|
|
D |
2016-11-02 16:39:43 UTC |
- Amount To Be Raised
- $44,729,478
- Associated Brokers / Dealers
- Jefferies LLC
- CIK Number
- 0001667287
- Filed Document
- 0001667287-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:39:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 16:34:14 UTC |
- Amount To Be Raised
- $3,159,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509360
- Filed Document
- 0000897069-16-001101
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:34:14 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 16:33:56 UTC |
- Amount To Be Raised
- $11,335,567
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632585
- Filed Document
- 0001632585-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:33:56 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Bay City Capital GF Xinde International Life Sciences USD Fund, L.P.
See All Filings
|
D |
2016-11-02 16:29:08 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683312
- Filed Document
- 0001683312-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:29:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 16:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528908
- Filed Document
- 0001528908-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:25:24 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-02 16:22:11 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688909
- Filed Document
- 0001688909-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:22:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-11-02 16:10:27 UTC |
- Amount To Be Raised
- $41,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651346
- Filed Document
- 0001651346-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:10:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 16:09:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689101
- Filed Document
- 0001689022-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:09:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 16:05:34 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623834
- Filed Document
- 0001623834-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:05:34 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-02 16:02:54 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666373
- Filed Document
- 0001666373-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:02:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-02 16:02:41 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689025
- Filed Document
- 0001689022-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 16:02:41 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 15:53:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655289
- Filed Document
- 0001655289-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:53:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 15:52:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688866
- Filed Document
- 0001688866-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:52:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:47:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689109
- Filed Document
- 0001689109-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:47:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-11-02 15:37:22 UTC |
- Amount To Be Raised
- $5,775,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001569221
- Filed Document
- 0001569221-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:37:22 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 15:34:55 UTC |
- Amount To Be Raised
- $2,424,189
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547581
- Filed Document
- 0001547581-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:34:55 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:34:52 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689091
- Filed Document
- 0001689022-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:34:52 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 15:28:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562016
- Filed Document
- 0000919574-16-016053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:28:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:24:05 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689022
- Filed Document
- 0001689022-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:24:05 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:21:45 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670344
- Filed Document
- 0001670344-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:21:45 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:07:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688813
- Filed Document
- 0001688813-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:07:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 15:03:23 UTC |
- Amount To Be Raised
- $5,775,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001569221
- Filed Document
- 0001569221-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:03:23 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-11-02 15:03:11 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- CircleUp Network, Inc
- CIK Number
- 0001689062
- Filed Document
- 0001689062-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 15:03:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
Brookfield Strategic Real Estate Partners II Retail Holding REIT LLC
See All Filings
|
D |
2016-11-02 14:44:10 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689056
- Filed Document
- 0001688991-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:44:10 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 14:40:07 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649430
- Filed Document
- 0001649430-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:40:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 14:35:15 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674843
- Filed Document
- 0001674843-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:35:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
Brookfield Strategic Real Estate Partners II Storage Lower REIT LLC
See All Filings
|
D |
2016-11-02 14:28:50 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001689052
- Filed Document
- 0001688991-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:28:50 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 14:28:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001508782
- Filed Document
- 0001625257-16-000218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:28:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 14:22:55 UTC |
- Amount To Be Raised
- $2,945,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689089
- Filed Document
- 0001689089-16-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-11-02 14:22:55 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 14:22:14 UTC |
- Amount To Be Raised
- $5,170
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688995
- Filed Document
- 0001688995-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:22:14 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 14:11:55 UTC |
- Amount To Be Raised
- $225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687555
- Filed Document
- 0001140361-16-084516
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:11:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-11-02 14:11:46 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Christopher Kemper
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:11:46 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-11-02 14:08:31 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001688998
- Filed Document
- 0001688991-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:08:31 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
See All Filings
|
D |
2016-11-02 14:06:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616524
- Filed Document
- 0001616524-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:06:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 14:04:27 UTC |
- Amount To Be Raised
- $360,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688985
- Filed Document
- 0001688985-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 14:04:27 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 13:57:23 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Steve Knuttila
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:57:23 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 13:48:43 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Carl W. Benedict
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:48:43 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 13:42:02 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Michael Thaler
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:42:02 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 13:20:28 UTC |
- Amount To Be Raised
- $2,940,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595546
- Filed Document
- 0001595546-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:20:28 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 13:11:42 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001688991
- Filed Document
- 0001688991-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:11:42 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 13:03:01 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001628647
- Filed Document
- 0001628647-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 13:03:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 12:59:42 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688327
- Filed Document
- 0001688327-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:59:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 12:56:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689061
- Filed Document
- 0001689061-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:56:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 12:51:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew R. Feldman
- CIK Number
- 0001450774
- Filed Document
- 0000919574-16-016051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:51:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 12:46:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688794
- Filed Document
- 0001688794-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:46:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-11-02 12:39:21 UTC |
- Amount To Be Raised
- $48,561,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226555
- Filed Document
- 0001633723-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:39:21 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-02 12:35:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688500
- Filed Document
- 0001688500-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:35:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-11-02 12:32:28 UTC |
- Amount To Be Raised
- $1,350,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488814
- Filed Document
- 0001488814-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:32:28 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-02 12:29:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc.
- CIK Number
- 0001624382
- Filed Document
- 0001624497-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:29:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-02 12:23:49 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582933
- Filed Document
- 0001582933-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-02 12:23:49 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|