Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPINDLE, INC. See All Filings	D	2016-06-27 15:37:36 UTC
Amount To Be Raised $1,235,175 Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-16-000958 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:37:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Preceptis Medical, Inc. See All Filings	D	2016-06-27 15:35:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001537953 Filed Document 0001209191-16-129701 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:35:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MERGING TRAFFIC, LLC See All Filings	D	2016-06-27 15:31:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TRILOMA SECURITIES CIK Number 0001678139 Filed Document 0001678139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:31:07 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Thetis Pharmaceuticals LLC See All Filings	D	2016-06-27 15:29:25 UTC
Amount To Be Raised $5,000,059 Associated Brokers / Dealers N/A CIK Number 0001528491 Filed Document 0001528491-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:29:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SEP Duluth MOB, LLC See All Filings	D	2016-06-27 15:26:25 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001678252 Filed Document 0001678252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:26:25 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Raise Marketplace Inc. See All Filings	D	2016-06-27 15:07:06 UTC
Amount To Be Raised $818,324 Associated Brokers / Dealers N/A CIK Number 0001561175 Filed Document 0001561175-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:07:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QuarterSpot, Inc. See All Filings	D/A	2016-06-27 15:02:48 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001557932 Filed Document 0001557932-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-27 15:02:48 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LIQUID GENOMICS, INC. See All Filings	D	2016-06-27 14:54:55 UTC
Amount To Be Raised $1,017,405 Associated Brokers / Dealers N/A CIK Number 0001609810 Filed Document 0001609810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:54:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Six Train Productions Ltd Liability Co See All Filings	D/A	2016-06-27 14:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591378 Filed Document 0001591378-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:53:48 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VERAX BIOMEDICAL INC See All Filings	D/A	2016-06-27 14:37:00 UTC
Amount To Be Raised $24,548,586 Associated Brokers / Dealers N/A CIK Number 0001161304 Filed Document 0001161304-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:37:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Savii, Inc. See All Filings	D/A	2016-06-27 14:32:30 UTC
Amount To Be Raised $745,315 Associated Brokers / Dealers N/A CIK Number 0001671467 Filed Document 0001671467-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:32:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ballymena Fund LLC See All Filings	D/A	2016-06-27 14:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575499 Filed Document 0001575499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:28:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Node Inc. See All Filings	D	2016-06-27 14:26:56 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001661282 Filed Document 0001661282-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:26:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CVA Partners, L.P. See All Filings	D	2016-06-27 14:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502721 Filed Document 0001502721-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salvo Media LLC See All Filings	D	2016-06-27 14:12:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678212 Filed Document 0001615774-16-006081 Exclusions or Exemptions 506b Accepted Date 2016-06-27 14:12:48 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
SINEWAVE VENTURES FUND I, L.P. See All Filings	D	2016-06-27 13:57:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639533 Filed Document 0001639533-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:57:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheetah Korea Value Fund See All Filings	D	2016-06-27 13:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665724 Filed Document 0000919574-16-013838 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:53:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunbit, Inc. See All Filings	D	2016-06-27 13:49:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672599 Filed Document 0000897069-16-000938 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:49:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SaaStr Fund I, L.P. See All Filings	D	2016-06-27 13:34:08 UTC
Amount To Be Raised $68,225,000 Associated Brokers / Dealers N/A CIK Number 0001676278 Filed Document 0001676278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alchemist Nonlinear Partners I, L.P. See All Filings	D	2016-06-27 13:31:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001676928 Filed Document 0001676928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:31:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk-Logistic Mid-America LLC See All Filings	D	2016-06-27 13:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678264 Filed Document 0001546927-16-000508 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:07:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Invariant Fund LP See All Filings	D/A	2016-06-27 13:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461439 Filed Document 0001461439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Realty Mogul 65, LLC See All Filings	D/A	2016-06-27 13:06:04 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678108 Filed Document 0001678108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 13:06:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
First State Bancshares of DeKalb County, Inc. See All Filings	D	2016-06-27 12:57:47 UTC
Amount To Be Raised $1,500,124 Associated Brokers / Dealers N/A CIK Number 0001677211 Filed Document 0001677211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:57:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Victori International Fund Ltd. See All Filings	D/A	2016-06-27 12:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610253 Filed Document 0001610253-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Capital Multi Manager Fund Ltd See All Filings	D/A	2016-06-27 12:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., LPL Financial LLC, and Tricor Financial, LLC CIK Number 0001395520 Filed Document 0001395520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victori US Fund LP See All Filings	D/A	2016-06-27 12:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610207 Filed Document 0001610207-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDUSTRIAL SERVICES OF AMERICA INC See All Filings	D	2016-06-27 12:39:31 UTC
Amount To Be Raised $181,800 Associated Brokers / Dealers N/A CIK Number 0000004187 Filed Document 0000004187-16-000061 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:39:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SecurityScorecard, Inc. See All Filings	D	2016-06-27 12:39:11 UTC
Amount To Be Raised $19,999,985 Associated Brokers / Dealers N/A CIK Number 0001594266 Filed Document 0001594266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:39:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MomCo App, Inc. See All Filings	D	2016-06-27 12:31:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678114 Filed Document 0001678114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:31:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sylebra Capital Partners (Offshore), Ltd. See All Filings	D/A	2016-06-27 12:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644944 Filed Document 0001644944-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-LONG ISLAND 154, LP See All Filings	D/A	2016-06-27 12:20:40 UTC
Amount To Be Raised $11,909,938 Associated Brokers / Dealers Joseph Ondris, Maria Escobar, Azam Jaber, Ted Burkhart, Bobby Kyle Cowand, Brian Smith, Russ Huffington, Michael Ihrie, Stephen J Pizzuti, Torry Scott, Curtis J Jones, Taher Gilani, Thomas Faught, Carlos Resendez, and Stephen J Sumner CIK Number 0001669858 Filed Document 0001669858-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:20:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Antelope Valley Surgery Center, L.P. See All Filings	D	2016-06-27 12:20:03 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001463788 Filed Document 0001463788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:20:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Purple Mixer, Inc. See All Filings	D	2016-06-27 12:18:16 UTC
Amount To Be Raised $2,812,737 Associated Brokers / Dealers N/A CIK Number 0001677469 Filed Document 0001144204-16-109936 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:18:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Peppertree SC Holdings, LLC See All Filings	D	2016-06-27 12:12:07 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001678214 Filed Document 0001678214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 12:12:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Intellectus Ventures, LLC, Series 1 See All Filings	D	2016-06-27 11:59:58 UTC
Amount To Be Raised $1,665,000 Associated Brokers / Dealers N/A CIK Number 0001676795 Filed Document 0001660363-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castilium A.I. Agility Fund LP See All Filings	D/A	2016-06-27 11:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578015 Filed Document 0000902664-16-007447 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jewel Bond Fund, LP See All Filings	D/A	2016-06-27 11:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001440284 Filed Document 0001440284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:54:47 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D	2016-06-27 11:50:24 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:50:24 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Emerging Markets Alpha Offshore Fund, Ltd. See All Filings	D	2016-06-27 11:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677647 Filed Document 0001677647-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2016-06-27 11:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permira VI L.P.1 See All Filings	D	2016-06-27 11:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677909 Filed Document 0001677909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Encounter Broadway Ltd Liability Co See All Filings	D	2016-06-27 11:34:12 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001677249 Filed Document 0001677249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:34:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-PALMDALE HOSPITALITY, LP See All Filings	D/A	2016-06-27 11:30:34 UTC
Amount To Be Raised $5,177,515 Associated Brokers / Dealers Brian Smith and Bobby K Cowand CIK Number 0001669849 Filed Document 0001669849-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:30:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Access Fund II, L. P. See All Filings	D/A	2016-06-27 11:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324535 Filed Document 0001324535-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALKEON GLOBAL ALPHA LP See All Filings	D/A	2016-06-27 11:24:21 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001437828 Filed Document 0000919574-16-013835 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:24:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2016-06-27 11:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-16-001319 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2016-06-27 11:14:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-16-001562 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:14:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Criteria Investment Partners International, Ltd. See All Filings	D/A	2016-06-27 11:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643691 Filed Document 0001013594-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS FUND See All Filings	D/A	2016-06-27 11:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820621 Filed Document 0000820621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund