Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-16-006771 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 139 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001661776 Filed Document 0001661776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Organic Transit, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,322,000 Associated Brokers / Dealers N/A CIK Number 0001664485 Filed Document 0001664485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LUCAS ENERGY, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001309082 Filed Document 0001580695-16-000347 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlite Commons III, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672677 Filed Document 0001672677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cryoport, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,525,746 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-16-095334 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carey European Student Housing Fund I, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Carey Financial, LLC CIK Number 0001670411 Filed Document 0001670411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUROMORE INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672719 Filed Document 0001672719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Center Pond Partners, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639749 Filed Document 0001639749-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0000899140-16-001372 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Power Practical, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $378,450 Associated Brokers / Dealers N/A CIK Number 0001568180 Filed Document 0001568180-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001672664 Filed Document 0001672664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue School Fund 1 LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A and Traderfiled Securities CIK Number 0001662468 Filed Document 0001662468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SB Capital Management Private Equity Fund II, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671893 Filed Document 0001562555-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB EXPORT INFRASTRUCTURE INVESTMENT GROUP 57, LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $17,050,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001672707 Filed Document 0001672707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
IMARA Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $30,999,971 Associated Brokers / Dealers N/A CIK Number 0001672619 Filed Document 0001672619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teng Yue Partners Fund, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515412 Filed Document 0001315863-16-001404 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Vision Fund International, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415705 Filed Document 0000919574-16-012532 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Agora Tech, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001672564 Filed Document 0001672564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $8,800,024 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-16-114997 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capture Vascular, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,418,766 Associated Brokers / Dealers N/A CIK Number 0001672653 Filed Document 0001672653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SECOND CURVE OPPORTUNITY FUND LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271616 Filed Document 0000919574-16-012520 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund V LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Liquidity Fund XXXV LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667310 Filed Document 0001667310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TCTA Acquisition, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers N/A CIK Number 0001672582 Filed Document 0001672582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TCTA Holding, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001672573 Filed Document 0001672573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
A-KJH-17-Fund, a series of AngelList-IC-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001672548 Filed Document 0001672548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RJS-18-Fund, a series of AngelList-NewRes-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001670620 Filed Document 0001670620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whispering Hills, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers not applicable CIK Number 0001672633 Filed Document 0001672633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Princeton Ventures/CORE, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001672601 Filed Document 0001672601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Lingua Franca-LS Vineyards Holdings, LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001672022 Filed Document 0001672022-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $309,205 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-16-000531 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cornerstone Patriot Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BABSON CAPITAL SECURITIES LLC CIK Number 0001379123 Filed Document 0001379123-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Consigli Capital, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672660 Filed Document 0001672660-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Dmil-PR-Fund, a series of AngelList-RM-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $678,339 Associated Brokers / Dealers N/A CIK Number 0001672600 Filed Document 0001672600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZA TOUR Ltd LIABILITY Co See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001672062 Filed Document 0001672062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Half Court Ventures I LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672636 Filed Document 0001672636-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dahn America360 Storage III DST See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $4,692,279 Associated Brokers / Dealers Orchard Securities, LLC, Concorde Investment Services, LLC, VFG Securities, Inc., and TCM Securities, Inc. CIK Number 0001672627 Filed Document 0001672627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Brightstone Venture Capital Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Blue School Fund 2 LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A and Traderfield Securities CIK Number 0001662467 Filed Document 0001662467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RHYTHM DIAGNOSTIC SYSTEMS, INC. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $4,638,748 Associated Brokers / Dealers N/A CIK Number 0001662221 Filed Document 0001662221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UPilot, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001672902 Filed Document 0001672902-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Something Edible Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672540 Filed Document 0001477932-16-009883 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medicenna Therapeutics Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $798,336 Associated Brokers / Dealers N/A CIK Number 0001672726 Filed Document 0001672726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Santa Fe Burrito Holdings LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001672511 Filed Document 0001672511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SB Capital Management Private Equity Fund I, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671892 Filed Document 0001562555-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoLo, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DUMA Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645496 Filed Document 0001645496-16-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity