Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CPG Carlyle Master Fund, LLC See All Filings	D/A	2016-06-14 15:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001560917 Filed Document 0001560917-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:31:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oriens Fund II, L.P. See All Filings	D	2016-06-14 15:29:08 UTC
Amount To Be Raised $114,000,000 Associated Brokers / Dealers N/A CIK Number 0001677075 Filed Document 0001677075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:29:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series J See All Filings	D	2016-06-14 15:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676871 Filed Document 0001676871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM Target Date Russell 1000 Growth Index Fund, LP See All Filings	D/A	2016-06-14 15:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. CIK Number 0001642293 Filed Document 0001642293-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Private Equity Credit Opportunities Fund LP See All Filings	D	2016-06-14 15:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677050 Filed Document 0001677050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BakerCorp International Holdings, Inc. See All Filings	D/A	2016-06-14 15:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521101 Filed Document 0000895345-16-000490 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:19:09 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Resources Ltd. See All Filings	D/A	2016-06-14 15:18:50 UTC
Amount To Be Raised $2,103,488 Associated Brokers / Dealers Haywood Securities (USA) Inc. and Sprott Global Resource Investments Ltd. CIK Number 0001519424 Filed Document 0001140361-16-069697 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:18:50 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MKT Capital, LP See All Filings	D/A	2016-06-14 15:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572135 Filed Document 0001572135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxford Performance Materials, Inc. See All Filings	D/A	2016-06-14 15:13:15 UTC
Amount To Be Raised $15,784,670 Associated Brokers / Dealers NewCap Partners Inc. CIK Number 0001600399 Filed Document 0001600399-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:13:15 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFH Heritage, L.P. See All Filings	D	2016-06-14 15:09:21 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001676602 Filed Document 0001676602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:09:21 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Central Penn Capital Management, LLC See All Filings	D	2016-06-14 15:05:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001602917 Filed Document 0001140361-16-069695 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:05:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2016-06-14 15:02:56 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:02:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Welkin Investment Partners 9, L.P. See All Filings	D	2016-06-14 15:00:29 UTC
Amount To Be Raised $5,448,000 Associated Brokers / Dealers N/A CIK Number 0001676089 Filed Document 0001676089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 15:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series G See All Filings	D	2016-06-14 14:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676860 Filed Document 0001676860-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Medical Technologies, Inc. See All Filings	D	2016-06-14 14:54:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001537512 Filed Document 0001537512-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:54:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Glen Oaks Fund, L.P. See All Filings	D/A	2016-06-14 14:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001645435 Filed Document 0001645435-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon, LLC See All Filings	D	2016-06-14 14:42:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676433 Filed Document 0001676433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:42:53 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
PointClickCare Corp. See All Filings	D	2016-06-14 14:33:08 UTC
Amount To Be Raised $1,875,990 Associated Brokers / Dealers N/A CIK Number 0001606766 Filed Document 0001606766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:33:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blackheath Resources Inc. See All Filings	D	2016-06-14 14:30:40 UTC
Amount To Be Raised $17,514 Associated Brokers / Dealers N/A CIK Number 0001570994 Filed Document 0001183740-16-000374 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:30:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Stephens Investment Partners 2016 LLC See All Filings	D	2016-06-14 14:23:18 UTC
Amount To Be Raised $12,170,000 Associated Brokers / Dealers N/A CIK Number 0001676867 Filed Document 0001676867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:23:18 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Vantage Point Resources, Inc. See All Filings	D/A	2016-06-14 14:11:45 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001650875 Filed Document 0001650875-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-14 14:11:45 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rebric Inc. See All Filings	D/A	2016-06-14 14:08:38 UTC
Amount To Be Raised $41,500 Associated Brokers / Dealers N/A CIK Number 0001676115 Filed Document 0001676115-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:08:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HoneyCo Homes Society, Inc. See All Filings	D	2016-06-14 14:04:32 UTC
Amount To Be Raised $1,498,908 Associated Brokers / Dealers N/A CIK Number 0001676984 Filed Document 0001676984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 14:04:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vantage Point Resources, Inc. See All Filings	D/A	2016-06-14 14:01:13 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001650875 Filed Document 0001650875-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-14 14:01:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oklahoma Angel Fund I, LP See All Filings	D	2016-06-14 13:59:36 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers Oklahoma Angel Fund I, LP CIK Number 0001673854 Filed Document 0001673854-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-14 13:59:36 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Direct Access Offshore LP See All Filings	D	2016-06-14 13:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001676460 Filed Document 0001676462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Group Holding Company, Ltd See All Filings	D/A	2016-06-14 13:57:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650874 Filed Document 0001650874-16-000007 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-14 13:57:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Remington Woods Investments, LLC See All Filings	D	2016-06-14 13:53:57 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers N/A CIK Number 0001676989 Filed Document 0001676989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:53:57 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Industry Ventures Direct Access LP See All Filings	D	2016-06-14 13:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001676462 Filed Document 0001676462-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:52:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Group Holding Company, Ltd See All Filings	D/A	2016-06-14 13:52:25 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001650874 Filed Document 0001650874-16-000006 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-14 13:52:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OUTLAW BEVERAGE, LLC See All Filings	D	2016-06-14 13:45:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Avalon Securities, Ltd. CIK Number 0001645416 Filed Document 0001645416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:45:49 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Biomedical Inc. See All Filings	D	2016-06-14 13:43:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001677022 Filed Document 0001677022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:43:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Inca One Gold Corp. See All Filings	D	2016-06-14 13:41:28 UTC
Amount To Be Raised $56,400 Associated Brokers / Dealers N/A CIK Number 0001574239 Filed Document 0001062993-16-010223 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:41:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PointGrow Consumer, LLC See All Filings	D	2016-06-14 13:41:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001675934 Filed Document 0001675934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:41:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lightspeed China Partners III, L.P. See All Filings	D	2016-06-14 13:37:06 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001676552 Filed Document 0001676552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:37:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chebon, LLC See All Filings	D	2016-06-14 13:36:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676962 Filed Document 0001676962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:36:01 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Seattle Funding Group, Ltd. See All Filings	D	2016-06-14 13:35:49 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:35:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Pacific Empire Minerals Corp See All Filings	D	2016-06-14 13:25:15 UTC
Amount To Be Raised $91,500 Associated Brokers / Dealers N/A CIK Number 0001575193 Filed Document 0001575193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:25:15 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GRP Minerals, LLC See All Filings	D	2016-06-14 13:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676304 Filed Document 0001676304-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:21:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
North American Shale Energy Fund, LP See All Filings	D/A	2016-06-14 13:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601633 Filed Document 0001601633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achaogen Inc See All Filings	D	2016-06-14 13:17:16 UTC
Amount To Be Raised $32,769,984 Associated Brokers / Dealers N/A CIK Number 0001301501 Filed Document 0001140361-16-069682 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:17:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMC Fund VII, LLC See All Filings	D	2016-06-14 13:08:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676878 Filed Document 0001676878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:08:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Worldwide Opportunity Fund (Cayman) Ltd. See All Filings	D/A	2016-06-14 13:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001663301 Filed Document 0001615774-16-005878 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leapfrog Media Trading Inc. See All Filings	D	2016-06-14 13:00:42 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001677038 Filed Document 0001677038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:00:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wheat Self-Storage Partners I, LP See All Filings	D/A	2016-06-14 13:00:19 UTC
Amount To Be Raised $5,070,000 Associated Brokers / Dealers Jerry Boyette and Harbor Light Securities, LLC CIK Number 0001672877 Filed Document 0000897069-16-000925 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM Tactical Bond Fund, LP See All Filings	D/A	2016-06-14 12:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001611220 Filed Document 0001559068-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:50:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirstVitals Health & Wellness, Inc. See All Filings	D	2016-06-14 12:30:56 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001647898 Filed Document 0001647898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:30:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Coddington Capital, LP See All Filings	D	2016-06-14 12:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677042 Filed Document 0001677042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amazing Theatricals Ltd Liability Co See All Filings	D	2016-06-14 12:27:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001677041 Filed Document 0001677041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:27:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bouldin Creek Holdings, Inc. See All Filings	D/A	2016-06-14 12:24:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:24:31 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt