Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Northwest Analytics, Inc. See All Filings	D	2016-07-07 16:52:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614413 Filed Document 0001461859-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:52:18 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Lombard International Life Assurance Co Separate Account VA 144 See All Filings	D	2016-07-07 16:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001677028 Filed Document 0001677028-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Della Parola Partners, LP See All Filings	D/A	2016-07-07 16:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640290 Filed Document 0001640290-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
People Power Co See All Filings	D	2016-07-07 16:47:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001475437 Filed Document 0001475437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street US SMB Fund LP See All Filings	D	2016-07-07 16:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642631 Filed Document 0001642631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
A-OGO-13-Fund, a series of AngelList Funds, LLC See All Filings	D	2016-07-07 16:47:09 UTC
Amount To Be Raised $788,499 Associated Brokers / Dealers N/A CIK Number 0001678913 Filed Document 0001678913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritable LPC Partners, L.P. See All Filings	D/A	2016-07-07 16:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646980 Filed Document 0001646980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Della Parola Partners Offshore, Ltd See All Filings	D/A	2016-07-07 16:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640289 Filed Document 0001640289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESCHATON OPPORTUNITIES FUND II LP See All Filings	D	2016-07-07 16:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678483 Filed Document 0001678483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AG Growth Capital Partners I Annex Fund, L.P. See All Filings	D/A	2016-07-07 16:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001594638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:45:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESCHATON OPPORTUNITIES FUND I LP See All Filings	D	2016-07-07 16:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678485 Filed Document 0001678485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:45:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2016-07-07 16:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:42:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AFFILIATED INVESTORS LLC See All Filings	D/A	2016-07-07 16:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045823 Filed Document 0000949265-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:41:02 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Flagship Fund, Ltd. See All Filings	D/A	2016-07-07 16:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001615774-16-006257 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryptoComm Partners, L.P. See All Filings	D	2016-07-07 16:39:10 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001629672 Filed Document 0001629672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forbidden Steps LLC See All Filings	D	2016-07-07 16:37:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678712 Filed Document 0001678712-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:37:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Riverstone Non-ECI Partners, L.P. See All Filings	D/A	2016-07-07 16:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC and Barak Capital Underwriting Ltd. CIK Number 0001640740 Filed Document 0001140361-16-071945 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZIOPHARM ONCOLOGY INC See All Filings	D	2016-07-07 16:36:22 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001107421 Filed Document 0001107421-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:36:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-RNZ-48-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2016-07-07 16:35:32 UTC
Amount To Be Raised $319,000 Associated Brokers / Dealers N/A CIK Number 0001678912 Filed Document 0001678912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:35:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FastCAP Systems Corp See All Filings	D	2016-07-07 16:34:38 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:34:38 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRP Royalty Fund LP See All Filings	D/A	2016-07-07 16:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641546 Filed Document 0001641546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sungevity Inc See All Filings	D	2016-07-07 16:25:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001420870 Filed Document 0001420870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:25:22 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
A-TBL-16-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2016-07-07 16:25:16 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001674149 Filed Document 0001674149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EYEGATE PHARMACEUTICALS INC See All Filings	D	2016-07-07 16:16:45 UTC
Amount To Be Raised $3,768,750 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001372514 Filed Document 0001144204-16-112000 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:16:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bankers Settlement Services Capital Region LLC See All Filings	D	2016-07-07 16:07:59 UTC
Amount To Be Raised $28,000 Associated Brokers / Dealers N/A CIK Number 0001347146 Filed Document 0001347146-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:07:59 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., ABB Series See All Filings	D	2016-07-07 16:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679127 Filed Document 0001679127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 16:06:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GKY-29-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2016-07-07 15:59:03 UTC
Amount To Be Raised $139,475 Associated Brokers / Dealers N/A CIK Number 0001677684 Filed Document 0001677684-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionBird II, L.P. See All Filings	D	2016-07-07 15:54:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678621 Filed Document 0001678621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Opus Point Healthcare Innovations (Offshore) Fund Ltd. See All Filings	D/A	2016-07-07 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528149 Filed Document 0001528149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CloudVirga, a series of Tribeca Angels Investments, LLC See All Filings	D	2016-07-07 15:46:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678343 Filed Document 0001678343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:46:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InGeneron, Inc. See All Filings	D	2016-07-07 15:45:51 UTC
Amount To Be Raised $4,500,005 Associated Brokers / Dealers N/A CIK Number 0001678766 Filed Document 0001678766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:45:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-KZN-21-II-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-07-07 15:38:20 UTC
Amount To Be Raised $165,352 Associated Brokers / Dealers N/A CIK Number 0001679115 Filed Document 0001679115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:38:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Opportunity Fund, LLC See All Filings	D	2016-07-07 15:35:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers CapFinancial Securities, LLC CIK Number 0001679071 Filed Document 0001679071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Flagship Fund, LP See All Filings	D/A	2016-07-07 15:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-16-111967 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IKZ-18-Fund, a series of AX-HS-Funds, LLC See All Filings	D	2016-07-07 15:31:36 UTC
Amount To Be Raised $116,999 Associated Brokers / Dealers N/A CIK Number 0001678907 Filed Document 0001678907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reconstruction Innovation, LLC See All Filings	D	2016-07-07 15:31:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677325 Filed Document 0001677325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:31:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
A-DTM-21-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-07-07 15:25:34 UTC
Amount To Be Raised $114,600 Associated Brokers / Dealers N/A CIK Number 0001678352 Filed Document 0001678352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOGO BAND, INC. See All Filings	D	2016-07-07 15:24:58 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001679032 Filed Document 0001679032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:24:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LPC Real Estate Partners II LP See All Filings	D	2016-07-07 15:19:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679107 Filed Document 0001462573-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:19:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-KAE-35-Fund, a series of AX-AH-Funds, LLC See All Filings	D	2016-07-07 15:19:30 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001678960 Filed Document 0001678960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:19:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nine Ten Partners LP See All Filings	D/A	2016-07-07 15:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603715 Filed Document 0001315863-16-001599 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SmartRecruiters, Inc. See All Filings	D	2016-07-07 15:13:02 UTC
Amount To Be Raised $30,000,002 Associated Brokers / Dealers N/A CIK Number 0001550711 Filed Document 0001243233-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:13:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prowers Aggregate Investors, LLC See All Filings	D	2016-07-07 15:11:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679123 Filed Document 0001679123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:11:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ECC Income Fund Series X, LP See All Filings	D	2016-07-07 15:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677481 Filed Document 0001140361-16-071907 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-SIN-11-Fund, a series of AngelList-WiAl-Funds, LLC See All Filings	D	2016-07-07 15:07:33 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001678345 Filed Document 0001678345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIPPLE FOODS, PBC See All Filings	D	2016-07-07 14:59:26 UTC
Amount To Be Raised $29,999,986 Associated Brokers / Dealers N/A CIK Number 0001659461 Filed Document 0001659461-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:59:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIFESTYLE BRANDS, LLC See All Filings	D	2016-07-07 14:55:35 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001679083 Filed Document 0001679083-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:55:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lisa-Fund, a series of AngelList-PM-Funds, LLC See All Filings	D	2016-07-07 14:53:56 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001677232 Filed Document 0001677232-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:53:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Credit Asset Trust See All Filings	D/A	2016-07-07 14:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:51:51 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CUZ-D Industries, Inc. See All Filings	D/A	2016-07-07 14:51:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001662031 Filed Document 0001662031-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:51:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity