Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BTG Pactual Rates Fund, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672044 Filed Document 0000950172-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001264396-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broker Genius Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,023,571 Associated Brokers / Dealers N/A CIK Number 0001672348 Filed Document 0001672348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Real Estate Trust See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Back Porch Solutions, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001672533 Filed Document 0001672533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457667 Filed Document 0001457667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-16-012484 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
uZoom, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $651,250 Associated Brokers / Dealers N/A CIK Number 0001670845 Filed Document 0001670845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SEVERN BANCORP INC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $2,015,500 Associated Brokers / Dealers Compass Point Research & Trading, LLC CIK Number 0000868271 Filed Document 0001140361-16-061259 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Pelham Equity Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662051 Filed Document 0001315863-16-001393 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Life Boost LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672293 Filed Document 0001672293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Summit (Onshore), L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671917 Filed Document 0000902664-16-006742 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,404,572 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Scott-Macon Long-Short Futures Fund, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001574857 Filed Document 0001144204-16-094593 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring44 Distilling, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001538741 Filed Document 0001538741-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Cat Bond Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672288 Filed Document 0001672288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Southeastern Global Partners, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001639911 Filed Document 0001144204-16-094637 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $600 Associated Brokers / Dealers N/A CIK Number 0001527541 Filed Document 0001527541-16-000253 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MatriTek, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671106 Filed Document 0001671106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEC-West Chester LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $665,750 Associated Brokers / Dealers N/A CIK Number 0001670632 Filed Document 0001670632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DroneShield Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $22,040,000 Associated Brokers / Dealers N/A CIK Number 0001671541 Filed Document 0001671541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Graphic India Pte. Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001672219 Filed Document 0001672219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Debt
Criterion Software & Security Opportunities Fund, L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639445 Filed Document 0001639445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q32 Capital Partners, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672321 Filed Document 0001672321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Sandler Plus Offshore Fund Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001140361-16-061300 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Q-BLK STRATEGIC PARTNERS INC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001308869 Filed Document 0001666701-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541955 Filed Document 0001541955-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Global Ltd. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546487 Filed Document 0001546487-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Haddington Freedom Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JB Wealth Management, LLC CIK Number 0001672113 Filed Document 0001672113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emet Municipal Real Estate Strategy, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $126,776,650 Associated Brokers / Dealers N/A CIK Number 0001626710 Filed Document 0000905718-16-001327 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Co-Investment Income Fund, L.P. - Non-US Series See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671812 Filed Document 0001671832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners II-A L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Foreside Fund Services, LLC, Jerrod John Stelli, KB Investment & Securities Co. Ltd., and J.P. Morgan Securities LLC CIK Number 0001635070 Filed Document 0001671144-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS GAVEA FUND, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001522380 Filed Document 0001522380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-16-000874 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Clifton Commodities Fund LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0000940394-16-002359 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Rates Master Fund, Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672057 Filed Document 0000950172-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eventplicity Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Carson Group Holdings, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $34,380,000 Associated Brokers / Dealers N/A CIK Number 0001672408 Filed Document 0000900440-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Loyalty Builders, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $702,000 Associated Brokers / Dealers N/A CIK Number 0001646130 Filed Document 0001646130-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
SCP Ltd Holdings, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers David A. Noyes & Co. CIK Number 0001672269 Filed Document 0001672269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Varadero Employee Partners Program, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672305 Filed Document 0001672305-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $3,024,000 Associated Brokers / Dealers Kevin Wernick, John Argue, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-16-000526 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Q BLK STRATEGIC PARTNERS II, LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001165109 Filed Document 0001666701-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Boston Holdings, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672349 Filed Document 0001672349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP (Series B) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671347 Filed Document 0001315863-16-001387 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First National Realty Partners Fund II LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672284 Filed Document 0001672284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Tuck/DEN Ventures, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670158 Filed Document 0001670158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund