Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NHIT: Long Duration Government-Credit Trust See All Filings	D/A	2016-09-14 11:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570929 Filed Document 0001570929-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:17:52 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Axfund, LP See All Filings	D/A	2016-09-14 11:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586818 Filed Document 0001586818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAE Fund LP See All Filings	D/A	2016-09-14 11:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514307 Filed Document 0000919574-16-015385 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Awarables Inc See All Filings	D/A	2016-09-14 11:13:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684538 Filed Document 0001684538-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:13:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TOP Management Holdings, LLC See All Filings	D	2016-09-14 11:12:37 UTC
Amount To Be Raised $2,078,996 Associated Brokers / Dealers N/A CIK Number 0001684152 Filed Document 0001571049-16-018258 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:12:37 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TOP New Partnership 2016, L.P. See All Filings	D	2016-09-14 11:11:43 UTC
Amount To Be Raised $13,567,624 Associated Brokers / Dealers N/A CIK Number 0001684158 Filed Document 0001571049-16-018257 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:11:43 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blaster Fund, LP See All Filings	D/A	2016-09-14 11:09:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627961 Filed Document 0001627961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:09:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Long Duration Credit Trust See All Filings	D/A	2016-09-14 11:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637740 Filed Document 0001637740-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:07:46 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ETRX Holdings, Inc. See All Filings	D	2016-09-14 11:05:38 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001684237 Filed Document 0001684237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:05:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Revitope Oncology, Inc. See All Filings	D/A	2016-09-14 11:02:51 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001667518 Filed Document 0001140361-16-079736 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:02:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEVEL BEAUTY GROUP, INC. See All Filings	D	2016-09-14 10:58:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001644903 Filed Document 0001644903-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:58:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NHIT: GLOBAL FIXED INCOME TRUST See All Filings	D/A	2016-09-14 10:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001535607 Filed Document 0001535607-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:54:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Cargo Systems Inc. See All Filings	D	2016-09-14 10:47:17 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001684255 Filed Document 0001684255-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:47:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
UV Light Care, Inc. See All Filings	D	2016-09-14 10:45:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684630 Filed Document 0001192482-16-000708 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:45:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mainland North Richmond, LLC See All Filings	D	2016-09-14 10:42:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684644 Filed Document 0001684644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:42:47 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
NHIT: Emerging Markets Opportunities Trust See All Filings	D/A	2016-09-14 10:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535606 Filed Document 0001535606-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:41:45 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2016-09-14 10:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0001557837-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAC Fund I, LP See All Filings	D	2016-09-14 10:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684146 Filed Document 0001684146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Level Pizza Inc See All Filings	D	2016-09-14 10:16:06 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001682932 Filed Document 0001682932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:16:06 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Monegraph, Inc. See All Filings	D	2016-09-14 10:13:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001634636 Filed Document 0001634636-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:13:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High Street Real Estate Fund V, L.P. See All Filings	D/A	2016-09-14 10:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648310 Filed Document 0001648310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:12:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mulvaney Global Markets Fund LLC See All Filings	D/A	2016-09-14 10:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0001557853-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCIF Offshore LP See All Filings	D	2016-09-14 10:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619280 Filed Document 0001619280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:04:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Street Real Estate Fund V, Inc. See All Filings	D/A	2016-09-14 10:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648336 Filed Document 0001648336-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 10:00:19 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Eagle Ford 2016 L.P. See All Filings	D	2016-09-14 09:45:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Allegis Investment Services LLC, Anthem Securities, Inc., AXA Advisors, LLC, BCG Securities, Inc., Benjamin & Jerold Brokerage, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Capital Investment Group, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Cetera Advisors, LLC, Cetera Advisor Networks LLC, Chapin, Davis, Inc., Coastal Equities, Inc., Conover Securities Corporation, Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Allied Securities, Inc., First Heartland Capital, Inc., First Financial Equity Corporation, FTB ADVISORS, INC., Fogel Neale Securities, LLC, FSC Securities Corporation, G. A. Repple & Company, Girard Securities, Inc., H. Beck, Inc., H.D. Vest Investment Services, Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Financial Services (Infinity Securities, Inc.), Integrated Trading and Investments, Inc., International Assets Advisory, LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kestra Investment Services, LLC, Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., MSI Financial Services, Inc., Money Concepts Capital Corp.v, Neidiger, Tucker, Bruner, Inc., Newbridge Securities Corporation, Newport Coast Securities, Inc., Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, Primex, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Voya Financial Advisors, Inc., VSR Financial Services, Inc., Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., Worden Capital Management LLC, and World Equity Group, Inc. CIK Number 0001681781 Filed Document 0001681781-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 09:45:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Advantagene, Inc. See All Filings	D/A	2016-09-14 09:38:21 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001660549 Filed Document 0001660549-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-14 09:38:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HDL THERAPEUTICS, INC. See All Filings	D	2016-09-14 09:35:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001569047 Filed Document 0001140361-16-079730 Exclusions or Exemptions 506b Accepted Date 2016-09-14 09:35:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Interactive Response Systems, LLC See All Filings	D	2016-09-14 09:32:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001684525 Filed Document 0000905729-16-000712 Exclusions or Exemptions 506b Accepted Date 2016-09-14 09:32:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Nanuet Holdings, LLC See All Filings	D	2016-09-14 09:22:56 UTC
Amount To Be Raised $3,826,387 Associated Brokers / Dealers N/A CIK Number 0001682604 Filed Document 0001682604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 09:22:56 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hickory Street Capital LLC See All Filings	D/A	2016-09-14 08:54:40 UTC
Amount To Be Raised $3,968,272 Associated Brokers / Dealers N/A CIK Number 0001635434 Filed Document 0001635434-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:54:40 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Northside Entertainment Holdings, LLC See All Filings	D/A	2016-09-14 08:37:16 UTC
Amount To Be Raised $96,031,728 Associated Brokers / Dealers N/A CIK Number 0001635420 Filed Document 0001635420-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:37:16 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Salesvue, LLC See All Filings	D	2016-09-14 08:26:34 UTC
Amount To Be Raised $366,000 Associated Brokers / Dealers N/A CIK Number 0001605642 Filed Document 0001140361-16-079724 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Stryke Industries, LLC See All Filings	D	2016-09-14 08:21:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684395 Filed Document 0001140361-16-079722 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:21:17 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
GOTHAM CAYMAN FUND Ltd See All Filings	D/A	2016-09-14 08:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619271 Filed Document 0001619271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Value Realization MAC 18 Ltd. See All Filings	D/A	2016-09-14 07:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619354 Filed Document 0001619354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sansome Cayman Fund Ltd See All Filings	D/A	2016-09-14 07:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Record Umbrella Fund See All Filings	D	2016-09-14 07:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arosa Capital Management Opportunistic Fund LP See All Filings	D/A	2016-09-14 06:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-16-008125 Exclusions or Exemptions 506b Accepted Date 2016-09-14 06:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZC Commons Holdings, LLC See All Filings	D	2016-09-13 21:02:27 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001683217 Filed Document 0001683217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 21:02:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lunatec, Inc. See All Filings	D/A	2016-09-13 20:41:21 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:41:21 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lunatec, Inc. See All Filings	D	2016-09-13 20:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:33:07 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRE Waterford, LLC See All Filings	D	2016-09-13 20:18:55 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001684205 Filed Document 0001684205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:18:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KLS Rates Fund LP See All Filings	D/A	2016-09-13 19:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001557852 Filed Document 0001557852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jellyfish Health, LLC See All Filings	D	2016-09-13 19:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001647687 Filed Document 0001684289-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:14:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-09-13 19:10:28 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:10:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Sachi Tech Inc. See All Filings	D	2016-09-13 19:06:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684596 Filed Document 0001684596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:06:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lucid VR Inc. See All Filings	D/A	2016-09-13 19:05:49 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001673163 Filed Document 0001673163-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:05:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KLS Diversified Fund LP See All Filings	D/A	2016-09-13 18:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-09-13 18:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:19:49 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MicroOptx, Inc. See All Filings	D	2016-09-13 18:13:53 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001643891 Filed Document 0001643891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:13:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity