Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Invicta Medical, Inc. See All Filings	D	2016-07-12 15:18:49 UTC
Amount To Be Raised $7,109,214 Associated Brokers / Dealers N/A CIK Number 0001675786 Filed Document 0001675786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:18:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWP Investment LLC See All Filings	D	2016-07-12 15:15:34 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001679302 Filed Document 0001679302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:15:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
CentralColo Holdings, LLC See All Filings	D	2016-07-12 15:10:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers McCafferty & Company, LLC CIK Number 0001679361 Filed Document 0001679361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:10:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charterhouse Alpha LP See All Filings	D	2016-07-12 15:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679396 Filed Document 0001679396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYGIEA SOLUTIONS, LLC See All Filings	D	2016-07-12 15:07:10 UTC
Amount To Be Raised $1,780,500 Associated Brokers / Dealers N/A CIK Number 0001679377 Filed Document 0001679377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DELTEC EMERGING MARKET DEBT FUND, LTD. See All Filings	D	2016-07-12 15:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553312 Filed Document 0000919574-16-014057 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Square Care Provider Holdings, LLC See All Filings	D	2016-07-12 15:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678606 Filed Document 0001678606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Ceracuity, Inc. See All Filings	D	2016-07-12 14:56:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679014 Filed Document 0001679014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:56:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Merchants Bancorp See All Filings	D	2016-07-12 14:53:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:53:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SEI Hedge Fund SPC See All Filings	D/A	2016-07-12 14:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Westgreen Surgical Center, LLC See All Filings	D	2016-07-12 14:51:53 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001679278 Filed Document 0001679278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:51:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altair Commercial Real Estate Lending Fund II (Prime), LLC See All Filings	D/A	2016-07-12 14:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001677052 Filed Document 0001144204-16-112617 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cavendish Futures Fund LLC See All Filings	D/A	2016-07-12 14:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001562622 Filed Document 0001562622-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lee Adaptive Strategies LP See All Filings	D	2016-07-12 14:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676940 Filed Document 0000902664-16-007569 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:43:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D/A	2016-07-12 14:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001465384-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:42:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirkul, Inc. See All Filings	D	2016-07-12 14:38:45 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-12 14:38:45 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GC International Ladder Ltd. See All Filings	D	2016-07-12 14:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVRUPA MINERALS LTD. See All Filings	D	2016-07-12 14:37:12 UTC
Amount To Be Raised $190,750 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001140361-16-072306 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:37:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SolidusGold Inc. See All Filings	D	2016-07-12 14:35:14 UTC
Amount To Be Raised $119,221 Associated Brokers / Dealers N/A CIK Number 0001594856 Filed Document 0001140361-16-072304 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:35:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Energy Debt Fund, LP See All Filings	D/A	2016-07-12 14:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647710 Filed Document 0001647710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:29:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Y & Q Investment Fund, L.P. See All Filings	D/A	2016-07-12 14:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507435 Filed Document 0001507435-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairport Asset Management II, LLC See All Filings	D	2016-07-12 14:26:07 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001679411 Filed Document 0001679411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:26:07 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rambler's Way Farm, Inc. See All Filings	D	2016-07-12 14:18:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596069 Filed Document 0001596069-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:18:18 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Hamlin Income Plus Fund, L.P. See All Filings	D/A	2016-07-12 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wardrobe Essentialist, Inc. See All Filings	D	2016-07-12 14:11:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679424 Filed Document 0001679424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:11:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
DIAMOND HILL FUNDS See All Filings	D	2016-07-12 14:06:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001032423 Filed Document 0001209191-16-132376 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:06:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METHODOLOGY VOLT FUND LTD See All Filings	D	2016-07-12 14:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679416 Filed Document 0001679416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DIAMOND HILL FUNDS See All Filings	D	2016-07-12 14:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001032423 Filed Document 0001209191-16-132375 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:04:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Brothers Life Sciences LP See All Filings	D	2016-07-12 14:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001363364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:02:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2016-07-12 14:00:56 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
iQuartic, Inc. See All Filings	D/A	2016-07-12 13:58:05 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624412 Filed Document 0001624412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:58:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project #10, LLC See All Filings	D	2016-07-12 13:57:43 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001677524 Filed Document 0001677524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:57:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Oncology Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-07-12 13:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613402 Filed Document 0000935836-16-001008 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Commercial Real Estate Lending Fund II (Prime), LLC See All Filings	D	2016-07-12 13:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001677052 Filed Document 0001144204-16-112587 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Country Pharmacy, Ltd. See All Filings	D	2016-07-12 13:49:57 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001679088 Filed Document 0001162677-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:49:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LMF 2, LP See All Filings	D/A	2016-07-12 13:46:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triangle Canada Holdings, LP See All Filings	D	2016-07-12 13:42:37 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001677988 Filed Document 0001315863-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:42:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clutch Holdings, Inc. See All Filings	D	2016-07-12 13:36:26 UTC
Amount To Be Raised $6,587,591 Associated Brokers / Dealers N/A CIK Number 0001585809 Filed Document 0001585809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:36:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ALKALINE WATER Co INC See All Filings	D	2016-07-12 13:30:11 UTC
Amount To Be Raised $685,000 Associated Brokers / Dealers N/A CIK Number 0001532390 Filed Document 0001085037-16-000307 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:30:11 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Anagin, Inc. See All Filings	D	2016-07-12 13:29:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679399 Filed Document 0001679399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:29:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Modo Labs, Inc. See All Filings	D	2016-07-12 13:26:03 UTC
Amount To Be Raised $10,402,201 Associated Brokers / Dealers N/A CIK Number 0001491378 Filed Document 0001491378-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:26:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cabot Industrial Core Fund, L.P. See All Filings	D/A	2016-07-12 13:24:11 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001636175 Filed Document 0001636175-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group LLC See All Filings	D	2016-07-12 13:22:49 UTC
Amount To Be Raised $11,190,852 Associated Brokers / Dealers N/A CIK Number 0001494926 Filed Document 0001494926-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:22:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Audio Technologies, LLC See All Filings	D/A	2016-07-12 13:20:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Stonebridge Securities and Raley Holdings, LLC CIK Number 0001670378 Filed Document 0001670378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:20:11 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2016-07-12 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-16-132371 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:19:30 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2016-07-12 13:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001209191-16-132370 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:19:14 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GOLUB CAPITAL PARTNERS 10, L.P. See All Filings	D/A	2016-07-12 13:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647009 Filed Document 0001647009-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2016-07-12 12:56:27 UTC
Amount To Be Raised $187,600 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:56:27 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
BLUEAVOCADO CO See All Filings	D	2016-07-12 12:35:54 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001442811 Filed Document 0001442811-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:35:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SquadLocker, Inc. See All Filings	D/A	2016-07-12 12:32:27 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001652504 Filed Document 0001652504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:32:27 UTC Type of Offering D/A Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity