Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Project Hyperion AIV Voting Stock Feeder, L.P. See All Filings	D	2016-11-03 16:58:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687789 Filed Document 0001687788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Nanosystems Inc. See All Filings	D/A	2016-11-03 16:55:35 UTC
Amount To Be Raised $13,402,748 Associated Brokers / Dealers N/A CIK Number 0001654441 Filed Document 0001140361-16-084754 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:55:35 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cypressbrook Lufkin, LP See All Filings	D	2016-11-03 16:53:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001689113 Filed Document 0001689113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:53:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Traptic Inc See All Filings	D	2016-11-03 16:52:50 UTC
Amount To Be Raised $500,002 Associated Brokers / Dealers N/A CIK Number 0001689179 Filed Document 0001689179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whitford Advisory Services LLC See All Filings	D	2016-11-03 16:52:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685122 Filed Document 0001685122-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-03 16:52:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAKUMI CAPITAL MANAGEMENT, LP See All Filings	D/A	2016-11-03 16:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001623458 Filed Document 0001623458-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Somerset Reinsurance Ltd. See All Filings	D	2016-11-03 16:48:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Trump Securities, LLC and Easterly Securities LLC CIK Number 0001632125 Filed Document 0001632125-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:48:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Project Hyperion AIV Non-Voting Stock Feeder, L.P. See All Filings	D	2016-11-03 16:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688021 Filed Document 0001687788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mogulmind, Inc. See All Filings	D	2016-11-03 16:44:06 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001689119 Filed Document 0001689119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:44:06 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UVLrx Therapeutics, Inc. See All Filings	D	2016-11-03 16:42:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:42:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Limerston Capital AP Co-Investment L.P. See All Filings	D	2016-11-03 16:38:20 UTC
Amount To Be Raised $7,378,800 Associated Brokers / Dealers N/A CIK Number 0001689172 Filed Document 0001140361-16-084747 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:38:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Project Hyperion AIV, L.P. See All Filings	D	2016-11-03 16:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687788 Filed Document 0001687788-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:27:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDTOWN APARTMENTS SAN DIEGO, LP See All Filings	D	2016-11-03 16:19:44 UTC
Amount To Be Raised $3,890,000 Associated Brokers / Dealers N/A CIK Number 0001689211 Filed Document 0001062993-16-012009 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:19:44 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
683 Capital Partners, LP See All Filings	D/A	2016-11-03 16:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380126 Filed Document 0001013594-16-001296 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCADIA CORPORATE PARK PHOENIX, LLC See All Filings	D	2016-11-03 16:18:43 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001689212 Filed Document 0001062993-16-012008 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:18:43 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VAN DYKE APARTMENTS SAN DIEGO, LP See All Filings	D	2016-11-03 16:16:53 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001689213 Filed Document 0001062993-16-012007 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:16:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
2020 VENTURES LTD See All Filings	D/A	2016-11-03 16:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656952 Filed Document 0001656952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:07:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlelake Aviation III Stable Yield, L.P. See All Filings	D	2016-11-03 16:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682720 Filed Document 0001315863-16-001869 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:06:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Rimidi Diabetes, Inc. See All Filings	D/A	2016-11-03 16:04:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001556272 Filed Document 0001556272-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:04:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
MPG JV LLC See All Filings	D	2016-11-03 16:01:40 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001688688 Filed Document 0001688688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:01:40 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DM 2301 Lombard Holdings Member LLC See All Filings	D	2016-11-03 15:59:35 UTC
Amount To Be Raised $122,572 Associated Brokers / Dealers N/A CIK Number 0001689256 Filed Document 0001683168-16-000472 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:59:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DM 2465 Van Ness Holdings Member LLC See All Filings	D	2016-11-03 15:56:43 UTC
Amount To Be Raised $257,704 Associated Brokers / Dealers N/A CIK Number 0001689254 Filed Document 0001683168-16-000470 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:56:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asto CT, LLC See All Filings	D	2016-11-03 15:45:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688486 Filed Document 0001688486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:45:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
2020 Ventures LP See All Filings	D/A	2016-11-03 15:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621336 Filed Document 0001621336-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Living Tags, LLC See All Filings	D	2016-11-03 15:33:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689244 Filed Document 0001689244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:33:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Large Cap 130/30 Fund, LLC See All Filings	D/A	2016-11-03 15:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001459646 Filed Document 0001140361-16-084707 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mayfield Holdings, LLC See All Filings	D	2016-11-03 15:22:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001678654 Filed Document 0001678654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:22:49 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HFV ENTERPRISES, INC. See All Filings	D	2016-11-03 15:19:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662078 Filed Document 0001461859-16-000036 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-03 15:19:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
HIX Capital Fund SPC, for & on behalf of its HIX Equities 1 Segregated Portfolio See All Filings	D/A	2016-11-03 15:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685888 Filed Document 0001685888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXFO INC. See All Filings	D	2016-11-03 15:14:16 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001116284 Filed Document 0001116284-16-000071 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:14:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DIF Coupang III, L.P. See All Filings	D/A	2016-11-03 15:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647916 Filed Document 0001647916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black-and-White Innovation Fund (Cayman) Ltd. See All Filings	D	2016-11-03 15:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686116 Filed Document 0001012975-16-001552 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black-and-White Innovation Fund LP See All Filings	D	2016-11-03 15:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686115 Filed Document 0001012975-16-001551 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:09:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Innovation Offshore Fund LP See All Filings	D/A	2016-11-03 15:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555934 Filed Document 0001555934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 15:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRP Theatre & Media Fund III L.P. See All Filings	D	2016-11-03 14:58:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689235 Filed Document 0001689235-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:58:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ShareSafe Solutions, LLC See All Filings	D/A	2016-11-03 14:47:29 UTC
Amount To Be Raised $3,065,000 Associated Brokers / Dealers N/A CIK Number 0001595546 Filed Document 0001595546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:47:29 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Harrow Aggregates Partners LLC See All Filings	D	2016-11-03 14:31:47 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001686992 Filed Document 0001686992-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:31:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
TrustPoint Translations, LLC See All Filings	D	2016-11-03 14:30:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687912 Filed Document 0001687912-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:30:26 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
LLD2016 Limited Partnership See All Filings	D/A	2016-11-03 14:20:33 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001675527 Filed Document 0001675527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:20:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TACOPPS FEEDER FUND I (OFFSHORE), L.P. See All Filings	D	2016-11-03 14:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES and NT GLOBAL ADVISORS, INC. CIK Number 0001689168 Filed Document 0001689168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TACOPPS FEEDER FUND I, L.P. See All Filings	D	2016-11-03 14:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001689166 Filed Document 0001689166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FC Boston Holdings, Inc. See All Filings	D	2016-11-03 14:04:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001672349 Filed Document 0001672349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:04:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lunar Station Corp See All Filings	D	2016-11-03 14:03:35 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001689129 Filed Document 0001689129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 14:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri Fund III, LP See All Filings	D/A	2016-11-03 13:48:49 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C., Citibank, N.A., and Eaton Partners, LLC CIK Number 0001656588 Filed Document 0001656588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLOMBARD FUND, L.P. See All Filings	D/A	2016-11-03 13:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527536 Filed Document 0001566114-16-000152 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeapFrog Investments Healthcare Opportunities LP See All Filings	D	2016-11-03 13:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680600 Filed Document 0001680600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
747 HUDSON III, L.P. See All Filings	D	2016-11-03 13:24:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689167 Filed Document 0001689167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:24:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-03 13:24:25 UTC
Amount To Be Raised $8,407,990 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000682 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:24:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clemson Student Investments, LLC See All Filings	D	2016-11-03 13:21:19 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001689221 Filed Document 0001689221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:21:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-03 13:18:45 UTC
Amount To Be Raised $48,130,858 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000681 Exclusions or Exemptions 506b Accepted Date 2016-11-03 13:18:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund