Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New American Bridges Fund, L.P. See All Filings	D	2016-07-20 20:02:02 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Champlain Advisors and Greenstone Advisors CIK Number 0001676886 Filed Document 0001676886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panacea Oyster Co-op Corp See All Filings	D	2016-07-20 19:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680261 Filed Document 0001680261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:57:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
uZoom, Inc. See All Filings	D	2016-07-20 19:44:20 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001670845 Filed Document 0001670845-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:44:20 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AMPLERO, INC. See All Filings	D	2016-07-20 19:35:22 UTC
Amount To Be Raised $8,076,225 Associated Brokers / Dealers N/A CIK Number 0001680018 Filed Document 0001680018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
6200 Hollywood Blvd South Institutional Corporate Feeder LLC See All Filings	D	2016-07-20 19:29:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679859 Filed Document 0001012975-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:29:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
6200 Hollywood Blvd South Institutional, L.P. See All Filings	D	2016-07-20 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679858 Filed Document 0001012975-16-001361 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rulai, Inc. See All Filings	D	2016-07-20 19:11:16 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001676949 Filed Document 0001676949-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:11:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merced Partners V, L.P. See All Filings	D	2016-07-20 18:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679959 Filed Document 0001679959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:38:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lixivia, Inc. See All Filings	D	2016-07-20 18:34:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001570565 Filed Document 0001570565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:34:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bandier Holdings LLC See All Filings	D	2016-07-20 18:28:08 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Threadstone Advisors, LLC CIK Number 0001651312 Filed Document 0001651312-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:28:08 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alvarium Capital Strategies Fund LLC See All Filings	D	2016-07-20 18:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001678815 Filed Document 0001678815-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theta Investments, LP See All Filings	D	2016-07-20 18:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001680055 Filed Document 0001621284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topical Remedy, LLC See All Filings	D	2016-07-20 18:18:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558360 Filed Document 0000896595-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:18:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ARCH Capital-TRG Asian Partners III, L.P. See All Filings	D/A	2016-07-20 18:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622986 Filed Document 0001622986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I SPECIAL AFFILIATES LP See All Filings	D	2016-07-20 18:09:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670045 Filed Document 0001670045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I AFFILIATES FUND LP See All Filings	D	2016-07-20 18:08:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001670043 Filed Document 0001670043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BAIRD CAPITAL GLOBAL FUND I LP See All Filings	D	2016-07-20 18:07:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670042 Filed Document 0001670042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Eyenuk, Inc. See All Filings	D	2016-07-20 18:06:09 UTC
Amount To Be Raised $2,285,545 Associated Brokers / Dealers N/A CIK Number 0001679996 Filed Document 0001679996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:06:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ethio-American Doctors Group, Inc. See All Filings	D	2016-07-20 17:47:45 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers None - N/A CIK Number 0001550841 Filed Document 0001550841-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:47:45 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Gravyty Technologies, Inc. See All Filings	D	2016-07-20 17:46:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001680149 Filed Document 0001680149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Center for Agriculture & Health Science See All Filings	D	2016-07-20 17:42:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001680211 Filed Document 0001214659-16-012739 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:42:24 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Orlando Soccer Investors LLC See All Filings	D/A	2016-07-20 17:31:12 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Antarctica Advisors LLC CIK Number 0001652095 Filed Document 0001652095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:31:12 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Solutions International, Inc. See All Filings	D	2016-07-20 17:30:47 UTC
Amount To Be Raised $26,491,214 Associated Brokers / Dealers N/A CIK Number 0001680159 Filed Document 0001680159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:30:47 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Secured FTP Hosting LLC See All Filings	D	2016-07-20 17:25:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680280 Filed Document 0001680280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
PROMUS ACCESS II, L.P. See All Filings	D	2016-07-20 17:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680123 Filed Document 0000913849-16-000588 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibling Capital Fund II-C L.P. See All Filings	D	2016-07-20 17:23:53 UTC
Amount To Be Raised $11,615,000 Associated Brokers / Dealers N/A CIK Number 0001680279 Filed Document 0001680279-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:23:53 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LENSVECTOR, INC. See All Filings	D	2016-07-20 17:14:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:14:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Delos Living, LLC See All Filings	D	2016-07-20 17:10:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001588390 Filed Document 0001588390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:10:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LongPoint Minerals, LLC See All Filings	D/A	2016-07-20 17:00:15 UTC
Amount To Be Raised $631,612,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001674902 Filed Document 0001674902-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:00:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies Unit Trust - Sandton Credit Solutions IV Sub-Trust See All Filings	D	2016-07-20 16:58:03 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001680269 Filed Document 0001680269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synapsin Pharmaceuticals, Inc. See All Filings	D	2016-07-20 16:52:09 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001679593 Filed Document 0001679593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:52:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Standard North 40 Investors LP See All Filings	D	2016-07-20 16:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680251 Filed Document 0001680251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Modulated Imaging Inc. See All Filings	D	2016-07-20 16:48:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001679993 Filed Document 0001679993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:48:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Sandton Credit Solutions IV Series See All Filings	D	2016-07-20 16:47:58 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001680246 Filed Document 0001680246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK DST - Cedar Falls Grocery See All Filings	D	2016-07-20 16:37:40 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Garry N. Savage Sr., Trevor L. Gordon, and Robert L. Boggess CIK Number 0001680064 Filed Document 0001680064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:37:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
FastCAP Systems Corp See All Filings	D	2016-07-20 16:35:24 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:35:24 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SPHERE CORP. See All Filings	D	2016-07-20 16:30:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001419582 Filed Document 0001387131-16-006089 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:30:32 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE U.S. Core Partners, LP See All Filings	D/A	2016-07-20 16:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577419 Filed Document 0001577419-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:29:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWC Funds, LLC Enhanced Equity Strategy Series C See All Filings	D	2016-07-20 16:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680248 Filed Document 0001680248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Global Residential Mortgage Opportunity Feeder Fund, Ltd. See All Filings	D/A	2016-07-20 16:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581279 Filed Document 0000905718-16-001561 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CPB2 LLC See All Filings	D	2016-07-20 16:17:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583108 Filed Document 0001583108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:17:28 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Maniv Mobility A, LP See All Filings	D	2016-07-20 16:13:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001679840 Filed Document 0001679840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:13:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Global Residential Mortgage Opportunity Fund, L.P. See All Filings	D/A	2016-07-20 16:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525933 Filed Document 0000905718-16-001559 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomiko Metals Inc. See All Filings	D	2016-07-20 16:10:47 UTC
Amount To Be Raised $193,050 Associated Brokers / Dealers N/A CIK Number 0001588837 Filed Document 0001176256-16-000615 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:10:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ocean Grove Resort Holdings, LLC See All Filings	D/A	2016-07-20 16:06:04 UTC
Amount To Be Raised $18,575,865 Associated Brokers / Dealers N/A CIK Number 0001673579 Filed Document 0001673579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:06:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MILLENNIUM STRATEGIC CAPITAL LP See All Filings	D/A	2016-07-20 16:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524728 Filed Document 0000902664-16-007658 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWC Funds, LLC Hedged Equity Strategy Series A See All Filings	D	2016-07-20 16:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680223 Filed Document 0001680223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:03:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Founders Advantage Capital Corp. See All Filings	D	2016-07-20 16:01:42 UTC
Amount To Be Raised $255,600 Associated Brokers / Dealers TD Securities (USA) LLC CIK Number 0001680024 Filed Document 0001680024-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:01:42 UTC Type of Offering D Industry Investing Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Arta Shipping Inc. See All Filings	D	2016-07-20 16:00:19 UTC
Amount To Be Raised $999,997 Associated Brokers / Dealers N/A CIK Number 0001679274 Filed Document 0001679274-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:00:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLOCKU LLC See All Filings	D	2016-07-20 16:00:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679979 Filed Document 0001679979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:00:07 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt