Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harvest Agriculture Select, L.P. See All Filings	D/A	2016-08-25 13:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318971 Filed Document 0001095449-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-08-25 13:09:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Small Cap Offshore, Ltd. See All Filings	D/A	2016-08-25 13:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413543 Filed Document 0001095449-16-000277 Exclusions or Exemptions 506b Accepted Date 2016-08-25 13:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redmond Funding Group, LLC See All Filings	D/A	2016-08-25 13:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551127 Filed Document 0001551127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 13:01:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Drive Time Metrics, Inc. See All Filings	D/A	2016-08-25 12:51:30 UTC
Amount To Be Raised $2,115,920 Associated Brokers / Dealers N/A CIK Number 0001677678 Filed Document 0001677678-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-25 12:51:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
AEI Net Lease Portfolio V DST See All Filings	D/A	2016-08-25 12:50:23 UTC
Amount To Be Raised $24,416,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Concorde Investment Services, LLC, H.D. Vest Investment Services, Kalos Financial, Inc, Ameritas Investment Corporation, Berthel Fisher and Company, Cabot Lodge Securities, LLC, Capital Financial Services, Inc., EDI Financial, Lighthouse Capital Group, Lincoln Financial Advisors Corporation, Primex, Triad Advisors, Inc., Whitehall-Parker Securities, Inc., Advisory Group Equity Services, LTD, Cambridge Investment Research Inc., Colorado Financial Service Corporation, IBN Financial Services, Inc, Sigma Financial Corporation, and Wealthforge Securities, LLC CIK Number 0001668983 Filed Document 0001668983-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:50:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BroadArch Long/Short Fund (U.S.), L.P. See All Filings	D/A	2016-08-25 12:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482516 Filed Document 0001482516-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Creek Certificates Trust (Candelas), Series 2016-2 See All Filings	D	2016-08-25 12:44:42 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001683114 Filed Document 0001683114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:44:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Stellex Capital Partners LP See All Filings	D/A	2016-08-25 12:31:07 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Sixpoint Partners LLC and BearTooth Advisors LLC CIK Number 0001641474 Filed Document 0001641474-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StartBox LLC See All Filings	D	2016-08-25 12:23:39 UTC
Amount To Be Raised $2,685,000 Associated Brokers / Dealers N/A CIK Number 0001682043 Filed Document 0001682043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NPC LLC See All Filings	D	2016-08-25 12:21:37 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001644645 Filed Document 0001644645-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:21:37 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
c7 Long-Short Fund LP See All Filings	D/A	2016-08-25 12:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616611 Filed Document 0000919574-16-015095 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COTTAGES AT EAST BROUSSARD, L.L.C. See All Filings	D	2016-08-25 12:12:56 UTC
Amount To Be Raised $3,426,487 Associated Brokers / Dealers NONE CIK Number 0001683060 Filed Document 0001683060-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:12:56 UTC Type of Offering D Industry Construction Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ruyi Capital Offshore Fund, Ltd. See All Filings	D	2016-08-25 12:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Martel Capital, LLC, and KJM Securities, Inc CIK Number 0001682940 Filed Document 0001682940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 12:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Willow Woods, LLC See All Filings	D	2016-08-25 11:42:48 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001682778 Filed Document 0001682778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:42:48 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
15 UNCLE MO/PATSYS KIM, LLC See All Filings	D	2016-08-25 11:42:41 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001682903 Filed Document 0001682903-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:42:41 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Gulf States Holdings, Inc. See All Filings	D	2016-08-25 11:39:11 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers None CIK Number 0001682803 Filed Document 0001682803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:39:11 UTC Type of Offering D Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
15 CITY ZIP/WALLINGFORD, LLC See All Filings	D	2016-08-25 11:36:27 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001682904 Filed Document 0001682904-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:36:27 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Riffyn, Inc. See All Filings	D/A	2016-08-25 11:29:24 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001619420 Filed Document 0001619420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:29:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yummy Bazaar, LLC See All Filings	D	2016-08-25 11:26:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001682462 Filed Document 0001682462-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:26:27 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LAFITTE FUND I LP See All Filings	D/A	2016-08-25 11:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444767 Filed Document 0001315863-16-001742 Exclusions or Exemptions 506b Accepted Date 2016-08-25 11:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verdeam Alternative Income Fund, LLLP See All Filings	D	2016-08-25 10:57:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-16-141320 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:57:54 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TDC 250 E. Ponce, LLC See All Filings	D	2016-08-25 10:41:56 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001683072 Filed Document 0001683072-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:41:56 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TPG PUBLIC EQUITY PARTNERS-B, LTD. See All Filings	D/A	2016-08-25 10:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615928 Filed Document 0001615928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG PUBLIC EQUITY PARTNERS-A, L.P. See All Filings	D/A	2016-08-25 10:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615924 Filed Document 0001615924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Rehab, LLC See All Filings	D	2016-08-25 10:11:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers None CIK Number 0001683032 Filed Document 0001683032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:11:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sano Informed Prescribing, Inc. See All Filings	D	2016-08-25 10:07:32 UTC
Amount To Be Raised $10,025,418 Associated Brokers / Dealers N/A CIK Number 0001682862 Filed Document 0001682862-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:07:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OrangeHook, Inc. See All Filings	D/A	2016-08-25 10:00:11 UTC
Amount To Be Raised $7,329,221 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-138578 Exclusions or Exemptions 506b Accepted Date 2016-08-25 10:00:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
UniRisX, LLC See All Filings	D	2016-08-25 09:59:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001467494 Filed Document 0001209191-16-138577 Exclusions or Exemptions 506b Accepted Date 2016-08-25 09:59:07 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Bancshares, Inc. See All Filings	D	2016-08-25 09:58:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598867 Filed Document 0001598867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 09:58:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nuance Communications, Inc. See All Filings	D	2016-08-25 09:41:24 UTC
Amount To Be Raised $84,999,972 Associated Brokers / Dealers N/A CIK Number 0001002517 Filed Document 0001002517-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-08-25 09:41:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGE Social Impact Fund I LP See All Filings	D	2016-08-25 09:30:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001683041 Filed Document 0001683041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 09:30:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IdeaLyst, Inc. See All Filings	D	2016-08-25 09:24:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645370 Filed Document 0001393725-16-000249 Exclusions or Exemptions 506b Accepted Date 2016-08-25 09:24:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Livelike Inc. See All Filings	D	2016-08-25 08:55:36 UTC
Amount To Be Raised $5,011,338 Associated Brokers / Dealers N/A CIK Number 0001682957 Filed Document 0001682957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 08:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMG WH, LLC See All Filings	D	2016-08-25 08:47:45 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001683048 Filed Document 0001683048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-25 08:47:45 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rivanna Medical, LLC See All Filings	D/A	2016-08-25 08:20:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658799 Filed Document 0001658799-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-25 08:20:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FMR LLC See All Filings	D	2016-08-25 08:14:52 UTC
Amount To Be Raised $198,150,000 Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-25 08:14:52 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CPF SENIOR LIVING HOLDINGS, LLC See All Filings	D/A	2016-08-25 07:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610574 Filed Document 0001610574-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-25 07:50:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY SPV1, LP See All Filings	D/A	2016-08-25 06:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651416 Filed Document 0000902664-16-008017 Exclusions or Exemptions 506b Accepted Date 2016-08-25 06:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY SPV2, LP See All Filings	D/A	2016-08-25 06:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651415 Filed Document 0000902664-16-008016 Exclusions or Exemptions 506b Accepted Date 2016-08-25 06:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Mxly-13-PR-Fund, a series of AngelList-GrBs-Funds, LLC See All Filings	D	2016-08-24 21:59:40 UTC
Amount To Be Raised $86,439 Associated Brokers / Dealers N/A CIK Number 0001682414 Filed Document 0001682414-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-JXT-11-Fund, a series of AngelList-LaTe-Funds, LLC See All Filings	D	2016-08-24 21:56:44 UTC
Amount To Be Raised $881,483 Associated Brokers / Dealers N/A CIK Number 0001682843 Filed Document 0001682843-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:56:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SQB-14-Fund, a series of AX-JoVc-Funds, LLC See All Filings	D	2016-08-24 21:54:11 UTC
Amount To Be Raised $117,500 Associated Brokers / Dealers N/A CIK Number 0001682847 Filed Document 0001682847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:54:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NTC-37-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2016-08-24 21:51:37 UTC
Amount To Be Raised $360,628 Associated Brokers / Dealers N/A CIK Number 0001682848 Filed Document 0001682848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:51:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CDJ-18-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2016-08-24 21:48:33 UTC
Amount To Be Raised $62,051 Associated Brokers / Dealers N/A CIK Number 0001650585 Filed Document 0001650585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:48:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jude Gomila AngelList S16 Fund, LP See All Filings	D/A	2016-08-24 21:36:10 UTC
Amount To Be Raised $892,980 Associated Brokers / Dealers N/A CIK Number 0001680692 Filed Document 0001680692-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IXS-14-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2016-08-24 21:19:08 UTC
Amount To Be Raised $126,067 Associated Brokers / Dealers N/A CIK Number 0001682854 Filed Document 0001682854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:19:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IJL-14-Fund, a series of AX-HS-Funds, LLC See All Filings	D	2016-08-24 21:15:18 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001682856 Filed Document 0001682856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MFB-13-PR-Fund, a series of AX-OpVc-Funds, LLC See All Filings	D	2016-08-24 21:10:05 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001682879 Filed Document 0001682879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RGL-16-Fund, a series of AngelList-NiSh-Funds, LLC See All Filings	D	2016-08-24 21:05:19 UTC
Amount To Be Raised $175,675 Associated Brokers / Dealers N/A CIK Number 0001651120 Filed Document 0001651120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:05:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danhua Capital II, L.P. See All Filings	D/A	2016-08-24 21:01:23 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers N/A CIK Number 0001663248 Filed Document 0001663248-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-24 21:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund