Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New Era Fund, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499302 Filed Document 0001499302-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
IDM Mining Ltd. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $44,400 Associated Brokers / Dealers N/A CIK Number 0001513298 Filed Document 0001140361-16-064073 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces L.L.C. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Kohinoor Series (Cayman) Fund See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001641146 Filed Document 0000902664-16-006927 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXUMA OFFSHORE FUND LTD. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and J.P. Morgan Securities LLC CIK Number 0001596733 Filed Document 0000919574-16-012777 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legal & General MSCI Canada Fund, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673933 Filed Document 0001673933-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RealtyShares 223, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001673224 Filed Document 0001673236-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CYANOTECH CORP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $378,975 Associated Brokers / Dealers None CIK Number 0000768408 Filed Document 0001528404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Spiral Genetics, Inc. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001555798 Filed Document 0001052918-16-001015 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
TINY KICKS, INC. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $591,983 Associated Brokers / Dealers N/A CIK Number 0001651915 Filed Document 0001651915-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERFICIENT INC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $137,718 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-16-000069 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
FundersClub FHA LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $83,700 Associated Brokers / Dealers N/A CIK Number 0001673190 Filed Document 0001673190-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA TREASURY 15 PLUS STRIPS FUND LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597977 Filed Document 0001537253-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sanderson International Value Tobacco Free Fund See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001299232-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIAD TRADING FUND LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087932 Filed Document 0001315863-16-001431 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OZ Enhanced Domestic Partners, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575981 Filed Document 0001575981-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Triangle, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $841,454 Associated Brokers / Dealers Kennedy Triangle, LLC CIK Number 0001674051 Filed Document 0001674051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WiserTogether, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $2,500,006 Associated Brokers / Dealers N/A CIK Number 0001498932 Filed Document 0001498932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE LONG ONLY PARTNERS LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577266 Filed Document 0000919574-16-012783 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PORTLANDIA COHOUSING LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001636188 Filed Document 0001636188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Greist, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001674078 Filed Document 0001674078-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CONVERGENCE CT INC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001161775 Filed Document 0001161775-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Harbor View Investors LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551567 Filed Document 0000899140-16-001399 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Katonah Capital Partners LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jim Lawler CIK Number 0001673704 Filed Document 0001673704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LGIMA Liability Aware Long Duration US Credit Fund, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569020 Filed Document 0001537253-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WestRiver Partners, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549306 Filed Document 0001549306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next World Capital II, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001632014 Filed Document 0001632014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PassportParking, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001594329 Filed Document 0001594329-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Whitehorse Liquidity Partners I LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665992 Filed Document 0001665992-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
View The Space, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001648982 Filed Document 0001648982-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001639245 Filed Document 0001639245-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XI, LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001673878 Filed Document 0001673878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mission City Partners, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $302,500 Associated Brokers / Dealers N/A CIK Number 0001673914 Filed Document 0001673914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Neuron Shield 9, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001673866 Filed Document 0001673866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NB Secondary Opportunities Fund IV LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671763 Filed Document 0001671763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THB MICROCAP FUND, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500702 Filed Document 0001500702-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001537253-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Joller Stroller LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001664429 Filed Document 0001664429-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Logan Stone Capital LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409094 Filed Document 0001409094-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212 Capital Trading, Ltd. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594987 Filed Document 0001594987-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mammoth Universal, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673658 Filed Document 0001673658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SmartUQ LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001627925 Filed Document 0001627925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Big Jack Ultimate Holdings LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-16-000480 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seacoast Capital Partners IV, L.P. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001674963 Filed Document 0001674963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive-2317 Pleasant Valley Road LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $9,683,000 Associated Brokers / Dealers N/A CIK Number 0001672262 Filed Document 0001672262-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Assent Compliance Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674215 Filed Document 0001674215-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Longitude Venture Partners III, L.P. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001674099 Filed Document 0001674099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Emerging Markets Bond Fund, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637598 Filed Document 0001637598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quad Learning, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $18,840,636 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity