Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Little Pumpkin Creek Investors, LLC See All Filings	D	2016-09-19 17:35:31 UTC
Amount To Be Raised $3,712,500 Associated Brokers / Dealers N/A CIK Number 0001658250 Filed Document 0001658250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:35:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HITE MLP Caymans Ltd. See All Filings	D/A	2016-09-19 17:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520872 Filed Document 0001625257-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incodema3D Holdings, Inc. See All Filings	D	2016-09-19 17:20:07 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001684723 Filed Document 0001684723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:20:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
bitmovin, Inc. See All Filings	D	2016-09-19 17:15:41 UTC
Amount To Be Raised $10,909,961 Associated Brokers / Dealers N/A CIK Number 0001678083 Filed Document 0001678083-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:15:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Batch 206 Distillery, LLC See All Filings	D	2016-09-19 17:12:56 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001472134 Filed Document 0001472134-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:12:56 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HITE MLP Advantage LP See All Filings	D/A	2016-09-19 17:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559404 Filed Document 0001625257-16-000212 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-Squared Domino Opportunity I, L.P. See All Filings	D	2016-09-19 17:09:23 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001685015 Filed Document 0001685015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:09:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2016-09-19 17:09:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001659377-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:09:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Trident VII Professionals Fund, L.P. See All Filings	D	2016-09-19 17:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684896 Filed Document 0001684896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:05:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TCG Vulcan Holdings, LLC See All Filings	D/A	2016-09-19 17:03:07 UTC
Amount To Be Raised $20,600,000 Associated Brokers / Dealers Chertoff Capital and Stephens, Inc. CIK Number 0001653285 Filed Document 0001566114-16-000144 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:03:07 UTC Type of Offering D/A Industry Business Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HITE MLP LP See All Filings	D/A	2016-09-19 17:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519590 Filed Document 0001625257-16-000211 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:01:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6816 WEST BETHANY HOME ROAD LLC See All Filings	D	2016-09-19 17:00:38 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001685083 Filed Document 0001685083-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:00:38 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trident VII Affiliated Fund, L.P. See All Filings	D	2016-09-19 17:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684889 Filed Document 0001684889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 17:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pharmapotheca A, LLC See All Filings	D	2016-09-19 16:56:35 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001684726 Filed Document 0001684726-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-09-19 16:56:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trident VII Parallel Fund, L.P. See All Filings	D	2016-09-19 16:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684909 Filed Document 0001684909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:55:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Trident VII, L.P. See All Filings	D	2016-09-19 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684908 Filed Document 0001684908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Boss Controls, LLC See All Filings	D/A	2016-09-19 16:45:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001561065 Filed Document 0000898432-16-002916 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:45:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HITE HEDGE OFFSHORE LTD See All Filings	D/A	2016-09-19 16:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375511 Filed Document 0001625257-16-000210 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pearl Brook International Alpha Fund, LP See All Filings	D/A	2016-09-19 16:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612185 Filed Document 0001612185-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Abexxa Biologics, Inc. See All Filings	D	2016-09-19 16:36:19 UTC
Amount To Be Raised $1,749,999 Associated Brokers / Dealers N/A CIK Number 0001684213 Filed Document 0001684213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:36:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROVEST PATTON, LLC See All Filings	D	2016-09-19 16:30:19 UTC
Amount To Be Raised $682,500 Associated Brokers / Dealers NONE CIK Number 0001684777 Filed Document 0001684777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:30:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
HITE Hedge QP LP See All Filings	D/A	2016-09-19 16:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617140 Filed Document 0001625257-16-000209 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tidewater Inn, LLC See All Filings	D/A	2016-09-19 16:25:45 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers None CIK Number 0001473658 Filed Document 0001473658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:25:45 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alternative Compassion Services Inc See All Filings	D	2016-09-19 16:24:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684906 Filed Document 0001652851-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:24:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rennova Health, Inc. See All Filings	D	2016-09-19 16:22:06 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-16-000152 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:22:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Kuang Alpha Trading Fund, LP See All Filings	D/A	2016-09-19 16:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612475 Filed Document 0001315863-16-001781 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Commercial Mortgage Income Fund, LP See All Filings	D/A	2016-09-19 16:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001653092 Filed Document 0001653092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HITE Hedge LP See All Filings	D/A	2016-09-19 16:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496278 Filed Document 0001625257-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:15:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVEST CROSS COUNTRY VILLAGE, LLC See All Filings	D	2016-09-19 16:13:12 UTC
Amount To Be Raised $545,913 Associated Brokers / Dealers none CIK Number 0001684778 Filed Document 0001684778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:13:12 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Grid League LLC See All Filings	D	2016-09-19 16:03:31 UTC
Amount To Be Raised $39,323 Associated Brokers / Dealers N/A CIK Number 0001685055 Filed Document 0001685055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 16:03:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sora Medical Solutions, LLC See All Filings	D	2016-09-19 15:49:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655181 Filed Document 0001655181-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SHOWCLUB VIP, LLC See All Filings	D	2016-09-19 15:49:17 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001684593 Filed Document 0001684593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:49:17 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EB5AN WESTIN SARASOTA FUND I, LP See All Filings	D/A	2016-09-19 15:39:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001652851 Filed Document 0001652851-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:39:59 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NWL 2016 Evergreen LP See All Filings	D	2016-09-19 15:36:18 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001684695 Filed Document 0001684695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:36:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ANDMARK INVESTMENT FUND III, LLC See All Filings	D	2016-09-19 15:29:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers None CIK Number 0001684991 Filed Document 0001684991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Connexion Senior Living, LLC See All Filings	D	2016-09-19 15:24:43 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001681221 Filed Document 0001681221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:24:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KOMHATBI PARKSIDE, LLC. See All Filings	D	2016-09-19 15:23:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685057 Filed Document 0001685057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:23:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Brook International Alpha Ltd See All Filings	D/A	2016-09-19 15:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612187 Filed Document 0001612187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRE LAKE CITY 26 LLC See All Filings	D	2016-09-19 15:09:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001683051 Filed Document 0001683051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:09:55 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Credit River Value, L.P. See All Filings	D/A	2016-09-19 15:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509072 Filed Document 0001509072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMPBELL GLOBAL ASSETS FUND LTD SPC See All Filings	D/A	2016-09-19 15:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co., L.P. Capital Advisors, Limited, and Constellar Capital Partners Hong Kong Limited CIK Number 0001390565 Filed Document 0001390565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series See All Filings	D/A	2016-09-19 15:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates CIK Number 0001651777 Filed Document 0000897069-16-001036 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures 20, LLC See All Filings	D/A	2016-09-19 14:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595451 Filed Document 0001595451-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Event Driven Opportunities Fund See All Filings	D/A	2016-09-19 14:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-16-001120 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures II Holdings, LLC See All Filings	D/A	2016-09-19 14:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595448 Filed Document 0001595448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sniff & Barkens LLC See All Filings	D	2016-09-19 14:25:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683948 Filed Document 0001683948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:25:46 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Dean Ventures Holdings, LLC See All Filings	D/A	2016-09-19 14:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595450 Filed Document 0001595450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:20:30 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VII LLC See All Filings	D	2016-09-19 14:13:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001684363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BayCity Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2016-09-19 14:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-16-001118 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indicator Fund 1, L.P. See All Filings	D	2016-09-19 14:08:17 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001684939 Filed Document 0001684939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund