Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Maxim-IDS Executives, LLC See All Filings	D	2016-09-06 15:48:12 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619538 Filed Document 0001619538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:48:12 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BotFactory, Inc. See All Filings	D	2016-09-06 15:45:03 UTC
Amount To Be Raised $1,302,174 Associated Brokers / Dealers N/A CIK Number 0001683945 Filed Document 0001683945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:45:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BWI, LP See All Filings	D/A	2016-09-06 15:39:06 UTC
Amount To Be Raised $7,439,217 Associated Brokers / Dealers Joseph Ondris, Charles R Huffington, Azam Jaber, Bobby Cowand, Ted Burkhart, Thomas Faught, Torry Scott, Russ Huffington, and Maria Escobar CIK Number 0001681484 Filed Document 0001681484-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:39:06 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Three Rivers Medical Inc. See All Filings	D	2016-09-06 15:35:35 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001637254 Filed Document 0001140361-16-078920 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:35:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alphadyne International Partners, LP See All Filings	D/A	2016-09-06 15:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444391 Filed Document 0000919574-16-015283 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lien Nation, LLC See All Filings	D	2016-09-06 15:29:01 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001659987 Filed Document 0001659987-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:29:01 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
OCTIV, INC. See All Filings	D	2016-09-06 15:24:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001518850 Filed Document 0001518850-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:24:24 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Resorts Inc See All Filings	D	2016-09-06 15:24:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001517401 Filed Document 0001517401-16-000090 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:24:10 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Acadian Diversified Alpha Institutional Equity Fund, LLC See All Filings	D/A	2016-09-06 15:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679237 Filed Document 0001679237-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Diversified Alpha Equity Fund, LLC See All Filings	D	2016-09-06 15:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679279 Filed Document 0001679279-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 15:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revon Systems, Inc. See All Filings	D	2016-09-06 14:52:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595096 Filed Document 0001629970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:52:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Pharm, LLC See All Filings	D	2016-09-06 14:49:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679364 Filed Document 0001679364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:49:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RADAR, Inc. See All Filings	D/A	2016-09-06 14:45:01 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001682895 Filed Document 0001682895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:45:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Asia-Pacific Real Estate 2016, L.P. Inc. See All Filings	D/A	2016-09-06 14:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642024 Filed Document 0001642024-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCA2-P, L.P. See All Filings	D	2016-09-06 14:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683433 Filed Document 0000935836-16-001094 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XXXVII LLC See All Filings	D/A	2016-09-06 14:30:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001676586 Filed Document 0001682394-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CJF Energy Storage Financing Opportunity I, LP See All Filings	D	2016-09-06 14:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683895 Filed Document 0001683895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIG Investment Partnership, L.P. See All Filings	D/A	2016-09-06 14:26:10 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001568104 Filed Document 0001568104-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVERLOOK PARTNERS FUND L P See All Filings	D/A	2016-09-06 14:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896770 Filed Document 0000896770-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
XIO SKY LP See All Filings	D	2016-09-06 14:23:58 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001683076 Filed Document 0001683076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:23:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outrigger Media, Inc. See All Filings	D	2016-09-06 14:23:48 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001548944 Filed Document 0001548944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:23:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG Wilton Holdings, LLC See All Filings	D	2016-09-06 14:15:37 UTC
Amount To Be Raised $2,472,125 Associated Brokers / Dealers N/A CIK Number 0001683836 Filed Document 0001683836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:15:37 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marysville Partners, LLLP See All Filings	D	2016-09-06 14:13:47 UTC
Amount To Be Raised $3,004,911 Associated Brokers / Dealers N/A CIK Number 0001683703 Filed Document 0001104659-16-143158 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:13:47 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND IV LLC See All Filings	D/A	2016-09-06 14:10:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682394 Filed Document 0001682394-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Soda Springs Hotel, LLC See All Filings	D/A	2016-09-06 14:02:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001682888 Filed Document 0001682888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:02:38 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICONIQ Access 52, LP See All Filings	D/A	2016-09-06 14:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653615 Filed Document 0001653615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-06 14:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My-Villages, Inc. See All Filings	D/A	2016-09-06 13:49:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001680306 Filed Document 0001680306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:49:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BioMarker Strategies LLC See All Filings	D	2016-09-06 13:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387083 Filed Document 0001387083-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:47:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BetterSkills, Inc. See All Filings	D	2016-09-06 13:40:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001683409 Filed Document 0001683409-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:40:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SALESFORCE COM INC See All Filings	D	2016-09-06 13:40:04 UTC
Amount To Be Raised $93,319,382 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001108524-16-000106 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:40:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV VIII, Ltd. See All Filings	D/A	2016-09-06 13:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578437 Filed Document 0000902664-16-008068 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:32:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solace Therapeutics Inc See All Filings	D	2016-09-06 13:23:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001371796 Filed Document 0001371796-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:23:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
xMatters Holdings, Inc. See All Filings	D	2016-09-06 13:23:37 UTC
Amount To Be Raised $291,214 Associated Brokers / Dealers N/A CIK Number 0001683180 Filed Document 0001683180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
scPharmaceuticals Inc. See All Filings	D	2016-09-06 13:23:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604950 Filed Document 0001604950-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:23:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
scPharmaceuticals Inc. See All Filings	D	2016-09-06 13:16:52 UTC
Amount To Be Raised $8,183,797 Associated Brokers / Dealers N/A CIK Number 0001604950 Filed Document 0001604950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:16:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NSSK II (INTL) Investment L.P. See All Filings	D	2016-09-06 13:13:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001682924 Filed Document 0000950172-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:13:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bitnomial, Inc. See All Filings	D/A	2016-09-06 13:08:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665122 Filed Document 0001665122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-06 13:08:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Legend Grills LLC See All Filings	D	2016-09-06 12:47:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683565 Filed Document 0001683565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:47:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AREP Natchez Sobro Storage LLC See All Filings	D	2016-09-06 12:47:36 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001683865 Filed Document 0001683865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:47:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lettuce Develop & Prosper, LP See All Filings	D	2016-09-06 12:43:46 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001664684 Filed Document 0001664684-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:43:46 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mott Haven Building Purchase LLC See All Filings	D	2016-09-06 12:36:51 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001683896 Filed Document 0001683896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:36:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Groundhog Day Broadway Limited Partnership See All Filings	D/A	2016-09-06 12:23:08 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001660754 Filed Document 0001660754-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:23:08 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AREP Natchez 500 Downs LLC See All Filings	D	2016-09-06 12:17:30 UTC
Amount To Be Raised $3,264,520 Associated Brokers / Dealers N/A CIK Number 0001683866 Filed Document 0001683866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 12:17:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoveIn Inc. See All Filings	D/A	2016-09-06 11:56:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001577004 Filed Document 0001577004-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:56:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2016-09-06 11:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-16-015279 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Maine Biomass Exports, Inc. See All Filings	D	2016-09-06 11:31:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683320 Filed Document 0001683320-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:31:52 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
FRX Polymers, Inc. See All Filings	D	2016-09-06 11:26:37 UTC
Amount To Be Raised $30,533,048 Associated Brokers / Dealers N/A CIK Number 0001469890 Filed Document 0001469890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:26:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USRC Penns Grove, LLC See All Filings	D	2016-09-06 11:14:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683493 Filed Document 0001683493-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:14:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 of RMB Fixed Income Opportunities QP LLC See All Filings	D/A	2016-09-06 11:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557445 Filed Document 0001557445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ResiModel, Inc. See All Filings	D	2016-09-06 11:04:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531354 Filed Document 0001531354-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-06 11:04:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt