Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Partners Capital Falcon Fund (A), L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493437 Filed Document 0001493437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCG-VS INVESTORS LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001671361 Filed Document 0001671361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SII Holding I Corp See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-16-000460 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410966 Filed Document 0001410966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Japan Large Cap Value Equity Fund, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522189 Filed Document 0001393725-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaTerra Multifamily Co-Invest I, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671981 Filed Document 0001671981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416120 Filed Document 0001416120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nalanda India Equity Fund Ltd See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $620,000,000 Associated Brokers / Dealers N/A CIK Number 0001622904 Filed Document 0001622904-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC EMERGING MARKETS PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548081 Filed Document 0001548081-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XXI Plan Asset Allocation LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640142 Filed Document 0000899140-16-001363 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SA Investment Partnership VI LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $62,965,000 Associated Brokers / Dealers N/A CIK Number 0001671785 Filed Document 0001671785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verve Investors, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $4,403,152 Associated Brokers / Dealers N/A CIK Number 0001671727 Filed Document 0001615594-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430348 Filed Document 0001430348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tessera Offshore Fund Ltd See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001398810 Filed Document 0000919574-16-012435 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LSV Frontier Markets Equity Fund, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604737 Filed Document 0001393725-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Value Equity Fund L P See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300564 Filed Document 0001393725-16-000218 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dirt Capital Partners 2016, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671081 Filed Document 0001671081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ecoark Holdings, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001437491 Filed Document 0001013762-16-001465 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CIQ Labs, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588915 Filed Document 0001588915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dev-Lock Systems, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cohanzick HY Fund, Ltd. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671183 Filed Document 0001315863-16-001378 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-16-000574 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001507943-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConsulTeams, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001672052 Filed Document 0001140361-16-061076 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001507943-16-000206 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PORTER HILLS FOUNDATION See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001671942 Filed Document 0001671942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row MLP III, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001015325-16-000045 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LaTerra Land Co-Invest I, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672002 Filed Document 0001671981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Versify Solutions, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,099,998 Associated Brokers / Dealers N/A CIK Number 0001473969 Filed Document 0001473969-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,082,850 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Windy City Capital LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671819 Filed Document 0001671819-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
iConservo Inc See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660155 Filed Document 0001660155-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset US Core Plus, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001330459 Filed Document 0001330459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Multi-Asset Credit Portfolio, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549304 Filed Document 0001549304-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385122 Filed Document 0001385122-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unify Ventures, Ltd. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671878 Filed Document 0001671878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Western Asset Global Sovereign(Q) Fixed Income, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473130 Filed Document 0001473130-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Acquisition Fund IX, L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $468,324,750 Associated Brokers / Dealers N/A CIK Number 0001671949 Filed Document 0001671949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NUCKOLS PLACE ASSOCIATES LLLP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001670544 Filed Document 0001670544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
MIG5 RPS, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $6,284,651 Associated Brokers / Dealers N/A CIK Number 0001582612 Filed Document 0001582612-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
NB Crossroads Fund XXI Asset Allocation LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640145 Filed Document 0000899140-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Resource Management Service, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,173,057 Associated Brokers / Dealers N/A CIK Number 0001649975 Filed Document 0001649975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET GLOBAL REAL BOND FUND, LTD. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527770 Filed Document 0001527770-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518911 Filed Document 0001393725-16-000217 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluebridge Digital, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTO, INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001657147 Filed Document 0001657147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundry Group Next, L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001671879 Filed Document 0001671879-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund