|
|
D/A |
2016-07-08 12:36:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588941
- Filed Document
- 0000919574-16-013996
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:36:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:32:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457208
- Filed Document
- 0000919574-16-013994
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:32:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:26:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457209
- Filed Document
- 0000919574-16-013992
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:26:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:25:28 UTC |
- Amount To Be Raised
- $74,035,088
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665668
- Filed Document
- 0001665668-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:25:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:24:34 UTC |
- Amount To Be Raised
- $21,604,010
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621552
- Filed Document
- 0001621552-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:24:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:23:31 UTC |
- Amount To Be Raised
- $893,233,083
- Associated Brokers / Dealers
- PROBITAS FUNDS GROUP, LLC and HGROUP CAPITAL LLC
- CIK Number
- 0001620948
- Filed Document
- 0001620948-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:23:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:21:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588773
- Filed Document
- 0000919574-16-013989
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:21:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:20:07 UTC |
- Amount To Be Raised
- $666,436,383
- Associated Brokers / Dealers
- PROBITAS FUNDS GROUP, LLC, EUGENE INVESTMENT & SECURITIES CO LTD., TRINITY GROUP LIMITED, and KRONSTEIN ALTERNATIVE INVESTMENT ADVISORS GMBH
- CIK Number
- 0001620947
- Filed Document
- 0001620947-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:20:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:18:09 UTC |
- Amount To Be Raised
- $823,012,239
- Associated Brokers / Dealers
- TRINITY GROUP LIMITED and PROBITAS FUNDS GROUP, LLC
- CIK Number
- 0001620946
- Filed Document
- 0001620946-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:18:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:15:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc
- CIK Number
- 0001674219
- Filed Document
- 0001674219-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:15:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:14:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001349098
- Filed Document
- 0000919574-16-013984
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:14:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SEGALL BRYANT & HAMILL SHORT TERM PLUS FIXED INCOME FUND, LP
See All Filings
|
D/A |
2016-07-08 12:11:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671549
- Filed Document
- 0000913849-16-000584
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:11:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 12:10:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671537
- Filed Document
- 0000913849-16-000583
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:10:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-08 12:06:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678594
- Filed Document
- 0001678594-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:06:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 12:01:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612850
- Filed Document
- 0000919574-16-013981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 12:01:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 11:58:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205679
- Filed Document
- 0001205679-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:58:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 11:53:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340799
- Filed Document
- 0000943663-16-000407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:53:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 11:53:04 UTC |
- Amount To Be Raised
- $218,370,000
- Associated Brokers / Dealers
- Shannon Advisors LLC
- CIK Number
- 0001672923
- Filed Document
- 0001672923-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:53:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 11:49:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525261
- Filed Document
- 0000943663-16-000406
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:49:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-08 11:46:47 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678950
- Filed Document
- 0001140361-16-071981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:46:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Two Sigma Absolute Return Lowered Volatility Cayman Fund, Ltd.
See All Filings
|
D/A |
2016-07-08 11:46:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581370
- Filed Document
- 0000919574-16-013979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:46:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 11:46:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518075
- Filed Document
- 0000895345-16-000506
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:46:13 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-08 11:45:07 UTC |
- Amount To Be Raised
- $22,918
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678748
- Filed Document
- 0001678748-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:45:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-08 11:42:13 UTC |
- Amount To Be Raised
- $220,801,232
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678947
- Filed Document
- 0001140361-16-071980
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:42:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-08 11:28:46 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600987
- Filed Document
- 0001140361-16-071979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:28:46 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-07-08 11:26:17 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679205
- Filed Document
- 0001679205-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:26:17 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 11:24:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340800
- Filed Document
- 0000943663-16-000405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:24:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-08 11:23:34 UTC |
- Amount To Be Raised
- $496,890
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676497
- Filed Document
- 0001676497-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:23:34 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2016-07-08 11:23:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523431
- Filed Document
- 0001523431-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:23:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 11:03:36 UTC |
- Amount To Be Raised
- $8,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676890
- Filed Document
- 0001676890-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 11:03:36 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-08 10:59:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LAWRENCE B. HOLLIN and Stanwich Advisors LLC
- CIK Number
- 0001648840
- Filed Document
- 0001648840-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:59:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-08 10:51:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468389
- Filed Document
- 0001468389-16-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-07-08 10:51:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-07-08 10:32:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001525578
- Filed Document
- 0001525578-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:32:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:28:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001525576
- Filed Document
- 0001525576-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:28:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC
See All Filings
|
D/A |
2016-07-08 10:27:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001525128
- Filed Document
- 0001525128-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:27:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:27:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611766
- Filed Document
- 0000902664-16-007538
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:27:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:26:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588270
- Filed Document
- 0001678859-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:26:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:25:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450317
- Filed Document
- 0001450317-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:25:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:25:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647321
- Filed Document
- 0001647321-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:25:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC
See All Filings
|
D/A |
2016-07-08 10:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001525127
- Filed Document
- 0001525127-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:22:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:20:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579291
- Filed Document
- 0000945621-16-000654
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:20:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-08 10:19:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611811
- Filed Document
- 0000902664-16-007537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:19:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-08 10:18:44 UTC |
- Amount To Be Raised
- $564,300,045
- Associated Brokers / Dealers
- Capital Dynamics Broker Dealer LLC
- CIK Number
- 0001575472
- Filed Document
- 0001575472-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:18:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2016-07-08 10:14:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647795
- Filed Document
- 0001647795-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:14:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2016-07-08 10:06:34 UTC |
- Amount To Be Raised
- $15,050,000
- Associated Brokers / Dealers
- Sandler, O'Neill & Partners, L.P.
- CIK Number
- 0000811831
- Filed Document
- 0001647950-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:06:34 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2016-07-08 10:02:15 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574608
- Filed Document
- 0001574608-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:02:15 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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D |
2016-07-08 10:00:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585455
- Filed Document
- 0001585455-16-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 10:00:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D |
2016-07-08 09:59:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678894
- Filed Document
- 0000919574-16-013972
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 09:59:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2016-07-08 09:57:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675505
- Filed Document
- 0000919574-16-013970
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 09:57:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2016-07-08 09:55:06 UTC |
- Amount To Be Raised
- $775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585455
- Filed Document
- 0001585455-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-08 09:55:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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