Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hunt Debt Opportunity Fund (Institutional) LP See All Filings	D	2016-09-14 16:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678689 Filed Document 0001678689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartStop Asset Management, LLC See All Filings	D	2016-09-14 16:24:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Select Capital Corporation CIK Number 0001683353 Filed Document 0001683353-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:24:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gresham CMS Fund, Ltd. See All Filings	D	2016-09-14 16:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684618 Filed Document 0001140361-16-079808 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Align Capital Partners Fund I-A, LP See All Filings	D	2016-09-14 16:22:19 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682671 Filed Document 0001682671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:22:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SaltSolver Inc. See All Filings	D	2016-09-14 16:19:58 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001684266 Filed Document 0001684266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:19:58 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Align Capital Partners Fund I, LP See All Filings	D	2016-09-14 16:19:52 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682669 Filed Document 0001682669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:19:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe Offshore Ltd. See All Filings	D/A	2016-09-14 16:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496288 Filed Document 0000919574-16-015403 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Montag & Caldwell Large Cap Growth Commingled Fund, L.P. See All Filings	D/A	2016-09-14 16:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537899 Filed Document 0001537899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:18:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D2D CAPITAL PARTNERS, L.P. See All Filings	D	2016-09-14 16:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683039 Filed Document 0001683039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:17:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe, L.P. See All Filings	D/A	2016-09-14 16:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Cuttone & Co., Inc., and Capital Growth Securities CIK Number 0001496289 Filed Document 0000919574-16-015401 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MREI IV Blocker Feeder, LP See All Filings	D	2016-09-14 16:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684587 Filed Document 0001684587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:15:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RECURSION PHARMACEUTICALS, INC. See All Filings	D	2016-09-14 16:09:37 UTC
Amount To Be Raised $12,909,987 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:09:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RECURSION PHARMACEUTICALS, INC. See All Filings	D	2016-09-14 16:08:20 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:08:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RECURSION PHARMACEUTICALS, INC. See All Filings	D	2016-09-14 16:06:23 UTC
Amount To Be Raised $4,066,996 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:06:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gresham CMS Fund, L.L.C. See All Filings	D	2016-09-14 16:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684621 Filed Document 0001140361-16-079795 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Backbone PLM, INC. See All Filings	D	2016-09-14 16:00:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684580 Filed Document 0001684580-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 16:00:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InvestCloud, Inc. See All Filings	D	2016-09-14 15:57:08 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001499458 Filed Document 0001499458-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:57:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
frame.io, inc. See All Filings	D	2016-09-14 15:49:22 UTC
Amount To Be Raised $12,316,620 Associated Brokers / Dealers N/A CIK Number 0001684009 Filed Document 0001684009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:49:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENTIGRAL SYSTEMS, INC. See All Filings	D	2016-09-14 15:46:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584015 Filed Document 0001584015-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:46:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Backbone PLM, INC. See All Filings	D	2016-09-14 15:45:51 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001684580 Filed Document 0001684580-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:45:51 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Heartland Equity Partners I, LLC See All Filings	D/A	2016-09-14 15:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619418 Filed Document 0001619418-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Methanol LLC See All Filings	D/A	2016-09-14 15:42:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:42:38 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mobile Solutions Services Holdings LLC See All Filings	D	2016-09-14 15:42:17 UTC
Amount To Be Raised $7,285,000 Associated Brokers / Dealers N/A CIK Number 0001684656 Filed Document 0001684656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:42:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aimfire Inc See All Filings	D	2016-09-14 15:33:37 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001684599 Filed Document 0001684599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:33:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RDS HHC LP See All Filings	D	2016-09-14 15:29:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001684633 Filed Document 0001477932-16-012501 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2016-09-14 15:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:28:18 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
RDS II Blue Bridge LP See All Filings	D	2016-09-14 15:28:07 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001684602 Filed Document 0001477932-16-012499 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB West, LLC See All Filings	D/A	2016-09-14 15:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574847 Filed Document 0001574847-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDS II Black Bridge LP See All Filings	D	2016-09-14 15:26:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001684604 Filed Document 0001477932-16-012497 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:26:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Debt Strategies Fund II International Master LP See All Filings	D	2016-09-14 15:25:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001684601 Filed Document 0001477932-16-012495 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Co-Invest IV, LP See All Filings	D	2016-09-14 15:25:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001680308 Filed Document 0001144204-16-123886 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:25:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Long Duration Corporate Bond Trust See All Filings	D/A	2016-09-14 15:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475711 Filed Document 0001475711-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:11:26 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CC ARB FUND LLC See All Filings	D/A	2016-09-14 15:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234612 Filed Document 0001234612-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowdish Fund 1, LLC See All Filings	D	2016-09-14 15:06:56 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001684626 Filed Document 0001684626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:06:56 UTC Type of Offering D Industry Other Energy Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-19 See All Filings	D	2016-09-14 15:06:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001684629 Filed Document 0001684629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:06:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrandSpins, LLC See All Filings	D	2016-09-14 15:04:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629861 Filed Document 0001629861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:04:24 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2016-09-14 15:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:02:40 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CC ARB International Fund, Ltd. See All Filings	D/A	2016-09-14 15:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496493 Filed Document 0001496493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNOLIA CAPITAL FUND, LP See All Filings	D/A	2016-09-14 14:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618333 Filed Document 0001398344-16-018429 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U3O8 Corp. See All Filings	D	2016-09-14 14:49:37 UTC
Amount To Be Raised $17,085 Associated Brokers / Dealers N/A CIK Number 0001513810 Filed Document 0001513810-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:49:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smash Brothers Investment Group LLC See All Filings	D/A	2016-09-14 14:46:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001682867 Filed Document 0001682867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:46:09 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Farm Shots, Inc. See All Filings	D	2016-09-14 14:40:25 UTC
Amount To Be Raised $1,111,000 Associated Brokers / Dealers N/A CIK Number 0001684509 Filed Document 0001684509-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:40:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Post Traditional High Yield Fund, L.P. See All Filings	D/A	2016-09-14 14:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494266 Filed Document 0001494266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chaikin Holdings, LLC See All Filings	D	2016-09-14 14:29:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chaikin Holdings, LLC See All Filings	D	2016-09-14 14:29:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
College Station ER, LLC See All Filings	D	2016-09-14 14:26:49 UTC
Amount To Be Raised $2,505,710 Associated Brokers / Dealers N/A CIK Number 0001684631 Filed Document 0001654954-16-002187 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:26:49 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DASAN ZHONE SOLUTIONS INC See All Filings	D	2016-09-14 14:19:18 UTC
Amount To Be Raised $56,483,448 Associated Brokers / Dealers N/A CIK Number 0001101680 Filed Document 0001140361-16-079774 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:19:18 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgans Lobster Shack, LLC See All Filings	D	2016-09-14 14:06:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001680485 Filed Document 0001680485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:06:50 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ZP Energy Fund, L.P. See All Filings	D/A	2016-09-14 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620031 Filed Document 0001315863-16-001777 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-09-14 13:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001140361-16-079770 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity