Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Strategic Realty Fund, LLC. See All Filings	D/A	2016-06-22 17:47:32 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001610629 Filed Document 0001610629-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:47:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series See All Filings	D/A	2016-06-22 17:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566590 Filed Document 0001566590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:45:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southport Office Eb-5, LP See All Filings	D/A	2016-06-22 17:44:40 UTC
Amount To Be Raised $123,000,000 Associated Brokers / Dealers N/A CIK Number 0001659688 Filed Document 0001659688-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:44:40 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TruQC, LLC See All Filings	D	2016-06-22 17:43:01 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001677521 Filed Document 0001677521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:43:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AQR GLOBAL STOCK SELECTION INSTITUTIONAL FUND L P See All Filings	D/A	2016-06-22 17:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001182220 Filed Document 0001182220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series II See All Filings	D/A	2016-06-22 17:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575512 Filed Document 0001575512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artis Coffee Inc. See All Filings	D	2016-06-22 17:19:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639233 Filed Document 0001639233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:19:06 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blackstone / GSO Secured Trust Ltd See All Filings	D/A	2016-06-22 17:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leader's Group, Inc., TLG Advisors, Inc., and UBS Financial Services Inc. CIK Number 0001494181 Filed Document 0000950142-16-003952 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone / GSO Secured Trust Feeder LP See All Filings	D/A	2016-06-22 17:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498635 Filed Document 0000950142-16-003951 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alzamend Neuro, Inc. See All Filings	D	2016-06-22 17:10:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001677077 Filed Document 0001615774-16-006033 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:10:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
KP Waterbury LLC See All Filings	D	2016-06-22 17:02:23 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001677627 Filed Document 0001677627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:02:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aulon Trading Company, LLC See All Filings	D	2016-06-22 17:01:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610288 Filed Document 0001610288-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-22 17:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WMD Real Estate Credit Fund LP See All Filings	D/A	2016-06-22 16:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481175 Filed Document 0001481175-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trenzi, Inc. See All Filings	D	2016-06-22 16:57:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001677753 Filed Document 0001677753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:57:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Chatmeter, Inc. See All Filings	D/A	2016-06-22 16:49:35 UTC
Amount To Be Raised $2,346,840 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001669773 Filed Document 0001669773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:49:35 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caption Technology, LP See All Filings	D/A	2016-06-22 16:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645589 Filed Document 0000919574-16-013783 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VMG Stone Brewing Coinvestment, L.P. See All Filings	D	2016-06-22 16:48:30 UTC
Amount To Be Raised $89,500,000 Associated Brokers / Dealers N/A CIK Number 0001677727 Filed Document 0001140361-16-070579 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:48:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BanQu, Inc. See All Filings	D/A	2016-06-22 16:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677907 Filed Document 0001677907-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:44:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Brookfield Real Estate Finance Fund V, L.P. See All Filings	D	2016-06-22 16:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001675544 Filed Document 0001675544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:43:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Power Technologies, LLC See All Filings	D	2016-06-22 16:41:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677608 Filed Document 0001677608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:41:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RESPONDER SOS HOLDINGS LLC See All Filings	D	2016-06-22 16:41:17 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001677392 Filed Document 0001415889-16-006311 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:41:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Marina Biotech, Inc. See All Filings	D	2016-06-22 16:30:44 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000737207 Filed Document 0001571049-16-016198 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:30:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Brookfield Infrastructure Debt Fund I LP See All Filings	D	2016-06-22 16:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, KB Investment & Securities Co., Ltd., and John Jerrod Stelli CIK Number 0001669872 Filed Document 0001669872-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:26:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
AIRXPANDERS INC See All Filings	D	2016-06-22 16:25:28 UTC
Amount To Be Raised $14,890,000 Associated Brokers / Dealers Canaccord Genuity (Australia) Limited CIK Number 0001387156 Filed Document 0001387156-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:25:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elizabeth Park Capital Offshore Fund, Ltd. See All Filings	D	2016-06-22 16:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John R. Ahern CIK Number 0001677014 Filed Document 0001677014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:24:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD Real Estate Credit Fund LP See All Filings	D/A	2016-06-22 16:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481175 Filed Document 0001481175-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LRV Capital Fund Ltd. See All Filings	D/A	2016-06-22 16:18:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546141 Filed Document 0000919574-16-013781 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:18:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crimson Fund 4, LLC See All Filings	D	2016-06-22 16:16:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677102 Filed Document 0001677102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Seed CX Ltd. See All Filings	D/A	2016-06-22 16:15:57 UTC
Amount To Be Raised $3,436,000 Associated Brokers / Dealers N/A CIK Number 0001657176 Filed Document 0001657176-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:15:57 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Indian River Medical Properties, L.P. See All Filings	D	2016-06-22 16:09:52 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001677804 Filed Document 0001677804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:09:52 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JDP Therapeutics, Inc. See All Filings	D	2016-06-22 16:07:33 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001488520 Filed Document 0001677485-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:07:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KBS Growth & Income REIT, Inc. See All Filings	D/A	2016-06-22 16:06:24 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers KBS Capital Markets Group LLC CIK Number 0001631256 Filed Document 0001631256-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:06:24 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Feeder Fund II, LLC See All Filings	D/A	2016-06-22 16:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581103 Filed Document 0001581103-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:04:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Master Fund II, LLC See All Filings	D/A	2016-06-22 16:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581102 Filed Document 0001581102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TECTURA Corp See All Filings	D	2016-06-22 15:58:28 UTC
Amount To Be Raised $14,807 Associated Brokers / Dealers N/A CIK Number 0001267560 Filed Document 0001140361-16-070563 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:58:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Option To Acquire
AFFINITY BIOSENSORS LLC See All Filings	D	2016-06-22 15:54:14 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:54:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
SANDEL AVIONICS INC See All Filings	D	2016-06-22 15:52:17 UTC
Amount To Be Raised $1,459 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:52:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TECTURA Corp See All Filings	D	2016-06-22 15:45:12 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001267560 Filed Document 0001140361-16-070561 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:45:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
M6 Carlyle-KC Multi Strategy Fund LP See All Filings	D/A	2016-06-22 15:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645133 Filed Document 0001645133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rollins 182026 LLC See All Filings	D	2016-06-22 15:24:08 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001677722 Filed Document 0001677722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:24:08 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shoals Extrusion, LLC See All Filings	D	2016-06-22 15:23:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677503 Filed Document 0001677503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:23:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTSIDE SURGERY CENTER, LTD. See All Filings	D	2016-06-22 15:20:07 UTC
Amount To Be Raised $1,029,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001677509 Filed Document 0001677509-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:20:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
New York Distilling Company, LLC See All Filings	D	2016-06-22 15:19:32 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001468159 Filed Document 0001468159-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:19:32 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-06-22 15:15:27 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, and Griffin Capital Securities, LLC CIK Number 0001656438 Filed Document 0001656438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:15:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elevate Innovation Partners LLC See All Filings	D	2016-06-22 15:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677935 Filed Document 0001677935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:04:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D	2016-06-22 15:01:03 UTC
Amount To Be Raised $489,266 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:01:03 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 199, LLC See All Filings	D	2016-06-22 14:57:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001673218 Filed Document 0001673218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:57:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
HealthAware LLC See All Filings	D	2016-06-22 14:57:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677652 Filed Document 0001677652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:57:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BanQu, Inc. See All Filings	D	2016-06-22 14:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677907 Filed Document 0001677907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2016-06-22 14:46:32 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0000935836-16-000973 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund