Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CORE HORIZON RIDGE LLC See All Filings	D	2016-07-19 11:42:14 UTC
Amount To Be Raised $6,110,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001679630 Filed Document 0001679630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:42:14 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - Clearance Series See All Filings	D	2016-07-19 11:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670303 Filed Document 0001013594-16-001156 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:40:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioSculpture Technology, Inc. See All Filings	D	2016-07-19 11:33:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers none CIK Number 0001606799 Filed Document 0001606799-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-19 11:33:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VICTORI LLC See All Filings	D	2016-07-19 11:25:56 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001479684 Filed Document 0001011034-16-000207 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:25:56 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Mill Green Opportunity Fund III, LLC See All Filings	D/A	2016-07-19 11:20:17 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Stillpoint Capital, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Gramercy Securities, Inc., Cabot Lodge Securities LLC, Newbridge Securities Corporation, Madison Avenue Securities, LLC, and TCFG Wealth Management, LLC CIK Number 0001669698 Filed Document 0000897069-16-000970 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUYA TECHNOLOGIES, LLC See All Filings	D	2016-07-19 11:14:04 UTC
Amount To Be Raised $2,222,222 Associated Brokers / Dealers N/A CIK Number 0001679842 Filed Document 0001679842-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:14:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEI Structured Credit Fund, LP See All Filings	D/A	2016-07-19 11:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458326 Filed Document 0001458326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Altor Bioscience Corp See All Filings	D	2016-07-19 11:07:02 UTC
Amount To Be Raised $45,000,003 Associated Brokers / Dealers N/A CIK Number 0001320603 Filed Document 0001320603-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:07:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION6, Inc. See All Filings	D/A	2016-07-19 11:04:06 UTC
Amount To Be Raised $4,999,680 Associated Brokers / Dealers N/A CIK Number 0001606857 Filed Document 0001606857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 11:04:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Toast Spirits LLC See All Filings	D	2016-07-19 10:58:11 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Christopher J. McKenna and Paul Carleton CIK Number 0001503882 Filed Document 0001503882-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:58:11 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2016-07-19 10:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-16-000415 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cortez/34th St., LLLP See All Filings	D	2016-07-19 10:44:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001679855 Filed Document 0001679855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:44:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Antwerp Partners, LLC See All Filings	D/A	2016-07-19 10:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622595 Filed Document 0001013594-16-001155 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEI Core Property Fund, L.P. See All Filings	D/A	2016-07-19 10:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504960 Filed Document 0001647709-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:21:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2016-07-19 10:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-16-000100 Exclusions or Exemptions 506b Accepted Date 2016-07-19 10:18:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GrassRoutes, Inc. See All Filings	D/A	2016-07-19 09:29:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001656565 Filed Document 0001656565-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-19 09:29:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
MountainWorks LLC See All Filings	D	2016-07-18 21:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677491 Filed Document 0001677491-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 21:33:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Laxmi Therapeutic Devices, Inc. See All Filings	D	2016-07-18 20:55:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679371 Filed Document 0001679371-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 20:55:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fundamental Capital Pint Size Investors II, LLC See All Filings	D	2016-07-18 20:55:07 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001673123 Filed Document 0001673123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 20:55:07 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian International Equity ESG Fund, L.P. See All Filings	D	2016-07-18 19:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678639 Filed Document 0001393725-16-000247 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Health & Security Technologies, Inc. See All Filings	D	2016-07-18 19:43:47 UTC
Amount To Be Raised $689,188 Associated Brokers / Dealers N/A CIK Number 0001679948 Filed Document 0001679948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:43:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHABET ENERGY, INC. See All Filings	D/A	2016-07-18 19:32:21 UTC
Amount To Be Raised $25,176,829 Associated Brokers / Dealers N/A CIK Number 0001476250 Filed Document 0001476250-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:32:21 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Investec Ramon Acquisition, LLC See All Filings	D	2016-07-18 18:25:07 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Santa Barbara Advisors, Inc. CIK Number 0001679569 Filed Document 0001679569-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:25:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
BawldGuy Note Investment Group I, L.L.C. See All Filings	D	2016-07-18 18:11:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678049 Filed Document 0001678049-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:11:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GQG Partners Emerging Markets Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 18:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679904 Filed Document 0001679904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HUNTINGTON VILLAGE APARTMENTS, LLC See All Filings	D	2016-07-18 17:54:08 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001679906 Filed Document 0001679906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:54:08 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
GQG Partners International Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 17:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679903 Filed Document 0001679903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCP SBIC OPPORTUNITIES FUND, LP See All Filings	D/A	2016-07-18 17:35:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001676889 Filed Document 0001676889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:35:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 239, LLC See All Filings	D	2016-07-18 17:25:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678445 Filed Document 0001674869-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:25:14 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Sabrepoint Capital Partners, LP See All Filings	D	2016-07-18 17:22:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001679792 Filed Document 0001679792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A&Q DIVERSIFIED NEUTRAL ALPHA LTD See All Filings	D/A	2016-07-18 17:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403966 Filed Document 0001403966-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 237, LLC See All Filings	D	2016-07-18 17:19:32 UTC
Amount To Be Raised $1,945,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678447 Filed Document 0001674869-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:19:32 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 233, LLC See All Filings	D	2016-07-18 17:13:22 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676419 Filed Document 0001674869-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:13:22 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GQG Partners Global Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 17:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679902 Filed Document 0001679902-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RealtyShares 230, LLC See All Filings	D	2016-07-18 17:09:11 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676423 Filed Document 0001674869-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:09:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PRE Brands LLC See All Filings	D	2016-07-18 17:07:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679871 Filed Document 0001679871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:07:33 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sango Private Equity II LP See All Filings	D	2016-07-18 17:00:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Deer Isle Capital LLC CIK Number 0001679541 Filed Document 0001679541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Starwood Opportunities, LLC See All Filings	D/A	2016-07-18 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634142 Filed Document 0001634142-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Global Diversified Strategies Fund LLC See All Filings	D/A	2016-07-18 16:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001521518 Filed Document 0001521518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ginkgo Parkwood LLC See All Filings	D	2016-07-18 16:50:16 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers N/A CIK Number 0001679743 Filed Document 0001679743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:50:16 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Windermere Equity Fund Series See All Filings	D/A	2016-07-18 16:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489788 Filed Document 0001140361-16-072705 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:46:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FJ Labs 3VC LLC See All Filings	D/A	2016-07-18 16:40:50 UTC
Amount To Be Raised $3,913,300 Associated Brokers / Dealers N/A CIK Number 0001673093 Filed Document 0001673093-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDERMERE OPPORTUNISTIC FUND SERIES OF WINDERMERE JUPITER FUND LLC See All Filings	D/A	2016-07-18 16:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220963 Filed Document 0001140361-16-072699 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUGMENIX INC See All Filings	D	2016-07-18 16:29:40 UTC
Amount To Be Raised $5,999,971 Associated Brokers / Dealers N/A CIK Number 0001432435 Filed Document 0001432435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:29:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Investment Holdings, L.P. See All Filings	D	2016-07-18 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676262 Filed Document 0001676262-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:25:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Moneda Latin American Small Caps Fund (Cayman) Ltd. See All Filings	D/A	2016-07-18 16:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542486 Filed Document 0001542486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHILE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Milo Sensors, Inc. See All Filings	D/A	2016-07-18 16:17:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673054 Filed Document 0001673054-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:17:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 194, LLC See All Filings	D	2016-07-18 16:15:45 UTC
Amount To Be Raised $721,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001674869 Filed Document 0001674869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:15:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Connect Financial Software Solutions, LLC See All Filings	D	2016-07-18 16:14:23 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001483461 Filed Document 0001483461-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Moneda Latin American Corporate Debt See All Filings	D/A	2016-07-18 16:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545913 Filed Document 0001545913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt