. Velken, Richard Zuvella, John E. Bishop, Robert R. Tweed, Timothy R. Tehan, and Byron J. Ishiwata CIK Number 0001664117 Filed Document 0001664117-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Havenly Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,785,496 Associated Brokers / Dealers N/A CIK Number 0001658501 Filed Document 0001658501-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
True Velocity, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001670879 Filed Document 0001670879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity