Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TAPIMMUNE INC See All Filings	D	2016-08-23 14:10:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers KATALYST SECURITIES LLC and WEST PARK CAPITAL INC. CIK Number 0001094038 Filed Document 0001209191-16-138262 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:10:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clear Guide Medical, Inc. See All Filings	D/A	2016-08-23 14:04:55 UTC
Amount To Be Raised $1,321,000 Associated Brokers / Dealers N/A CIK Number 0001682212 Filed Document 0001682212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:04:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RIVER OAKS FINANCIAL FUND LP See All Filings	D/A	2016-08-23 13:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214701 Filed Document 0001214701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Pollfish, Inc. See All Filings	D	2016-08-23 13:24:11 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers None CIK Number 0001641983 Filed Document 0001641983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:24:11 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Webco Dental Supplies & Equipment, LLC See All Filings	D	2016-08-23 13:13:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001682487 Filed Document 0001682487-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-23 13:13:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Exception Capital Family Fund LP See All Filings	D/A	2016-08-23 13:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614203 Filed Document 0001614203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phlur, Inc. See All Filings	D	2016-08-23 12:52:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645613 Filed Document 0001645613-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:52:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AltX, Inc. See All Filings	D	2016-08-23 12:51:31 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001623322 Filed Document 0001623322-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:51:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCA-CP6, LP See All Filings	D/A	2016-08-23 12:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585086 Filed Document 0001585086-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:48:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briarfield Capital, LLC See All Filings	D/A	2016-08-23 12:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529373 Filed Document 0001529373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:43:37 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
IronPlanet Holdings, Inc. See All Filings	D/A	2016-08-23 12:41:47 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:41:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tradingfront, Inc. See All Filings	D	2016-08-23 12:39:44 UTC
Amount To Be Raised $199,992 Associated Brokers / Dealers N/A CIK Number 0001682783 Filed Document 0001682783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:39:44 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ThreatQuotient, Inc. See All Filings	D	2016-08-23 12:35:39 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001633381 Filed Document 0001633381-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMB Mezzanine Capital III, L.P. See All Filings	D/A	2016-08-23 12:31:33 UTC
Amount To Be Raised $137,775,000 Associated Brokers / Dealers N/A CIK Number 0001652408 Filed Document 0001652408-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inflection Point Investments CO LTD See All Filings	D	2016-08-23 12:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415385 Filed Document 0001415385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:23:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Tremson Select Value LP See All Filings	D	2016-08-23 12:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682613 Filed Document 0001682613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Seniors Housing & Medical Properties Fund II-A LP See All Filings	D	2016-08-23 12:01:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682799 Filed Document 0001477932-16-012217 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Seniors Housing & Medical Properties Fund II LP See All Filings	D	2016-08-23 11:59:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682776 Filed Document 0001477932-16-012216 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D/A	2016-08-23 11:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001677312 Filed Document 0001677312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:48:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZURE GRIFFIN FUND L P See All Filings	D/A	2016-08-23 11:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387440 Filed Document 0001387440-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Academia Alternative Macro Fund, LP See All Filings	D	2016-08-23 11:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682795 Filed Document 0001682795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:35:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electronifie Inc. See All Filings	D	2016-08-23 11:32:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608734 Filed Document 0001231919-16-000051 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:32:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TECKRO, INC. See All Filings	D	2016-08-23 11:28:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682721 Filed Document 0001140361-16-077563 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:28:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Ruyi Capital Partners, L.P. See All Filings	D/A	2016-08-23 11:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Martel Capital, LLC, and KJM Securities, Inc CIK Number 0001617129 Filed Document 0001617129-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semper Midas Fund, Ltd. See All Filings	D/A	2016-08-23 11:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001537810 Filed Document 0001537810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D	2016-08-23 11:15:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:15:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Semper MIDAS Fund, L.P. See All Filings	D/A	2016-08-23 11:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001500317 Filed Document 0001500317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teak Hill Fund LP See All Filings	D/A	2016-08-23 11:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385865 Filed Document 0001385865-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OpCapita F & F Feeder II, L.P. See All Filings	D	2016-08-23 11:10:26 UTC
Amount To Be Raised $2,230,000 Associated Brokers / Dealers N/A CIK Number 0001678474 Filed Document 0001678474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:10:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R65 Labs, Inc. See All Filings	D	2016-08-23 11:06:38 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001630536 Filed Document 0001630536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:06:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2016-08-23 11:05:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services CIK Number 0001682552 Filed Document 0001682552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:05:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyprus Investment Fund LLC See All Filings	D/A	2016-08-23 10:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527952 Filed Document 0001527952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eGenesis, Inc. See All Filings	D	2016-08-23 10:54:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682809 Filed Document 0001192482-16-000704 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:54:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Cyprus Investment Fund Ltd. See All Filings	D/A	2016-08-23 10:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527953 Filed Document 0001527953-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:50:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tanbark Fund, LP See All Filings	D/A	2016-08-23 10:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645468 Filed Document 0001645468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BiscayneAmericas Fortaleza Fund, LTD See All Filings	D	2016-08-23 10:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680319 Filed Document 0001680319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Family Care Path, Inc. See All Filings	D	2016-08-23 10:26:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001682632 Filed Document 0001682632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:26:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cygnus Opportunity Fund, LLC See All Filings	D/A	2016-08-23 10:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640339 Filed Document 0001640339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tete-a-Tete, Inc. See All Filings	D	2016-08-23 09:56:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001682840 Filed Document 0001682840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:56:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Waxwing, Corp See All Filings	D	2016-08-23 09:49:26 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001682572 Filed Document 0001682572-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:49:26 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Recros Medica, Inc. See All Filings	D/A	2016-08-23 09:37:05 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001619033 Filed Document 0001140361-16-077550 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:37:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solar Mosaic, Inc. See All Filings	D	2016-08-22 21:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities LLC CIK Number 0001523221 Filed Document 0001523221-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:57:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KRESTERE TECHNOLOGIES, INC. See All Filings	D	2016-08-22 21:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680977 Filed Document 0001680977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:55:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SciTech Development L.L.C. See All Filings	D	2016-08-22 21:36:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682585 Filed Document 0001682585-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:36:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SLANTRANGE Inc See All Filings	D/A	2016-08-22 20:07:05 UTC
Amount To Be Raised $3,852,536 Associated Brokers / Dealers N/A CIK Number 0001601379 Filed Document 0001601379-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-22 20:07:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fantex, Inc. See All Filings	D	2016-08-22 20:01:26 UTC
Amount To Be Raised $59,336,580 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001573683 Filed Document 0001140361-16-077503 Exclusions or Exemptions 506b Accepted Date 2016-08-22 20:01:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maria's Place, LLC See All Filings	D/A	2016-08-22 18:49:50 UTC
Amount To Be Raised $3,675,559 Associated Brokers / Dealers N/A CIK Number 0001656512 Filed Document 0001656512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:49:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Volpoint Fund, LP See All Filings	D	2016-08-22 18:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671938 Filed Document 0001671938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group All Foreign Equity Fund See All Filings	D/A	2016-08-22 18:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001651700 Filed Document 0001651700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:04:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AXCIENT INC See All Filings	D	2016-08-22 18:00:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001446270 Filed Document 0001446270-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:00:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity