Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-RJK-37-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $252,997 Associated Brokers / Dealers N/A CIK Number 0001674126 Filed Document 0001674126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoundBrite, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001674867 Filed Document 0001674867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fossil Capital, L.P. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673904 Filed Document 0001673904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Kentucky Surgicenter, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001674320 Filed Document 0001674320-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Trusted Knight Corp See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001673216 Filed Document 0001673216-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
STAR-Global Equities Fund, LLC See All Filings	D/A	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608288 Filed Document 0001608288-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedPoint Global Inc See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0001625257-16-000154 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IVA Global Fund (Cayman) (U.S. Investors) Ltd See All Filings	D/A	2016-05-17 14:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001458688 Filed Document 0001458688-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XXXII LLC See All Filings	D/A	2016-05-17 14:07:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667326 Filed Document 0001667302-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Liquidity Fund XXXIV LLC See All Filings	D/A	2016-05-17 14:03:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667302 Filed Document 0001667302-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-05-17 14:02:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Kevin McGrady CIK Number 0001619764 Filed Document 0001619764-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:02:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2016-05-17 14:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429009-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAVP Capital Fund, LP See All Filings	D	2016-05-17 14:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674865 Filed Document 0001674865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 14:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skylit Corp See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001615353-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
UNITED STATES DEBT RECOVERY XVI, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $15,190,500 Associated Brokers / Dealers N/A CIK Number 0001644210 Filed Document 0001644210-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stryd, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001647106 Filed Document 0001647106-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DEXCOM INC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $7,225,664 Associated Brokers / Dealers N/A CIK Number 0001093557 Filed Document 0001093557-16-000533 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Yield Fund I LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674397 Filed Document 0001674397-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
River by the Woods, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001674895 Filed Document 0001674895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazarus Investment Holdings LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001674622 Filed Document 0001079973-16-000977 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Undo, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672735 Filed Document 0001672735-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Whereable Technologies LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
US Farmland Fund, LP See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494520 Filed Document 0001494520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
STAQ ENERGY, INC. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001674259 Filed Document 0001674259-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXVIII LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644301 Filed Document 0001644301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Axion BioSystems, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $6,265,603 Associated Brokers / Dealers N/A CIK Number 0001458565 Filed Document 0001458565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parus Fund PLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671921 Filed Document 0000902664-16-007111 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA OVERSEAS FUND (CAYMAN) LTD See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429008 Filed Document 0001429033-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CenterOak Equity Fund I, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001642721 Filed Document 0000899140-16-001442 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Fund VII, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Compass Group Global Advisors S.A., Credit Suisse Securities (USA) LLC, Morgan Stanley Smith Barney LLC, Wells Fargo Investment Institute, Inc., and UBS Financial Services Inc. CIK Number 0001653745 Filed Document 0000950103-16-013385 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zentila, Inc. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,502,430 Associated Brokers / Dealers N/A CIK Number 0001575736 Filed Document 0001376474-16-000740 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Falafel, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $757,623 Associated Brokers / Dealers N/A CIK Number 0001674819 Filed Document 0001674819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FrontDesk Connect, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001674896 Filed Document 0001674896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HomeyLabs, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $82,166 Associated Brokers / Dealers N/A CIK Number 0001674897 Filed Document 0001674897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SLOVENIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Roundabout Markets, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001674889 Filed Document 0001674889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CGK Plano Opco, LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001674544 Filed Document 0001674544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARCADIA OUTPATIENT SURGERY CENTER LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0000835319 Filed Document 0000835319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CardioFocus, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001465968 Filed Document 0001465968-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL AUTHENTICATION TECHNOLOGIES INC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001407779 Filed Document 0001407779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Altair - TAO, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001606953 Filed Document 0001144204-16-103114 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
itemMaster, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001672595 Filed Document 0001672595-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Get Me, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673755 Filed Document 0001673755-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cyber Advanced Technology, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652758 Filed Document 0001652758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-16-000916 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP Wetherole LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers Wunderlich Securities, Inc. and Saxony Securities Inc CIK Number 0001658619 Filed Document 0001658619-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MV Startup Fund XXXIII LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001668146 Filed Document 0001668146-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NET ALPHA FINANCIAL SYSTEMS LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001674668 Filed Document 0001674668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Vericare Management Inc See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $7 Associated Brokers / Dealers N/A CIK Number 0001379464 Filed Document 0001019687-16-006356 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KEYSTONE MOBILE PARTNERS LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $20,390 Associated Brokers / Dealers N/A CIK Number 0001174003 Filed Document 0001174003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DRAGON CAPITAL L.P., SERIES ELEVEN See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674774 Filed Document 0001674774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund