Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
American Lane Quantitative Strategies Ltd. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640538 Filed Document 0001315863-16-001403 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Abbott & Wallace Distilling Company, LLC. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Abbott & Wallace Distilling Company CIK Number 0001672575 Filed Document 0001672575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Silver Dragon Resources Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $6,836,557 Associated Brokers / Dealers N/A CIK Number 0001017290 Filed Document 0001062993-16-009115 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Debt
Wadsworth Capital LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671963 Filed Document 0001671963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
IOG Class L Investment Vehicle I, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001671228 Filed Document 0001671230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Oil Corp See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brown Advisory (Bermuda) Ltd.- Brown Advisory Alternative Strategies Fund See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Stephen Burke CIK Number 0001483215 Filed Document 0001483215-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Craft Partners, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $37,350,000 Associated Brokers / Dealers N/A CIK Number 0001619736 Filed Document 0001461373-16-000080 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Claro, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001672637 Filed Document 0001672637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenesto Corp See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $513,984 Associated Brokers / Dealers N/A CIK Number 0001656141 Filed Document 0001656141-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Comet Solutions Inc See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001308688 Filed Document 0001308688-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Sixth Cinven Fund (No.1) Limited Partnership See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672247 Filed Document 0001672247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,340,836 Associated Brokers / Dealers Andrew Arigo, Robert Queen, and David Stecher CIK Number 0001135856 Filed Document 0001135856-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carlyle Private Equity Access Blocker Fund 2015, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661035 Filed Document 0001661035-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RefleXion Medical, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $51,999,998 Associated Brokers / Dealers N/A CIK Number 0001604459 Filed Document 0001604459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
US Mobile Dermatology LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001672133 Filed Document 0001672133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Sixth Cinven Fund (No.2) Limited Partnership See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672248 Filed Document 0001672248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premium Point Master Single Family Residential Fund I LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671639 Filed Document 0000950172-16-000174 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Secondaries Fund II, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., and VCP Advisors, LLC CIK Number 0001660566 Filed Document 0001660566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Censa Pharmaceuticals Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001672520 Filed Document 0001605796-16-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Suprema Paleta, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001672492 Filed Document 0001672492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vollero Beach Capital Offshore Ltd. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Debra L. Pipines CIK Number 0001466896 Filed Document 0001012975-16-001168 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accel London V L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001672272 Filed Document 0001672272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $19,950,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adgero Biopharmaceuticals Holdings, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001657598 Filed Document 0000905718-16-001355 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PNA Innovations, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001553900 Filed Document 0001209191-16-115191 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BeBop Sensors, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634278 Filed Document 0001634278-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRANSACTIS, INC. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001556233 Filed Document 0001615774-16-005037 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneNetworks, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671088 Filed Document 0001671088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOP - Corizon, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $920,871 Associated Brokers / Dealers N/A CIK Number 0001671915 Filed Document 0001140361-16-061619 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EagleDream Health Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001632023 Filed Document 0001632023-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PayGo Energy, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001672574 Filed Document 0001672574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Advantagene, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001660549 Filed Document 0001660549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SpeechVive Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593767 Filed Document 0001593767-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sandor Capital (QP), L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206023 Filed Document 0001315863-16-001400 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Twist Bioscience Corp See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund (Cayman) LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001671360 Filed Document 0000902664-16-006762 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series R-1 See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663044 Filed Document 0001672597-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund 2015, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661036 Filed Document 0001661036-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Therapies Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671158 Filed Document 0001671158-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowerVision, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $41,000,000 Associated Brokers / Dealers N/A CIK Number 0001313156 Filed Document 0001313156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Confluence Life Sciences, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,437,278 Associated Brokers / Dealers N/A CIK Number 0001540502 Filed Document 0001540502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP Blade Holdings, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672606 Filed Document 0001672199-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000791 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Forward Health Group, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001474300 Filed Document 0001362118-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GoZone WiFi LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668860 Filed Document 0001668860-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other