Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QSpex Technologies Inc See All Filings	D	2016-09-12 16:31:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:31:32 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
T2 OPPORTUNITY FUND IV, LP See All Filings	D/A	2016-09-12 16:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632485 Filed Document 0000913849-16-000631 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:31:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRASTRIDE, INC. See All Filings	D/A	2016-09-12 16:27:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593704 Filed Document 0001593704-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:27:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
T2 STRATEGIC REAL ESTATE INCOME FUND, LLC See All Filings	D/A	2016-09-12 16:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001605647 Filed Document 0000913849-16-000630 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:25:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dermira, Inc. See All Filings	D	2016-09-12 16:25:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557883 Filed Document 0001557883-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:25:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MREI IV Investors, LP See All Filings	D/A	2016-09-12 16:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001676584 Filed Document 0001676584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fulcrum Energy Capital Fund, LLC See All Filings	D	2016-09-12 16:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683807 Filed Document 0001623566-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:18:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEI CO-INVEST 1 FUND, L.P. See All Filings	D/A	2016-09-12 16:11:49 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001682504 Filed Document 0001682504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Milestone Real Estate Investors IV, LP See All Filings	D/A	2016-09-12 16:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676715 Filed Document 0001676715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:10:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpeth Financial Services, LLC See All Filings	D/A	2016-09-12 16:03:51 UTC
Amount To Be Raised $5,000,050 Associated Brokers / Dealers N/A CIK Number 0001498276 Filed Document 0001498276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:03:51 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Daniel Boone Fund LLC See All Filings	D/A	2016-09-12 16:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529267 Filed Document 0000902664-16-008096 Exclusions or Exemptions 506b Accepted Date 2016-09-12 16:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZEI CO-INVEST 1 FUND, L.P. See All Filings	D	2016-09-12 15:58:43 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001682504 Filed Document 0001682504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:58:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LB Merchant HC-4, LLC See All Filings	D	2016-09-12 15:50:01 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001684422 Filed Document 0001684422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:50:01 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sparks Dynamics, LLC See All Filings	D/A	2016-09-12 15:45:41 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001644161 Filed Document 0001644161-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:45:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aeris Metals Fund, LP See All Filings	D/A	2016-09-12 15:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001600043 Filed Document 0001600043-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:22:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUNA GOLD CORP See All Filings	D	2016-09-12 15:21:58 UTC
Amount To Be Raised $394,600 Associated Brokers / Dealers N/A CIK Number 0001331206 Filed Document 0001062993-16-011427 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:21:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Neighborhood Fund LP See All Filings	D	2016-09-12 15:16:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001684179 Filed Document 0001684179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:16:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Aeris Metals Fund, Ltd. See All Filings	D/A	2016-09-12 15:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001634474 Filed Document 0001634474-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 15:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Troops, Inc. See All Filings	D	2016-09-12 14:57:36 UTC
Amount To Be Raised $7,000,004 Associated Brokers / Dealers N/A CIK Number 0001684413 Filed Document 0001684413-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:57:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Fund Frontier Consumer Franchises EXTOBA See All Filings	D	2016-09-12 14:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650088 Filed Document 0001650088-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:35:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
BattleLine Systematic Return, LP See All Filings	D	2016-09-12 14:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684376 Filed Document 0001684376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:32:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Bridges Partners Fund LP See All Filings	D/A	2016-09-12 14:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586065 Filed Document 0001586065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REP Perimeter Holdings LLC See All Filings	D	2016-09-12 14:21:41 UTC
Amount To Be Raised $35,695,000 Associated Brokers / Dealers N/A CIK Number 0001684411 Filed Document 0001684411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:21:41 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BF Funding, LLC See All Filings	D	2016-09-12 14:19:40 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Bruce V Roberts and Phillip Nash Roberts CIK Number 0001684387 Filed Document 0001684387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:19:40 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
IndeeLift, Inc. See All Filings	D	2016-09-12 14:12:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684254 Filed Document 0001684254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 14:12:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Etho Capital, LLC See All Filings	D	2016-09-12 13:58:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001684247 Filed Document 0001684247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:58:57 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Forelight, Inc. See All Filings	D	2016-09-12 13:54:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620433 Filed Document 0001620433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:54:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MEDBRIDGE, INC. See All Filings	D	2016-09-12 13:41:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684298 Filed Document 0001684298-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:41:07 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
India Enhanced Index Fund I, LP See All Filings	D/A	2016-09-12 13:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599655 Filed Document 0001566114-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRT ENERGY LONG-ONLY, L.P. See All Filings	D/A	2016-09-12 13:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578429 Filed Document 0000919574-16-015340 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USRC Cedar Hill, LLC See All Filings	D	2016-09-12 13:17:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684223 Filed Document 0001684223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:17:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA XN Offshore Fund Ltd. See All Filings	D/A	2016-09-12 13:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606428 Filed Document 0001606428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USRC West Grand Prairie, LLC See All Filings	D	2016-09-12 13:14:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684222 Filed Document 0001684222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:14:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Fixed Term Fund-IX Segregated Portfolio Co See All Filings	D	2016-09-12 13:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684141 Filed Document 0001684141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:12:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maven Machines, Inc. See All Filings	D	2016-09-12 13:11:31 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001636518 Filed Document 0001636518-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:11:31 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Fund Frontier Consumer Franchises See All Filings	D	2016-09-12 13:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650125 Filed Document 0001650125-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 13:06:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
eBrevia, Inc. See All Filings	D	2016-09-12 12:41:42 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001568149 Filed Document 0001568149-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-12 12:41:42 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
CHESTER ASSET ALLOCATION, LLC See All Filings	D/A	2016-09-12 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501801 Filed Document 0001501801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Business Talent Group, LLC See All Filings	D	2016-09-12 12:28:48 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001410740 Filed Document 0001410740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 12:28:48 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Tax Plus Global Market Neutral Equity Fund, L.P. See All Filings	D/A	2016-09-12 12:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616851 Filed Document 0001537171-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-12 12:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA COMPASS CAYMAN FUND, LTD. See All Filings	D/A	2016-09-12 12:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470920 Filed Document 0000919574-16-015338 Exclusions or Exemptions 506b Accepted Date 2016-09-12 12:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New Ground Ventures, LP See All Filings	D/A	2016-09-12 11:57:49 UTC
Amount To Be Raised $12,005,000 Associated Brokers / Dealers N/A CIK Number 0001605894 Filed Document 0001605894-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:57:49 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saola Capital Master Fund LP See All Filings	D	2016-09-12 11:57:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682652 Filed Document 0000902664-16-008086 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:57:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Parent Holdings, Corp. See All Filings	D/A	2016-09-12 11:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667394 Filed Document 0000899140-16-001595 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:49:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA-Port Fund, L.P. See All Filings	D/A	2016-09-12 11:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575692 Filed Document 0001537171-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stowe Airport Investment LP See All Filings	D/A	2016-09-12 11:43:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001617945 Filed Document 0001213900-16-016689 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:43:11 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Emerging Small Cap Equity Fund, L.P. See All Filings	D/A	2016-09-12 11:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559082 Filed Document 0001537171-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expel, Inc. See All Filings	D	2016-09-12 11:21:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001684049 Filed Document 0001684049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:21:27 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Circle Lane Fund, Ltd. See All Filings	D	2016-09-12 11:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001684083 Filed Document 0000919574-16-015336 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Managed Futures Offshore Fund Ltd. See All Filings	D/A	2016-09-12 11:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537171 Filed Document 0001537171-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 11:00:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund