Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PUMPMAN HOLDINGS, LLC See All Filings	D	2016-09-15 10:56:46 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001684645 Filed Document 0001684645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:56:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund LLC See All Filings	D/A	2016-09-15 10:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001496253 Filed Document 0001496253-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABSOLUTE PARTNERS FUND LP See All Filings	D/A	2016-09-15 10:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625187 Filed Document 0001625187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Park Corporate Income, Inc. See All Filings	D	2016-09-15 10:49:45 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001661306 Filed Document 0001140361-16-079862 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:49:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GMB Mezzanine Capital III, L.P. See All Filings	D/A	2016-09-15 10:49:43 UTC
Amount To Be Raised $137,775,000 Associated Brokers / Dealers Equus Financial Consulting LLC and CoBiz, Inc. CIK Number 0001652408 Filed Document 0001652408-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlatl Software, Inc. See All Filings	D	2016-09-15 10:38:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651985 Filed Document 0001651985-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:38:56 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hydra Platform LLC Hydra Cell 031 See All Filings	D	2016-09-15 10:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684613 Filed Document 0001684613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Karara Market Neutral Fund See All Filings	D	2016-09-15 10:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684259 Filed Document 0000943663-16-000470 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbow Fund (Onshore) Ltd See All Filings	D/A	2016-09-15 10:25:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652997 Filed Document 0001652997-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:25:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Water Energy Fund II, L.P. See All Filings	D	2016-09-15 10:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS LLC CIK Number 0001684256 Filed Document 0000899140-16-001600 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2016-09-15 10:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001473967-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:16:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbow Fund (Offshore) Ltd See All Filings	D/A	2016-09-15 10:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650558 Filed Document 0001650558-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberate Medical, Inc. See All Filings	D	2016-09-15 10:06:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681998 Filed Document 0001629970-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:06:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2016-09-15 10:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001473967 Filed Document 0001473967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 10:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bearded Reedling, LP See All Filings	D/A	2016-09-15 09:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652566 Filed Document 0001652566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 09:48:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Vital Signs, Inc. See All Filings	D	2016-09-15 09:36:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684615 Filed Document 0001684615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 09:36:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EWING MORRIS OPPORTUNITIES TRUST FUND See All Filings	D/A	2016-09-15 09:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621232 Filed Document 0001405086-16-000631 Exclusions or Exemptions 506b Accepted Date 2016-09-15 09:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EDL Global Opportunities Fund LP See All Filings	D/A	2016-09-15 09:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653135 Filed Document 0000902664-16-008137 Exclusions or Exemptions 506b Accepted Date 2016-09-15 09:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Early Harvest Offshore Fund, Ltd. See All Filings	D/A	2016-09-15 08:08:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648267 Filed Document 0001648267-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 08:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC - MW Europa Fund II See All Filings	D/A	2016-09-15 06:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557495 Filed Document 0000902664-16-008136 Exclusions or Exemptions 506b Accepted Date 2016-09-15 06:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 North Latitude Fund LP See All Filings	D/A	2016-09-15 06:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652261 Filed Document 0001144204-16-123999 Exclusions or Exemptions 506b Accepted Date 2016-09-15 06:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Tear Diagnostics, LLC See All Filings	D	2016-09-14 21:15:13 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001682928 Filed Document 0001682928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 21:15:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
A-AUV-18-Fund, a series of AX-MieIes-Funds, LLC See All Filings	D	2016-09-14 21:05:19 UTC
Amount To Be Raised $67,999 Associated Brokers / Dealers N/A CIK Number 0001683591 Filed Document 0001683483-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-09-14 21:05:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DKR-18-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2016-09-14 21:00:58 UTC
Amount To Be Raised $81,995 Associated Brokers / Dealers N/A CIK Number 0001684488 Filed Document 0001683483-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-09-14 21:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tise-AL-SC, LLC See All Filings	D	2016-09-14 20:40:06 UTC
Amount To Be Raised $3,001,000 Associated Brokers / Dealers N/A CIK Number 0001684545 Filed Document 0001683483-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:40:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CWL-11-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2016-09-14 20:36:29 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001684485 Filed Document 0001683483-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:36:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TJV-17-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-09-14 20:32:49 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001684036 Filed Document 0001683483-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TUS-11-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2016-09-14 20:25:53 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001667177 Filed Document 0001683483-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:25:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tellurian Investments Inc. See All Filings	D	2016-09-14 20:21:07 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001668706 Filed Document 0001668706-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:21:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-TNF-26-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2016-09-14 20:18:34 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001684021 Filed Document 0001683483-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC 9590 DORAL, LLC See All Filings	D	2016-09-14 20:11:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684435 Filed Document 0001553350-16-002475 Exclusions or Exemptions 506b Accepted Date 2016-09-14 20:11:24 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Qapital Insight II, a series of Tribeca Angels Investments, LLC See All Filings	D	2016-09-14 19:57:35 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001684544 Filed Document 0001683483-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:57:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roger Dickey, LP See All Filings	D/A	2016-09-14 19:49:46 UTC
Amount To Be Raised $439,000 Associated Brokers / Dealers N/A CIK Number 0001683587 Filed Document 0001683483-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Kara-Fund, a series of AngelList-JS-Funds, LLC See All Filings	D	2016-09-14 19:41:56 UTC
Amount To Be Raised $46,213 Associated Brokers / Dealers N/A CIK Number 0001640258 Filed Document 0001683483-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:41:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lisson Grove Steady Growth, LP See All Filings	D	2016-09-14 19:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684707 Filed Document 0001684707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CNI-24-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2016-09-14 19:24:26 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001683592 Filed Document 0001683483-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBC Advanced Alloys Corp. See All Filings	D	2016-09-14 19:21:33 UTC
Amount To Be Raised $97,410 Associated Brokers / Dealers N/A CIK Number 0001450894 Filed Document 0001450894-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:21:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rick Marini I, LP See All Filings	D/A	2016-09-14 19:17:40 UTC
Amount To Be Raised $795,852 Associated Brokers / Dealers N/A CIK Number 0001683483 Filed Document 0001683483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 19:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton Square Partners (Offshore) Fund, Ltd. See All Filings	D	2016-09-14 18:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684669 Filed Document 0001684669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rent College Pads, Inc. See All Filings	D	2016-09-14 18:42:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650909 Filed Document 0001650909-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:42:18 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AFA Emerging Manager Platform, LLC ALO Series See All Filings	D	2016-09-14 18:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680354 Filed Document 0001680354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:41:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
G2 Works, LLC See All Filings	D	2016-09-14 18:40:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001684709 Filed Document 0001684709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:40:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VICTORIA GOLD CORP See All Filings	D	2016-09-14 18:38:20 UTC
Amount To Be Raised $7,175,285 Associated Brokers / Dealers Raymond James Ltd. CIK Number 0001451708 Filed Document 0001451708-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:38:20 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAXIMUM ENHANCED RECOVERY, LLC See All Filings	D	2016-09-14 18:36:19 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001684705 Filed Document 0001065949-16-000488 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:36:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Sutton Square Partners Fund, L.P. See All Filings	D	2016-09-14 18:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684667 Filed Document 0001684667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joybox Studios, Inc. See All Filings	D	2016-09-14 18:18:39 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001684199 Filed Document 0001684199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:18:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Austin Eastciders Holdings, Inc. See All Filings	D	2016-09-14 18:16:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001666990 Filed Document 0001666990-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 18:16:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LAS MEDICAL DEVICE FUND I, LLC See All Filings	D	2016-09-14 17:58:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001684658 Filed Document 0001684658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 17:58:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Co Mezzanine Partners, LP See All Filings	D	2016-09-14 17:39:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001684528 Filed Document 0001684528-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 17:39:55 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Titan Health & Security Technologies, Inc. See All Filings	D	2016-09-14 17:34:45 UTC
Amount To Be Raised $2,199,978 Associated Brokers / Dealers N/A CIK Number 0001679948 Filed Document 0001679948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 17:34:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity