Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sound Point Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-06-23 14:49:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530793 Filed Document 0001140361-16-070643 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:49:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Eagle Ford #1, LP See All Filings	D	2016-06-23 14:48:36 UTC
Amount To Be Raised $193,750 Associated Brokers / Dealers N/A CIK Number 0001677651 Filed Document 0001677651-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:48:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sound Point Credit Opportunities Fund, L.P. See All Filings	D/A	2016-06-23 14:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489934 Filed Document 0001140361-16-070641 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point CLO Fund, LP See All Filings	D/A	2016-06-23 14:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644967 Filed Document 0001140361-16-070637 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Summit (Offshore), SPC See All Filings	D	2016-06-23 14:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677929 Filed Document 0000902664-16-007421 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:43:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Partners LLC See All Filings	D	2016-06-23 14:43:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675601 Filed Document 0001675601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:43:02 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sound Point Beacon Offshore Fund, Ltd. See All Filings	D/A	2016-06-23 14:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595011 Filed Document 0001140361-16-070635 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:42:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Opportunity Fund III, LLC See All Filings	D	2016-06-23 14:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677920 Filed Document 0000902664-16-007420 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point Beacon Fund, LP See All Filings	D/A	2016-06-23 14:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594993 Filed Document 0001140361-16-070633 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longitude Venture Partners III, L.P. See All Filings	D/A	2016-06-23 14:37:49 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001674099 Filed Document 0001674099-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:37:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Hand, Inc. See All Filings	D	2016-06-23 14:34:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678029 Filed Document 0001140361-16-070630 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:34:58 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Recovery Force, LLC See All Filings	D	2016-06-23 14:24:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640586 Filed Document 0001640586-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:24:18 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Village Wilmington, LLC See All Filings	D	2016-06-23 14:22:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001677129 Filed Document 0001677129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:22:57 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
F-PMAB, LLC See All Filings	D	2016-06-23 14:19:34 UTC
Amount To Be Raised $2,464,377 Associated Brokers / Dealers N/A CIK Number 0001611463 Filed Document 0001140361-16-070625 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:19:34 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Babson Investment Grade CLO Debt Fund LP See All Filings	D/A	2016-06-23 14:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001645418 Filed Document 0001645418-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLOW WOOD PARTNERS ONE, LLC See All Filings	D	2016-06-23 14:16:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665732 Filed Document 0001665732-16-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-23 14:16:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Huuuge, Inc. See All Filings	D	2016-06-23 14:12:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677386 Filed Document 0001677386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:12:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Longitude Venture Partners III, L.P. See All Filings	D/A	2016-06-23 14:06:20 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001674099 Filed Document 0001674099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UPAY See All Filings	D	2016-06-23 14:01:28 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001677897 Filed Document 0001144204-16-109450 Exclusions or Exemptions 506b Accepted Date 2016-06-23 14:01:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hyprloco, Inc. See All Filings	D/A	2016-06-23 13:59:07 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001648476 Filed Document 0001648476-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:59:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Cyprus Clinical Labs of Louisiana, LLC See All Filings	D	2016-06-23 13:54:37 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001624057 Filed Document 0001624057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:54:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NGL CIV A, LLC See All Filings	D	2016-06-23 13:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677313 Filed Document 0001140361-16-070620 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:50:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Slater-VoltServer Holdings, LLC See All Filings	D	2016-06-23 13:49:59 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001677569 Filed Document 0001677569-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:49:59 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Parkstone Capital Partners IV LP See All Filings	D	2016-06-23 13:41:45 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001677752 Filed Document 0000892303-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:41:45 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parkstone Capital Partners IV Holdings LP See All Filings	D	2016-06-23 13:39:19 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001677770 Filed Document 0000892303-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:39:19 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D/A	2016-06-23 13:39:12 UTC
Amount To Be Raised $223,000,000 Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665507-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Realty Capital Debt Fund III LP See All Filings	D/A	2016-06-23 13:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614846 Filed Document 0001614846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:34:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMTG Investor, L.P. See All Filings	D	2016-06-23 13:33:57 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001677716 Filed Document 0001012975-16-001313 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:33:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2016-06-23 13:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterton Mining Parallel Fund Onshore Master, LP See All Filings	D/A	2016-06-23 13:29:57 UTC
Amount To Be Raised $725,000,000 Associated Brokers / Dealers N/A CIK Number 0001665637 Filed Document 0001665637-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2016-06-23 13:21:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:21:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wrightwood Development Co LLC See All Filings	D	2016-06-23 13:17:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675768 Filed Document 0001675768-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-06-23 13:17:36 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HALF FULL BREWERY, INC. See All Filings	D/A	2016-06-23 13:15:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:15:23 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PeptiMed, Inc. See All Filings	D	2016-06-23 13:15:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678032 Filed Document 0001678032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:15:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Brasstown Beef & Cattle Co., LLC See All Filings	D	2016-06-23 13:14:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624616 Filed Document 0001624616-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:14:05 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon International Overseas Growth Fund See All Filings	D/A	2016-06-23 13:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328682 Filed Document 0001507943-16-000261 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International EAFE Growth Group Fund See All Filings	D/A	2016-06-23 13:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328683 Filed Document 0001507943-16-000260 Exclusions or Exemptions 506b Accepted Date 2016-06-23 13:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ColdPoint Logistics, LLC See All Filings	D	2016-06-23 12:57:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677587 Filed Document 0001677587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:57:43 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Apartments-Dallas LLC See All Filings	D	2016-06-23 12:55:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677954 Filed Document 0001677954-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:55:48 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GBI Holdings I Corp. See All Filings	D	2016-06-23 12:32:57 UTC
Amount To Be Raised $256,245,000 Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-16-000493 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:32:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II (CAYMAN) LP See All Filings	D/A	2016-06-23 12:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001660958 Filed Document 0001660958-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL LOGISTIC PROPERTIES Ltd See All Filings	D	2016-06-23 12:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677155 Filed Document 0001677155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:23:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Equity
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II LP See All Filings	D/A	2016-06-23 12:20:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001660959 Filed Document 0001660959-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:20:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN SPECIALTIES, LLC See All Filings	D	2016-06-23 12:18:46 UTC
Amount To Be Raised $4,558,492 Associated Brokers / Dealers N/A CIK Number 0001676998 Filed Document 0001676998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:18:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sabby Healthcare Volatility Fund, Ltd. See All Filings	D/A	2016-06-23 12:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544311 Filed Document 0001544310-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Maple & Stewart LLC See All Filings	D	2016-06-23 12:17:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677964 Filed Document 0001677964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:17:05 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
ComponentLab Inc. See All Filings	D	2016-06-23 12:14:35 UTC
Amount To Be Raised $17,363,630 Associated Brokers / Dealers N/A CIK Number 0001537182 Filed Document 0001537182-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:14:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sabby Healthcare Volatility Fund, LLC See All Filings	D/A	2016-06-23 12:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544310 Filed Document 0001544310-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Gryphon International EAFE Growth Fund, a series of Gryphon International LLC See All Filings	D/A	2016-06-23 12:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305109 Filed Document 0001507943-16-000259 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAFFIN INTERNATIONAL, INC. See All Filings	D	2016-06-23 12:08:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677865 Filed Document 0001677865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-23 12:08:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity