Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rotunda Medical Properties, L.P. See All Filings	D	2016-07-26 08:17:43 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001680187 Filed Document 0001680187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INVENTUS CAPITAL PARTNERS FUND III, LTD. See All Filings	D	2016-07-26 07:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680226 Filed Document 0001680226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 07:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-07-26 06:15:17 UTC
Amount To Be Raised $10,002 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 06:15:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Total Return Income Fund, LLC See All Filings	D/A	2016-07-25 21:37:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608039 Filed Document 0001608039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:37:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Graham Partners IV, L.P. See All Filings	D/A	2016-07-25 21:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001649382 Filed Document 0001649382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Systems, Inc. See All Filings	D	2016-07-25 20:47:32 UTC
Amount To Be Raised $28,758,858 Associated Brokers / Dealers N/A CIK Number 0001509079 Filed Document 0001509079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 20:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Krome Photos, Inc. See All Filings	D	2016-07-25 19:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680210 Filed Document 0001673724-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-25 19:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
480 Holdings Ltd LLC See All Filings	D	2016-07-25 19:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673724 Filed Document 0001673724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:22:30 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
MotoTrax, Inc. See All Filings	D	2016-07-25 19:11:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679984 Filed Document 0001679984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Town Street High Yield Full Discretion Fund, L.P. See All Filings	D	2016-07-25 18:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678881 Filed Document 0001625257-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:57:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2016-07-25 18:45:41 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:45:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PAOLI SURGERY CENTER L P See All Filings	D	2016-07-25 18:44:51 UTC
Amount To Be Raised $276,900 Associated Brokers / Dealers N/A CIK Number 0000913919 Filed Document 0000913919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:44:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Detection Group, Inc. See All Filings	D	2016-07-25 18:32:17 UTC
Amount To Be Raised $1,145,243 Associated Brokers / Dealers N/A CIK Number 0001602175 Filed Document 0001602175-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:32:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2016-07-25 18:30:56 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:30:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CUNEXUS SOLUTIONS INC See All Filings	D	2016-07-25 18:23:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:23:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D	2016-07-25 18:12:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Income Fund, LLC See All Filings	D	2016-07-25 18:06:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001626851 Filed Document 0001626851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:06:47 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NONAME CAPITAL LLC See All Filings	D	2016-07-25 18:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680700 Filed Document 0001680700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:05:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2016-07-25 17:41:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:41:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDWAVE ENERGY, INC. See All Filings	D	2016-07-25 17:36:04 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:36:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Knightsbridge Venture Capital IX-SPF LP See All Filings	D	2016-07-25 17:29:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679729 Filed Document 0001679729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:29:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crust Holdings LLC See All Filings	D	2016-07-25 17:27:28 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001680690 Filed Document 0001680690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:27:28 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Secondary Fund III (Offshore), L.P. See All Filings	D	2016-07-25 17:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Group FZC CIK Number 0001680622 Filed Document 0000902664-16-007695 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:26:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
G Plus Fund, L.L.C. See All Filings	D/A	2016-07-25 17:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526779 Filed Document 0001140361-16-073281 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham G Plus Fund, Ltd. See All Filings	D/A	2016-07-25 17:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-16-073280 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:25:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore A Plus Fund, L.L.C. See All Filings	D/A	2016-07-25 17:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-16-073277 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GIP CAPS Grendel Co-Invest, L.P. See All Filings	D	2016-07-25 17:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680702 Filed Document 0001140361-16-073275 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore ETAP Fund, L.L.C. See All Filings	D/A	2016-07-25 17:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526712 Filed Document 0001140361-16-073273 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham A Plus Fund, Ltd. See All Filings	D/A	2016-07-25 17:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-16-073269 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures V LLC, Series A-1 See All Filings	D/A	2016-07-25 17:19:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001679633 Filed Document 0001679633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETAP Fund, Ltd. See All Filings	D/A	2016-07-25 17:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-16-073268 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-07-25 17:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-16-073267 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2016-07-25 17:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-16-073261 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABS Capital Partners VIII-B, L.P. See All Filings	D/A	2016-07-25 17:14:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Shannon Advisors, LLC and Credit Suisse Securities (USA) LLC CIK Number 0001648931 Filed Document 0001648931-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-07-25 17:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-16-073258 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinedigm Corp. See All Filings	D	2016-07-25 17:10:31 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001173204 Filed Document 0000932440-16-000432 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:10:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
ABS Capital Partners VIII, L.P. See All Filings	D/A	2016-07-25 17:07:23 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Shannon Advisors, LLC and Credit Suisse Securities (USA) LLC CIK Number 0001648930 Filed Document 0001648930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MAIDEN LANE FUND II, L.P. See All Filings	D	2016-07-25 17:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679074 Filed Document 0001679074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POTAMUS HOLDINGS LLC See All Filings	D	2016-07-25 17:04:24 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001679432 Filed Document 0001140361-16-073256 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aspetuck Global Macro Fund Ltd See All Filings	D/A	2016-07-25 17:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632988 Filed Document 0001632988-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:01:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gearbox Express, LLC See All Filings	D	2016-07-25 16:50:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001522264 Filed Document 0001522264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:50:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC, Inc. See All Filings	D	2016-07-25 16:30:14 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001476765 Filed Document 0000945621-16-000680 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
MV Liquidity Fund XXXVII LLC See All Filings	D/A	2016-07-25 16:14:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001674129 Filed Document 0001674129-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CRAIG/STEAMBOAT FUNDS 1, LLC See All Filings	D	2016-07-25 16:12:11 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001680283 Filed Document 0001680283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:12:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
BERENS INSURANCE DEDICATED FUND, LLC See All Filings	D/A	2016-07-25 16:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457470 Filed Document 0001566114-16-000129 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDocsWeb, LLC See All Filings	D	2016-07-25 16:07:25 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001603672 Filed Document 0001603672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:07:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
STCE 416 Dawson F, LLC See All Filings	D	2016-07-25 16:07:09 UTC
Amount To Be Raised $559,188 Associated Brokers / Dealers N/A CIK Number 0001680599 Filed Document 0001680599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:07:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS GLOBAL VALUE FUND QP, L.P. See All Filings	D/A	2016-07-25 16:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359172 Filed Document 0001566114-16-000128 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-07-25 16:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173445 Filed Document 0001566114-16-000127 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:00:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Offshore Fund VII, L.P. See All Filings	D/A	2016-07-25 16:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Compass Group Global Advisors S.A., Credit Suisse Securities (USA) LLC, Morgan Stanley Smith Barney LLC, Wells Fargo Investment Institute, Inc., and UBS Financial Services Inc. CIK Number 0001653746 Filed Document 0000950103-16-015002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 16:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity