Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cypress Core Real Estate Fund, L.P. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001674709 Filed Document 0001674709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001616060 Filed Document 0001393725-16-000230 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001381363 Filed Document 0001393725-16-000228 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDS CAPITAL EMERGING MARKETS GROWTH FEEDER FUND (DE), L.P. See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608694 Filed Document 0001608694-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellfount, Corp See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Postscript Capital, L.P. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674283 Filed Document 0000935836-16-000914 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1111 SUNSET BOULEVARD II, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001674464 Filed Document 0001674466-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Silver Creek Prime, L.P. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674068 Filed Document 0001507943-16-000233 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RQSI GLOBAL ASSET ALLOCATION FUND, LTD. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670844 Filed Document 0001140361-16-065202 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORRE OPPORTUNITIES II FUND, LTD See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642328 Filed Document 0000919574-16-012902 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001568243 Filed Document 0001568243-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ASHMORE EMERGING MARKETS DEBT FUND See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001267160 Filed Document 0001267160-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001660959 Filed Document 0001660959-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DalCor Pharmaceuticals US, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001673368 Filed Document 0001673372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Roam Analytics, Inc. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $11,952,126 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AnaCap Credit Opportunities III, L.P. See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642480 Filed Document 0001642480-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WI Harper Fund VIII LP See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $174,250,000 Associated Brokers / Dealers N/A CIK Number 0001674639 Filed Document 0001674639-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II (CAYMAN) LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001660958 Filed Document 0001660958-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Distributors Acquisition, LLC See All Filings	D	2016-05-12 20:21:00 UTC
Amount To Be Raised $17,680,000 Associated Brokers / Dealers N/A CIK Number 0001673888 Filed Document 0001673888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 20:21:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRX Therapeutics, Inc. See All Filings	D	2016-05-12 20:12:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001411920 Filed Document 0001411920-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 20:12:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TTRI, LLC See All Filings	D	2016-05-12 19:30:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001611051 Filed Document 0001611051-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 19:30:19 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altegris CQS Multi-Strategy Fund, Ltd. See All Filings	D	2016-05-12 19:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001672986 Filed Document 0001672986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 19:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agents Investors Group of America, LLC See All Filings	D	2016-05-12 18:50:43 UTC
Amount To Be Raised $1,610,000 Associated Brokers / Dealers N/A CIK Number 0001328006 Filed Document 0001328006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:50:43 UTC Type of Offering D Industry Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Key Square Partners II LP See All Filings	D	2016-05-12 18:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672879 Filed Document 0000950142-16-003716 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:44:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Key Square International Fund II Ltd See All Filings	D	2016-05-12 18:43:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672880 Filed Document 0000950142-16-003715 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:43:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Encore Wellhead Systems, LLC See All Filings	D	2016-05-12 18:22:15 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001673809 Filed Document 0001673809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:22:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medal, Inc. See All Filings	D	2016-05-12 18:20:39 UTC
Amount To Be Raised $3,775,990 Associated Brokers / Dealers N/A CIK Number 0001674097 Filed Document 0001674097-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:20:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RRIF VI, LP See All Filings	D/A	2016-05-12 18:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc, Equus Financial Consulting LLC, and Spire Securities, LLC CIK Number 0001664650 Filed Document 0001664650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:11:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RAMONA TERRACE SOLAR VENTURE L.L.C. See All Filings	D	2016-05-12 18:08:34 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001674514 Filed Document 0001674515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:08:34 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Joonbug Exploration Fund, LLC See All Filings	D	2016-05-12 18:08:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001674119 Filed Document 0001674119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:08:08 UTC Type of Offering D Industry Coal Mining Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Encore Vision, Inc. See All Filings	D/A	2016-05-12 18:05:27 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001618596 Filed Document 0001618596-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:05:27 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cryptosoft Ltd See All Filings	D	2016-05-12 18:02:08 UTC
Amount To Be Raised $9,224,748 Associated Brokers / Dealers N/A CIK Number 0001673662 Filed Document 0001393725-16-000225 Exclusions or Exemptions 506b Accepted Date 2016-05-12 18:02:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Logos Partners, L.P. See All Filings	D/A	2016-05-12 17:53:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001003604 Filed Document 0000935836-16-000907 Exclusions or Exemptions 506b Accepted Date 2016-05-12 17:53:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simplifide, Inc. See All Filings	D	2016-05-12 17:42:53 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001674485 Filed Document 0001674485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 17:42:53 UTC Type of Offering D Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
DESCHUTES INCOME OPPORTUNITY FUND LP See All Filings	D	2016-05-12 17:38:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001674002 Filed Document 0001461859-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-05-12 17:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Stch-Fund, a series of AngelList-AM-Funds, LLC See All Filings	D	2016-05-12 15:20:54 UTC
Amount To Be Raised $32,428 Associated Brokers / Dealers N/A CIK Number 0001624188 Filed Document 0001624188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:20:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Interactive, Inc. See All Filings	D	2016-05-12 15:19:32 UTC
Amount To Be Raised $3,809,293 Associated Brokers / Dealers N/A CIK Number 0001612708 Filed Document 0001612708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:19:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund (Segregated Portfolio) See All Filings	D/A	2016-05-12 15:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584475 Filed Document 0000950172-16-000193 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:17:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CWQ-16-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2016-05-12 15:17:18 UTC
Amount To Be Raised $174,700 Associated Brokers / Dealers N/A CIK Number 0001673584 Filed Document 0001673584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:17:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LTD. See All Filings	D/A	2016-05-12 15:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHVIEW HEALTHCARE PARTNERS LLC See All Filings	D	2016-05-12 15:16:01 UTC
Amount To Be Raised $611,850 Associated Brokers / Dealers N/A CIK Number 0001370480 Filed Document 0001370480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:16:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2016-05-12 15:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-16-000191 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:14:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PredictionWorks, Inc. See All Filings	D	2016-05-12 15:13:37 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001674480 Filed Document 0001674480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:13:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holowesko Global Equity Fund LLC See All Filings	D/A	2016-05-12 15:13:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:13:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PING EXCEPTIONAL VALUE FUND OFFSHORE, LTD See All Filings	D/A	2016-05-12 15:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanjay Patel CIK Number 0001435070 Filed Document 0001435070-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle's View Offshore Fund, Ltd. See All Filings	D/A	2016-05-12 15:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas H. Mahoney IV and Aubrey Tyson CIK Number 0001643209 Filed Document 0001643209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Water Corp See All Filings	D	2016-05-12 15:11:11 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers N/A CIK Number 0001394872 Filed Document 0001052918-16-001024 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:11:11 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DGV Enhanced U.S. Equity Fund LLC See All Filings	D/A	2016-05-12 15:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642142 Filed Document 0001642142-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TIAA-CREF REAL PROPERTY FUND LP See All Filings	D	2016-05-12 15:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611291 Filed Document 0000945621-16-000595 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:08:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChinaAMC China Growth Fund See All Filings	D/A	2016-05-12 15:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608040 Filed Document 0001140361-16-064795 Exclusions or Exemptions 506b Accepted Date 2016-05-12 15:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund