|
|
D |
2016-07-25 11:54:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001680327
- Filed Document
- 0001680327-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:54:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-25 11:51:51 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639756
- Filed Document
- 0001639756-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:51:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 11:46:22 UTC |
- Amount To Be Raised
- $8,408,635
- Associated Brokers / Dealers
- James K. Johnston and Douglas A. Henrickson
- CIK Number
- 0001679005
- Filed Document
- 0001679005-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:46:22 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-07-25 11:40:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487400
- Filed Document
- 0001012975-16-001365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:40:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-25 11:34:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494130
- Filed Document
- 0001012975-16-001364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:34:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-25 11:11:49 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Emerging Manager Advisors, LLC
- CIK Number
- 0001520175
- Filed Document
- 0001520175-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:11:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-25 11:11:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679670
- Filed Document
- 0001679670-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:11:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 11:00:28 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680325
- Filed Document
- 0001680325-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 11:00:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:56:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679635
- Filed Document
- 0001679635-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:45:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679636
- Filed Document
- 0001679636-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:45:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:38:59 UTC |
- Amount To Be Raised
- $1,257,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680317
- Filed Document
- 0000902664-16-007692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:38:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:37:49 UTC |
- Amount To Be Raised
- $1,400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680316
- Filed Document
- 0000902664-16-007691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:37:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-25 10:37:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469088
- Filed Document
- 0001144204-16-114201
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:37:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-25 10:34:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679044
- Filed Document
- 0000919574-16-014302
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:34:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:28:44 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619159
- Filed Document
- 0001619159-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:28:44 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:18:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679044
- Filed Document
- 0000919574-16-014298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:18:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 10:15:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679670
- Filed Document
- 0001679670-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:15:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-25 10:04:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504528
- Filed Document
- 0000902664-16-007690
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:04:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-25 10:02:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581667
- Filed Document
- 0000902664-16-007689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:02:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-25 10:00:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581668
- Filed Document
- 0000902664-16-007688
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 10:00:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-25 09:42:12 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680581
- Filed Document
- 0001680581-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 09:42:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-25 09:42:12 UTC |
- Amount To Be Raised
- $83,609
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398713
- Filed Document
- 0001062993-16-010675
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 09:42:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2016-07-25 09:28:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680242
- Filed Document
- 0001680242-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-25 09:28:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 21:16:38 UTC |
- Amount To Be Raised
- $379,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680056
- Filed Document
- 0001680056-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 21:16:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 21:05:57 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001679964
- Filed Document
- 0001679964-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 21:05:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 20:43:14 UTC |
- Amount To Be Raised
- $3,887,700
- Associated Brokers / Dealers
- none
- CIK Number
- 0001679964
- Filed Document
- 0001679964-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 20:43:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 19:59:40 UTC |
- Amount To Be Raised
- $58,631
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680637
- Filed Document
- 0001085037-16-000308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 19:59:40 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-07-22 19:42:51 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Semantic Research, Inc.
- CIK Number
- 0001680198
- Filed Document
- 0001680198-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 19:42:51 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 19:22:13 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640346
- Filed Document
- 0001640346-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 19:22:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-07-22 18:56:57 UTC |
- Amount To Be Raised
- $91,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000814926
- Filed Document
- 0000939802-16-000132
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 18:56:57 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-07-22 18:29:06 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680635
- Filed Document
- 0001680621-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 18:29:06 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 18:17:20 UTC |
- Amount To Be Raised
- $190,476
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680492
- Filed Document
- 0001680492-16-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-07-22 18:17:20 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-07-22 17:56:01 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680594
- Filed Document
- 0001680594-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:56:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-07-22 17:51:51 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680621
- Filed Document
- 0001680621-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:51:51 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:48:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001525513
- Filed Document
- 0000919574-16-014296
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:48:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 17:35:57 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- kirk Tsiaperas
- CIK Number
- 0001680350
- Filed Document
- 0001680350-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:35:57 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-07-22 17:27:47 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680305
- Filed Document
- 0001680305-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:27:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-07-22 17:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Allied Securities and World Equity Group, Inc.
- CIK Number
- 0001529163
- Filed Document
- 0001529163-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 17:25:07 UTC |
- Amount To Be Raised
- $81,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540634
- Filed Document
- 0001540634-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:25:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-07-22 17:21:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TEACHERS PERSONAL INVESTORS SERVICES INC
- CIK Number
- 0001378575
- Filed Document
- 0001378575-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:21:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 17:17:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571340
- Filed Document
- 0001571340-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:17:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:15:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571342
- Filed Document
- 0001571342-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:15:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:14:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489003
- Filed Document
- 0000919574-16-014294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:14:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:13:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571334
- Filed Document
- 0001571334-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:13:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:12:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Finanacial Group, Inc.
- CIK Number
- 0001263713
- Filed Document
- 0000919574-16-014292
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC.
- CIK Number
- 0001398443
- Filed Document
- 0001482814-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 17:12:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641314
- Filed Document
- 0001641314-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:12 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:10:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001307360
- Filed Document
- 0000919574-16-014290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:10:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:10:08 UTC |
- Amount To Be Raised
- $8,263,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670441
- Filed Document
- 0001670441-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:10:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-07-22 17:06:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001489001
- Filed Document
- 0000919574-16-014288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:06:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|