Found 651646 results

Name Type of Offering Accepted Date
Castro Mountain View LLC See All Filings
D 2016-03-21
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001346928
Filed Document 0001346928-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
Lassen Capital Fund, L.P. See All Filings
D 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001670168
Filed Document 0000935836-16-000849
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
THAR PHARMACEUTICALS INC See All Filings
D/A 2016-04-05
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001428369
Filed Document 0001428369-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Revenues
Type of Security Debt
Century CAT MAC Delaware Feeder LLC See All Filings
D 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001671296
Filed Document 0001671296-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EWM Special Purpose Vehicle - FF, LLC See All Filings
D 2016-04-05
Amount To Be Raised $9,880,000
Associated Brokers / Dealers N/A
CIK Number 0001670448
Filed Document 0001670448-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Debt
Chenavari European Opportunistic Credit Master Fund LP See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001574714
Filed Document 0001574714-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
HoldCo Co-Investment Fund II, L.P. See All Filings
D/A 2016-04-05
Amount To Be Raised $7,000,000
Associated Brokers / Dealers N/A
CIK Number 0001670710
Filed Document 0001670710-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CORTERA, INC. See All Filings
D 2016-04-05
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001107730
Filed Document 0001107730-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Champion Parent Corp See All Filings
D 2016-04-04
Amount To Be Raised $37,749,086
Associated Brokers / Dealers N/A
CIK Number 0001671325
Filed Document 0001671325-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GENER8TOR FUND III, LLC See All Filings
D 2016-04-05
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001670837
Filed Document 0001670837-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Equity
Indie Diversified Asset Fund, L.P. See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001523610
Filed Document 0001178858-16-000008
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sunstone Multifamily Fund III, LLC See All Filings
D 2016-04-05
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001668368
Filed Document 0001668368-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
StreamMosaic, Inc. See All Filings
D 2016-04-05
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001671236
Filed Document 0001671236-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Latitude Software, Inc. See All Filings
D 2016-04-05
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001671291
Filed Document 0001671285-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Other
SOLARIS GEMINI FUND L P See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351016
Filed Document 0001144204-16-092783
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Azentus Global Opportunities Fund Ltd See All Filings
D/A 2016-04-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001517116
Filed Document 0000902664-16-006614
Exclusions or Exemptions 506b
Accepted Date 2016-04-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Community Needs, LLC See All Filings
D/A 2016-04-05
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001638845
Filed Document 0001638845-16-000007
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Agriculture
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets $1 - $1,000,000
Type of Security Debt
Lotus Equity Investments, LP See All Filings
D 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001671298
Filed Document 0001671322-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sphere Optics Company, LLC See All Filings
D 2016-04-05
Amount To Be Raised $250,000
Associated Brokers / Dealers N/A
CIK Number 0001670978
Filed Document 0001670978-16-000001
Exclusions or Exemptions 504
Accepted Date 2016-04-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Debt
Ostendo Technologies, Inc. See All Filings
D 2016-04-05
Amount To Be Raised $15,457,104
Associated Brokers / Dealers N/A
CIK Number 0001595777
Filed Document 0001595777-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Wright Avenue Partners LLC See All Filings
D 2016-04-05
Amount To Be Raised $1,600,000
Associated Brokers / Dealers N/A
CIK Number 0001670537
Filed Document 0001670537-16-000001
Exclusions or Exemptions 505 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings
D/A 2016-04-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001638225
Filed Document 0001638223-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
IronPlanet Holdings, Inc. See All Filings
D/A 2016-04-06
Amount To Be Raised $60,000,000
Associated Brokers / Dealers N/A
CIK Number 0001648225
Filed Document 0001648225-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings
D/A 2016-04-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001573178
Filed Document 0000897069-16-000791
Exclusions or Exemptions 506b
Accepted Date 2016-04-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings
D/A 2016-04-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001270057
Filed Document 0001140361-16-060435
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AE Industrial Partners Fund I-A, LP See All Filings
D/A 2016-04-06
Amount To Be Raised $700,000,000
Associated Brokers / Dealers N/A
CIK Number 0001638866
Filed Document 0001603897-16-000007
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Concordia Municipal Opportunities Fund III, L.P. See All Filings
D/A 2016-04-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001371269
Filed Document 0001603897-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
INDUSTRIAL SERVICES OF AMERICA INC See All Filings
D 2016-04-06
Amount To Be Raised $90,240
Associated Brokers / Dealers N/A
CIK Number 0000004187
Filed Document 0000004187-16-000036
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Miramar Financial Group, Inc. See All Filings
D/A 2016-04-05
Amount To Be Raised $7,500,000
Associated Brokers / Dealers N/A
CIK Number 0001667429
Filed Document 0001667429-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Capitol Waste & Recycling Services, LLC See All Filings
D 2016-04-06
Amount To Be Raised $1,160,940
Associated Brokers / Dealers N/A
CIK Number 0001671041
Filed Document 0001671041-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
CarbonLite Holdings LLC See All Filings
D/A 2016-04-06
Amount To Be Raised $14,365,000
Associated Brokers / Dealers N/A
CIK Number 0001595903
Filed Document 0001595903-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
BURLINGAME EQUITY INVESTORS LP See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001263421
Filed Document 0001263421-16-000007
Exclusions or Exemptions N/A
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FBV 1C1 LLC See All Filings
D 2016-04-06
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001671365
Filed Document 0001671365-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NeuMark US Large-Cap Market-Neutral I, LP See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001642188
Filed Document 0001435851-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Dehesa Partners, LP See All Filings
D 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001666343
Filed Document 0001666343-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Growing Energy Labs, Inc. See All Filings
D/A 2016-04-04
Amount To Be Raised $10,483,494
Associated Brokers / Dealers N/A
CIK Number 0001582048
Filed Document 0001582048-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-04
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Green Global Holdings, LLC See All Filings
D/A 2016-04-06
Amount To Be Raised $2,000,250
Associated Brokers / Dealers N/A
CIK Number 0001469354
Filed Document 0001469354-16-000002
Exclusions or Exemptions 505 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Princeton Alternative Income Offshore Fund, Ltd See All Filings
D/A 2016-04-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001634347
Filed Document 0001634347-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
BNY SERIES OFFSHORE FUND SPC See All Filings
D/A 2016-04-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001442708
Filed Document 0000945621-16-000561
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AH HARRIS ACQUISITION HOLDINGS, LLC See All Filings
D 2016-04-05
Amount To Be Raised $12,000,000
Associated Brokers / Dealers N/A
CIK Number 0001644744
Filed Document 0001644744-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-05
Type of Offering D
Industry Construction
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Caltius Partners V (SBIC), LP See All Filings
D 2016-04-04
Amount To Be Raised $75,000,000
Associated Brokers / Dealers N/A
CIK Number 0001671464
Filed Document 0001671464-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-04
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
V.E.C. Indian Special Situations Fund LLC See All Filings
D/A 2016-04-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001546495
Filed Document 0001546495-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PPE Utica #1, L.P. See All Filings
D 2016-04-06
Amount To Be Raised $1,980,000
Associated Brokers / Dealers N/A
CIK Number 0001671182
Filed Document 0001671182-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Clear Creek Holdings, LLC See All Filings
D 2016-04-06
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001671320
Filed Document 0000896595-16-000058
Exclusions or Exemptions 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets Decline to Disclose
Type of Security Debt
DG Investments II, LLC See All Filings
D 2016-04-07
Amount To Be Raised $543,469
Associated Brokers / Dealers N/A
CIK Number 0001574641
Filed Document 0001574641-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-04-07
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
Drink Tanks Corp See All Filings
D 2016-04-07
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001586556
Filed Document 0001586556-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Hadron Fund See All Filings
D/A 2016-04-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001513386
Filed Document 0000902664-16-006638
Exclusions or Exemptions 506b
Accepted Date 2016-04-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MicroPower Global Ltd See All Filings
D 2016-04-07
Amount To Be Raised $328,568
Associated Brokers / Dealers N/A
CIK Number 0001488942
Filed Document 0001488942-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-04-07
Type of Offering D
Industry Energy Conservation
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
DG Investments 1, LLC See All Filings
D 2016-04-07
Amount To Be Raised $513,062
Associated Brokers / Dealers N/A
CIK Number 0001556998
Filed Document 0001670976-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-04-07
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
BR GTR ORANGE PARK INVESTMENT, LLC See All Filings
D 2016-04-06
Amount To Be Raised $94,000
Associated Brokers / Dealers N/A
CIK Number 0001616699
Filed Document 0001616699-16-000001
Exclusions or Exemptions 504 505 506b
Accepted Date 2016-04-06
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity