Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CMB GEORGIA INFRASTRUCTURE INVESTMENT GROUP 56, LP See All Filings	D	2016-06-15 17:51:31 UTC
Amount To Be Raised $18,150,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001677270 Filed Document 0001677270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:51:31 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
F&C Commingled Fund II Ltd See All Filings	D/A	2016-06-15 17:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0001487217-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
AQR ABSOLUTE RETURN OFFSHORE FUND LTD See All Filings	D/A	2016-06-15 17:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069288 Filed Document 0001069288-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 151 See All Filings	D	2016-06-15 17:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001677030 Filed Document 0001677030-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 146 See All Filings	D	2016-06-15 17:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001677031 Filed Document 0001677031-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastwind Networks, Inc. See All Filings	D	2016-06-15 17:32:13 UTC
Amount To Be Raised $5,834,814 Associated Brokers / Dealers N/A CIK Number 0001677180 Filed Document 0001677180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:32:13 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
International Stock Fund, LLC See All Filings	D/A	2016-06-15 17:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606667 Filed Document 0001606667-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crotega L.L.C. See All Filings	D	2016-06-15 17:16:46 UTC
Amount To Be Raised $318,200 Associated Brokers / Dealers N/A CIK Number 0001677258 Filed Document 0001677258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:16:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A See All Filings	D/A	2016-06-15 17:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001607211-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vow To Be Chic, Inc. See All Filings	D	2016-06-15 17:06:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676957 Filed Document 0001676957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:06:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2016-06-15 17:06:09 UTC
Amount To Be Raised $16,500,440 Associated Brokers / Dealers Cowen and Company, LLC, Oppenheimer & Co. Inc., and Trout Capital LLC CIK Number 0001583648 Filed Document 0001209191-16-128004 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:06:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REVOLUTION GROWTH III, LP See All Filings	D/A	2016-06-15 17:02:53 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers GCA SAVVIAN ADVISORS, LLC CIK Number 0001642853 Filed Document 0001642853-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 17:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PAYOFF, INC. See All Filings	D	2016-06-15 16:58:09 UTC
Amount To Be Raised $64,732,087 Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001488773 Filed Document 0001488773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:58:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Mountain Drive LLC See All Filings	D	2016-06-15 16:53:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001675039 Filed Document 0001675039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:53:35 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
ENDO Medical, Inc. See All Filings	D	2016-06-15 16:51:41 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001676914 Filed Document 0001676914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:51:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SAVANO CAPITAL PARTNERS II, L.P. See All Filings	D/A	2016-06-15 16:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT CAPITAL PARTNERS CIK Number 0001614020 Filed Document 0001614020-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rutledge Development, LLC See All Filings	D	2016-06-15 16:35:41 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001672358 Filed Document 0001672358-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:35:41 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2016-06-15 16:35:31 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:35:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Knowledge Machine International, Inc. See All Filings	D/A	2016-06-15 16:33:47 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001441557-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:33:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Lion Biotechnologies, Inc. See All Filings	D	2016-06-15 16:31:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jefferies LLC and Piper Jaffray & Co. CIK Number 0001425205 Filed Document 0001250853-16-000157 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:31:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CoDa Therapeutics Inc See All Filings	D	2016-06-15 16:29:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001378567 Filed Document 0001378567-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:29:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ABAC SOLUTIONS (SCA) SICAR See All Filings	D/A	2016-06-15 16:27:09 UTC
Amount To Be Raised $360,240,370 Associated Brokers / Dealers N/A CIK Number 0001641170 Filed Document 0001192482-16-000649 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:27:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Zoomi, Inc. See All Filings	D	2016-06-15 16:23:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:23:09 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Muncie Custodial Account, LLC See All Filings	D	2016-06-15 16:20:07 UTC
Amount To Be Raised $13,701,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001677139 Filed Document 0001677139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:20:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners LLC See All Filings	D/A	2016-06-15 16:18:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379269 Filed Document 0000919574-16-013679 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:18:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rainbow IMB LLC See All Filings	D	2016-06-15 16:16:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677257 Filed Document 0001677257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:16:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
GWA, LLC See All Filings	D/A	2016-06-15 16:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039261 Filed Document 0000919574-16-013676 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PASATIEMPO, INC. See All Filings	D/A	2016-06-15 16:11:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001499193 Filed Document 0001499193-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:11:32 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLASSROOM US STOCK FUND LP See All Filings	D	2016-06-15 16:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676544 Filed Document 0001676544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners (Cayman) Ltd. See All Filings	D/A	2016-06-15 16:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468281 Filed Document 0000919574-16-013673 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PNP THERAPEUTICS INC See All Filings	D/A	2016-06-15 16:06:32 UTC
Amount To Be Raised $336,000 Associated Brokers / Dealers N/A CIK Number 0001156062 Filed Document 0001156062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:06:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN JAPANESE EQUITY FUND See All Filings	D/A	2016-06-15 16:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408857 Filed Document 0001408857-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:05:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Strategic Opportunities 2016 Fund LP See All Filings	D	2016-06-15 16:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677148 Filed Document 0001677148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:04:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Fixed Income Fund Ltd. See All Filings	D/A	2016-06-15 16:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554423 Filed Document 0001554423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 16:04:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN EMERGING MARKETS EQUITY FUND See All Filings	D/A	2016-06-15 15:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001267697 Filed Document 0001267697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Fixed Income Fund LLC See All Filings	D/A	2016-06-15 15:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554421 Filed Document 0001554421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS Bridge, LLC See All Filings	D	2016-06-15 15:45:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001677113 Filed Document 0001677113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:45:45 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FitzRandolph Futures Fund LLC See All Filings	D	2016-06-15 15:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676767 Filed Document 0001676767-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:44:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Microphase Corp See All Filings	D	2016-06-15 15:36:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Palladium Capital Advisors CIK Number 0001574969 Filed Document 0001144204-16-108352 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:36:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fidelity Real Estate Opportunistic Income Fund, LP See All Filings	D/A	2016-06-15 15:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001397631 Filed Document 0001397631-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
SHOPHERO INC See All Filings	D	2016-06-15 15:34:24 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001651189 Filed Document 0001651189-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:34:24 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Portnoff Investment Associates II, LP See All Filings	D	2016-06-15 15:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677082 Filed Document 0001677082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:27:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taxis Pharmaceuticals Inc. See All Filings	D	2016-06-15 15:26:59 UTC
Amount To Be Raised $4,778,200 Associated Brokers / Dealers N/A CIK Number 0001490012 Filed Document 0001490012-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:26:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FRONTLIGHT MACRO FUND, LP See All Filings	D	2016-06-15 15:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676312 Filed Document 0001140361-16-069846 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShawSpring Partners Fund, L.P. See All Filings	D/A	2016-06-15 15:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613882 Filed Document 0001613882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Fiber Solutions, Inc. See All Filings	D	2016-06-15 15:22:35 UTC
Amount To Be Raised $9,972,727 Associated Brokers / Dealers N/A CIK Number 0001594471 Filed Document 0001594471-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:22:35 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PSquared US Feeder Fund, LP - Event Opportunity Series See All Filings	D/A	2016-06-15 15:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580600 Filed Document 0000943663-16-000402 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSquared SICAV PLC - Special Concentrated Opportunistic Fund I See All Filings	D/A	2016-06-15 15:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619408 Filed Document 0000943663-16-000401 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritas Collaborative Holdings, LLC See All Filings	D	2016-06-15 15:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676798 Filed Document 0001676798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:13:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PSquared SICAV PLC - Event Opportunity Fund See All Filings	D/A	2016-06-15 15:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608465 Filed Document 0000943663-16-000400 Exclusions or Exemptions 506b Accepted Date 2016-06-15 15:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund