Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Adler Kawa Real Estate Fund III, LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jacques Kugler CIK Number 0001649117 Filed Document 0001649117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRB Equity 16A, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672164 Filed Document 0001672164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001059142 Filed Document 0001059142-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
AEW Senior Housing Investors III, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671526 Filed Document 0001671526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guestbook Rewards, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,916,924 Associated Brokers / Dealers N/A CIK Number 0001671583 Filed Document 0001637585-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK SF FUND LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671729 Filed Document 0001671729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EvoShare, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001671999 Filed Document 0001671999-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Hydra Platform LLC Hydra Cell 045 See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672148 Filed Document 0001672148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Trov, Inc. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $25,667,308 Associated Brokers / Dealers N/A CIK Number 0001553586 Filed Document 0001553586-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Partners II, L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001639975 Filed Document 0001639975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Holdings I, LLC, Zeel Series Only See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001669463 Filed Document 0001669463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RADIENT TECHNOLOGIES INC. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-16-061089 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT HIMALAYA, INC. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $124,249 Associated Brokers / Dealers N/A CIK Number 0001672198 Filed Document 0001672198-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 40 See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639470 Filed Document 0001507943-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenkman Energy Opportunity Select LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001639341 Filed Document 0001140361-16-061123 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncorus, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRP Minerals LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001664199 Filed Document 0001553350-16-001889 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ONESPOT, INC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001455331 Filed Document 0000905718-16-001321 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Medismart MSO XI, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671667 Filed Document 0001671667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PB & J Management, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671672 Filed Document 0001671664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001507943-16-000214 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medismart MSO X, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671665 Filed Document 0001671666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, Ltd. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-16-001366 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Drive Storage, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001672049 Filed Document 0001672049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Roth Capital Partners LLP CIK Number 0001403570 Filed Document 0001493152-16-008857 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Option To Acquire
ValueQuest India Moat Fund Ltd See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605109 Filed Document 0000947871-16-001109 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-16-006710 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Fund, L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518930 Filed Document 0001315863-16-001382 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Mortgage Partners, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670990 Filed Document 0000902664-16-006715 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northlight European Fundamental Credit Fund L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496347 Filed Document 0001496347-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $162,266,562 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000521 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USAmeriBancorp, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Sandler O'Neil & Partners and Raymon James & Associates CIK Number 0001467277 Filed Document 0001467277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Sio Partners Offshore, Ltd See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385848 Filed Document 0001385848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARA Labs, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,749,998 Associated Brokers / Dealers N/A CIK Number 0001671616 Filed Document 0001671616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
BEAN BOX, INC. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Parkloco Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $629,999 Associated Brokers / Dealers N/A CIK Number 0001671473 Filed Document 0001671473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Central Florida Holdings, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $6,215,655 Associated Brokers / Dealers N/A CIK Number 0001672074 Filed Document 0001672074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alinda Infrastructure Fund III, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ben Simon Sussman Capital Ltd. and Daiwa Securities Co. Ltd. CIK Number 0001670343 Filed Document 0001670343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 11 DST See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $24,070,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC and Concord Investment Services, LLC CIK Number 0001659689 Filed Document 0001659689-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Modern Pop, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672155 Filed Document 0001672155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $359,665 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-16-000519 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMH La Maison LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,465,000 Associated Brokers / Dealers N/A CIK Number 0001671935 Filed Document 0001671935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000338 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000340 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Wynkoop Homestead Fund IV LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671775 Filed Document 0001671775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MD Interconnect, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668457 Filed Document 0001668457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BIOTRICITY INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630113 Filed Document 0001140361-16-061410 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Debt
BioFluidica, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Financial Capital Partners Alpha Select Fund, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480720 Filed Document 0000945621-16-000572 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund