Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
coUrbanize, Inc. See All Filings	D	2016-10-31 09:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589966 Filed Document 0001589966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cassini Fund, LP See All Filings	D/A	2016-10-31 09:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542944 Filed Document 0001542944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2016-10-31 09:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2016-10-31 09:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468154 Filed Document 0001012975-16-001547 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2016-10-31 09:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-16-001546 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-10-31 09:25:35 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers William J. Lynch III CIK Number 0001343394 Filed Document 0001343394-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:25:35 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Saga Global Capital Management, LLC See All Filings	D/A	2016-10-31 09:24:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687925 Filed Document 0001687925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 09:24:59 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cohero Health, Inc. See All Filings	D	2016-10-31 08:19:57 UTC
Amount To Be Raised $12,111,238 Associated Brokers / Dealers N/A CIK Number 0001688109 Filed Document 0000905718-16-001717 Exclusions or Exemptions 506b Accepted Date 2016-10-31 08:19:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Global Financials Fund Ltd. See All Filings	D/A	2016-10-31 07:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656484 Filed Document 0001315863-16-001865 Exclusions or Exemptions 506b Accepted Date 2016-10-31 07:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Global Financials Fund LP See All Filings	D/A	2016-10-31 07:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656486 Filed Document 0001315863-16-001864 Exclusions or Exemptions 506b Accepted Date 2016-10-31 07:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CURE PHARMACEUTICAL Corp See All Filings	D	2016-10-28 20:48:48 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001554289 Filed Document 0001554289-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-28 20:48:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ariose China Growth Onshore Fund See All Filings	D/A	2016-10-28 20:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657062 Filed Document 0001657062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 20:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGH Holdings II, LLC See All Filings	D/A	2016-10-28 18:33:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623778 Filed Document 0001623778-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 18:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
WebTuner Corp. See All Filings	D	2016-10-28 18:27:35 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001499160 Filed Document 0001499160-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-28 18:27:35 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Deep Cell Industries Inc. See All Filings	D	2016-10-28 18:27:25 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001658144 Filed Document 0001658144-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-28 18:27:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Best Agent Today, Inc. See All Filings	D	2016-10-28 17:47:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers SF Investments, Inc. CIK Number 0001687967 Filed Document 0001687967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 17:47:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BSP WALLACE LLC See All Filings	D	2016-10-28 17:30:03 UTC
Amount To Be Raised $13,130,134 Associated Brokers / Dealers N/A CIK Number 0001688050 Filed Document 0001653712-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 17:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSFT HOLDINGS INC. See All Filings	D	2016-10-28 17:28:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688062 Filed Document 0001688062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 17:28:20 UTC Type of Offering D Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Advantage Lithium Corp. See All Filings	D	2016-10-28 17:18:39 UTC
Amount To Be Raised $6,247,994 Associated Brokers / Dealers N/A CIK Number 0001688071 Filed Document 0000949353-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-10-28 17:18:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Plexuss, Inc. See All Filings	D	2016-10-28 17:06:11 UTC
Amount To Be Raised $307,019 Associated Brokers / Dealers N/A CIK Number 0001688562 Filed Document 0001688562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 17:06:11 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sprott Private Resource Lending (International), LP See All Filings	D	2016-10-28 16:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673941 Filed Document 0001507943-16-000321 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mommsen Global LLC See All Filings	D/A	2016-10-28 16:52:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001653712 Filed Document 0001653712-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:52:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
REDWOOD FUND LP See All Filings	D/A	2016-10-28 16:52:04 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001102024 Filed Document 0001102024-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:52:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Forever Oceans Corp See All Filings	D/A	2016-10-28 16:50:51 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001639010 Filed Document 0001639010-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:50:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CoSchedule LLC See All Filings	D	2016-10-28 16:47:27 UTC
Amount To Be Raised $1,500,750 Associated Brokers / Dealers N/A CIK Number 0001603643 Filed Document 0001209191-16-147301 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:47:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D	2016-10-28 16:45:27 UTC
Amount To Be Raised $139,050 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001129480-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:45:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Snackwerks of Michigan LLC See All Filings	D	2016-10-28 16:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688546 Filed Document 0001688546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:44:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2016-10-28 16:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc. CIK Number 0001652829 Filed Document 0001652829-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plutus Venture Fund, LP See All Filings	D	2016-10-28 16:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687696 Filed Document 0001687696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centana Growth Partners, L.P. See All Filings	D/A	2016-10-28 16:40:02 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co., Limited CIK Number 0001652549 Filed Document 0001687267-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stafford Emergency Center, LLC See All Filings	D	2016-10-28 16:38:40 UTC
Amount To Be Raised $2,937,500 Associated Brokers / Dealers N/A CIK Number 0001688776 Filed Document 0001654954-16-003188 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:38:40 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tourmalet Matawin Offshore Fund VII, L.P. See All Filings	D	2016-10-28 16:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637352 Filed Document 0001315863-16-001863 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:35:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DEP Wynds Apartments Holding Company, LLC See All Filings	D	2016-10-28 16:33:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688805 Filed Document 0001688805-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:33:04 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CardTapp, Inc. See All Filings	D	2016-10-28 16:24:23 UTC
Amount To Be Raised $2,927,172 Associated Brokers / Dealers N/A CIK Number 0001621408 Filed Document 0001621408-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:24:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-10-28 16:16:24 UTC
Amount To Be Raised $235,682 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001169 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-10-28 16:15:50 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001168 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:15:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-10-28 16:15:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001167 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:15:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Inland Surgery Center, L.P. See All Filings	D	2016-10-28 16:06:34 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001129480 Filed Document 0001129480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:06:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2016-10-28 16:05:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001676429-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:05:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Endgame, Inc. See All Filings	D/A	2016-10-28 16:03:14 UTC
Amount To Be Raised $9,796,671 Associated Brokers / Dealers N/A CIK Number 0001504383 Filed Document 0001504383-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-28 16:03:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series K-4 See All Filings	D/A	2016-10-28 15:38:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001683997 Filed Document 0001683997-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:38:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bricksolve, Inc. See All Filings	D	2016-10-28 15:36:05 UTC
Amount To Be Raised $4,586,113 Associated Brokers / Dealers N/A CIK Number 0001620059 Filed Document 0001620059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. See All Filings	D	2016-10-28 15:28:06 UTC
Amount To Be Raised $132,500 Associated Brokers / Dealers N/A CIK Number 0000850433 Filed Document 0000850433-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:28:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Norvestor VII OS, L.P. See All Filings	D/A	2016-10-28 15:27:48 UTC
Amount To Be Raised $145,364,888 Associated Brokers / Dealers Credit Suisse Securities (Europe) Limited CIK Number 0001657059 Filed Document 0001687661-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-10-28 15:25:46 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Cold Solutions, Inc. See All Filings	D	2016-10-28 15:25:28 UTC
Amount To Be Raised $6,745,214 Associated Brokers / Dealers N/A CIK Number 0001474110 Filed Document 0001474110-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:25:28 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Big Bus Tours Group Holdings Ltd See All Filings	D	2016-10-28 15:25:18 UTC
Amount To Be Raised $199,480 Associated Brokers / Dealers N/A CIK Number 0001688782 Filed Document 0001688782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:25:18 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity SLS 2016, LLC See All Filings	D	2016-10-28 15:16:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688061 Filed Document 0001687842-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:16:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OB Hospitalist Group, Inc. See All Filings	D	2016-10-28 15:03:50 UTC
Amount To Be Raised $343,651 Associated Brokers / Dealers N/A CIK Number 0001489257 Filed Document 0001489257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:03:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
No Market Risk Fund II, LLC See All Filings	D	2016-10-28 15:01:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687842 Filed Document 0001687842-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-28 15:01:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund