Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PK Thompson Guitars LLC See All Filings	D	2016-09-27 12:14:28 UTC
Amount To Be Raised $302,940 Associated Brokers / Dealers N/A CIK Number 0001668496 Filed Document 0001668496-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 12:14:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
OssiFi Inc See All Filings	D	2016-09-27 12:05:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001685351 Filed Document 0001685351-16-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2016-09-27 12:05:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
ActualMeds Corp See All Filings	D	2016-09-27 11:59:19 UTC
Amount To Be Raised $2,160,524 Associated Brokers / Dealers N/A CIK Number 0001662460 Filed Document 0001662460-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:59:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SIXSITE Gear, LLC See All Filings	D	2016-09-27 11:54:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685082 Filed Document 0001685082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:54:23 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VCare Acquisition LLC See All Filings	D	2016-09-27 11:32:18 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001685585 Filed Document 0001144204-16-125448 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:32:18 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Azalea Health Innovations, Inc. See All Filings	D/A	2016-09-27 11:25:36 UTC
Amount To Be Raised $10,812,067 Associated Brokers / Dealers HEALTHIS CAPITAL MARKETS, LLC CIK Number 0001630860 Filed Document 0001630860-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:25:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Advanced Protein, LLC See All Filings	D	2016-09-27 10:52:03 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001685552 Filed Document 0001685552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:52:03 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RoBotany Ltd. See All Filings	D	2016-09-27 10:46:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001685276 Filed Document 0001685276-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:46:48 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ALPINE STREET OFFSHORE PARTNERS SPC - ALPINE STREET OFFSHORE PARTNERS SEGREGATED PORTFOLIO A See All Filings	D/A	2016-09-27 10:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611140 Filed Document 0001405086-16-000637 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2016-09-27 10:26:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:26:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION PHARMACEUTICALS INC See All Filings	D	2016-09-27 10:20:51 UTC
Amount To Be Raised $24,298,209 Associated Brokers / Dealers N/A CIK Number 0001434418 Filed Document 0001434418-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:20:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oxygen Therapy, Inc. See All Filings	D	2016-09-27 10:05:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685616 Filed Document 0001685616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:05:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MUGO, INC. See All Filings	D	2016-09-27 10:03:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685476 Filed Document 0001685476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bay Capital Feeder Fund Ltd. See All Filings	D/A	2016-09-27 09:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619640 Filed Document 0001619640-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 09:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outpost Capital Fund I LP See All Filings	D	2016-09-27 06:16:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001685551 Filed Document 0001213900-16-017032 Exclusions or Exemptions 506b Accepted Date 2016-09-27 06:16:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legal Sifter, Inc. See All Filings	D/A	2016-09-26 21:25:25 UTC
Amount To Be Raised $2,755,543 Associated Brokers / Dealers N/A CIK Number 0001669388 Filed Document 0001382963-16-000242 Exclusions or Exemptions 506b Accepted Date 2016-09-26 21:25:25 UTC Type of Offering D/A Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambra Bioscience LLC See All Filings	D	2016-09-26 20:27:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632112 Filed Document 0001632112-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 20:27:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agency for Student Health Research Inc. See All Filings	D	2016-09-26 19:40:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629968 Filed Document 0001509397-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:40:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canva, Inc. See All Filings	D	2016-09-26 19:32:54 UTC
Amount To Be Raised $16,002,027 Associated Brokers / Dealers N/A CIK Number 0001556314 Filed Document 0001556314-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
HERITAGE COMMERCE CORP See All Filings	D	2016-09-26 19:29:11 UTC
Amount To Be Raised $63,739,380 Associated Brokers / Dealers N/A CIK Number 0001053352 Filed Document 0000945111-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:29:11 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TAYLOR INSURANCE SERIES LP - TALSON ACIER FUND See All Filings	D/A	2016-09-26 18:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594312 Filed Document 0001594312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND See All Filings	D/A	2016-09-26 18:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594295 Filed Document 0001594295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-09-26 18:38:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:38:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAYLOR INSURANCE SERIES LP - SERIES K See All Filings	D/A	2016-09-26 18:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464740 Filed Document 0001464740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2016-09-26 18:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001464742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2016-09-26 18:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001464743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP See All Filings	D/A	2016-09-26 18:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669944 Filed Document 0001669944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Insurance Series LP -- Relative Value Strategies Series See All Filings	D/A	2016-09-26 18:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617839 Filed Document 0001617839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2016-09-26 18:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConAm Orenco Investors LLC See All Filings	D	2016-09-26 18:02:48 UTC
Amount To Be Raised $9,840,000 Associated Brokers / Dealers N/A CIK Number 0001685447 Filed Document 0001685447-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 18:02:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ResolutionCare Network LLC See All Filings	D	2016-09-26 17:55:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685469 Filed Document 0001685469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:55:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WCTV1 Investment Partners, LLC See All Filings	D	2016-09-26 17:46:56 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001685637 Filed Document 0001685637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:46:56 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Zeller-Castle Creek Investors, L.L.C. See All Filings	D	2016-09-26 17:44:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685438 Filed Document 0001685438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:44:10 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Greenergy Group, Inc. See All Filings	D	2016-09-26 17:34:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685396 Filed Document 0001685396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:34:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Biscotti Inc. See All Filings	D/A	2016-09-26 17:33:19 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001538569 Filed Document 0001538569-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:33:19 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Fund, LP See All Filings	D/A	2016-09-26 17:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR TREND INNOVATION MASTER ACCOUNT, L.P. See All Filings	D	2016-09-26 17:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685435 Filed Document 0001685435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caladrius Biosciences, Inc. See All Filings	D	2016-09-26 17:02:03 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0000320017 Filed Document 0000320017-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:02:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-09-26 17:01:38 UTC
Amount To Be Raised $1,999,823 Associated Brokers / Dealers Union Gaming Securities LLC CIK Number 0001549335 Filed Document 0001104659-16-146567 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:01:38 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
MILLENNIAL LITHIUM CORP. See All Filings	D	2016-09-26 17:01:34 UTC
Amount To Be Raised $285,710 Associated Brokers / Dealers N/A CIK Number 0001421371 Filed Document 0001085037-16-000343 Exclusions or Exemptions 506b Accepted Date 2016-09-26 17:01:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Therapeutics LLC See All Filings	D	2016-09-26 16:58:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001684095 Filed Document 0001684095-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:58:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
root9B Technologies, Inc. See All Filings	D	2016-09-26 16:55:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001654954-16-002381 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:55:07 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
UNITED STATES LIVING ASSISTANCE GROUP, LLC See All Filings	D	2016-09-26 16:54:35 UTC
Amount To Be Raised $3,500,075 Associated Brokers / Dealers N/A CIK Number 0001685011 Filed Document 0001162677-16-000234 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:54:35 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-09-26 16:52:38 UTC
Amount To Be Raised $172,986 Associated Brokers / Dealers N/A CIK Number 0001549335 Filed Document 0001104659-16-146561 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:52:38 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Riata WSS, LP See All Filings	D	2016-09-26 16:52:01 UTC
Amount To Be Raised $36,500,000 Associated Brokers / Dealers N/A CIK Number 0001685615 Filed Document 0001685615-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:52:01 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MSJ, LLC See All Filings	D	2016-09-26 16:40:01 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001684959 Filed Document 0001684959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
HZO, INC. See All Filings	D/A	2016-09-26 16:29:55 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers Catalyst Partners, LLC and Moelis & Company LLC CIK Number 0001505264 Filed Document 0001505264-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:29:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
American Farms Investment, LLC See All Filings	D	2016-09-26 16:29:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685576 Filed Document 0001685576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:29:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Intrinsic Edge Plus Offshore LTD See All Filings	D	2016-09-26 16:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685566 Filed Document 0001685566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payzer Holdings, Inc. See All Filings	D	2016-09-26 16:24:59 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001625784 Filed Document 0001625784-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 16:24:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity