Found 651684 results
Name | Type of Offering | Accepted Date |
---|---|---|
Abbey Capital Daily Futures Fund Ltd
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001603607
Filed Document
0001603607-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
BERMUDA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
BUCKINGHAM INTERNATIONAL PARTNERS LTD
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001460897
Filed Document
0001460897-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Private Advisors Small Co Coinvestment Fund LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001660017
Filed Document
0001660017-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
VIRGINIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
ASPEN PARK PHARMACEUTICALS, INC.
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$2,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001620965
Filed Document
0001670870-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Pharmaceuticals
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
$1 - $1,000,000
Type of Security
Equity
|
||
COGNITION THERAPEUTICS INC
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$4,500,000
Associated Brokers / Dealers
N/A
CIK Number
0001455365
Filed Document
0001455365-16-000004
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Biotechnology
Offering Tier
N/A
Principal Place of Business
PENNSYLVANIA
Revenue or Assets
Decline to Disclose
Type of Security
Debt
|
||
SMS Ltd
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001421736
Filed Document
0000902664-16-006582
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
HIGHWOOD CAPITAL PARTNERS LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001456345
Filed Document
0000919574-16-012224
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Atlantic Multi Family 11 - Cadence Crossing, LLC
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$5,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001670642
Filed Document
0001670642-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Residential
Offering Tier
N/A
Principal Place of Business
FLORIDA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
CLARUS PARENT HOLDINGS, LLC
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$62,500,836
Associated Brokers / Dealers
N/A
CIK Number
0001670887
Filed Document
0001670887-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
GROWLIFE, INC.
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$160,000
Associated Brokers / Dealers
N/A
CIK Number
0001161582
Filed Document
0001161697-16-000775
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
WASHINGTON
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Freedom Telecom Services, Inc.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
$1,060,000
Associated Brokers / Dealers
N/A
CIK Number
0001652134
Filed Document
0001652134-16-000004
Exclusions or Exemptions
505
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Telecommunications
Offering Tier
N/A
Principal Place of Business
MARYLAND
Revenue or Assets
No Revenues
Type of Security
Equity
|
||
Quanterix Corp
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$45,582,362
Associated Brokers / Dealers
N/A
CIK Number
0001503274
Filed Document
0001503274-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Other
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
STONERISE CAPITAL PARTNERS, L.P.
See All Filings
|
D/A | 2016-02-10 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001453987
Filed Document
0001453987-16-000003
Exclusions or Exemptions
506b
Accepted Date
2016-02-10
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Elevated Enterprises L.L.C.
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$1,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001670030
Filed Document
0001162677-16-000163
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Investing
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
MARVIN & PALMER US EQUITY LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0000838093
Filed Document
0000898432-16-002118
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
DELAWARE
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Telligent Greater China Value Fund, LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001603068
Filed Document
0001603068-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
HONG KONG
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Partners In Prophet, Ltd.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001600963
Filed Document
0001600963-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Virtual Power Systems, Inc.
See All Filings
|
D | 2016-03-28 |
Amount To Be Raised
$10,360,042
Associated Brokers / Dealers
N/A
CIK Number
0001583375
Filed Document
0001583375-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-28
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
VARANA CAPITAL PARTNERS, LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001556029
Filed Document
0001013594-16-000965
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
SANDALWOOD DEBT TRADERS FUND, L.P.
See All Filings
|
D/A | 2016-03-30 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001381373
Filed Document
0000943663-16-000373
Exclusions or Exemptions
506b
Accepted Date
2016-03-30
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW JERSEY
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
MapD Technologies, Inc.
See All Filings
|
D/A | 2016-03-27 |
Amount To Be Raised
$12,105,216
Associated Brokers / Dealers
N/A
CIK Number
0001650538
Filed Document
0001140361-16-059661
Exclusions or Exemptions
506b
Accepted Date
2016-03-27
Type of Offering
D/A
Industry
Other
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Meridian Investments, LLC
See All Filings
|
D | 2016-03-24 |
Amount To Be Raised
$4,160,000
Associated Brokers / Dealers
N/A
CIK Number
0001614940
Filed Document
0001209191-16-111200
Exclusions or Exemptions
506b
Accepted Date
2016-03-24
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NORTH DAKOTA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
$1,000,348
Associated Brokers / Dealers
N/A
CIK Number
0001135856
Filed Document
0001135856-16-000499
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Insurance
Offering Tier
N/A
Principal Place of Business
OHIO
Revenue or Assets
Not Applicable
Type of Security
Pooled Investment Fund
|
||
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
$353,310
Associated Brokers / Dealers
N/A
CIK Number
0001135856
Filed Document
0001135856-16-000502
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Insurance
Offering Tier
N/A
Principal Place of Business
OHIO
Revenue or Assets
Not Applicable
Type of Security
Pooled Investment Fund
|
||
Vix Box Long Volatility Fund, LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001637817
Filed Document
0001013594-16-000958
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW JERSEY
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Vista Public Strategies Onshore Fund, L.P.
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001670749
Filed Document
0001670749-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Lessonly, Inc.
See All Filings
|
D | 2016-03-30 |
Amount To Be Raised
$5,249,995
Associated Brokers / Dealers
N/A
CIK Number
0001621724
Filed Document
0001621724-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-30
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
INDIANA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Goldman Sachs Institutional Funds II plc
See All Filings
|
D/A | 2016-03-29 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001462911
Filed Document
0001669697-16-000003
Exclusions or Exemptions
506b
Accepted Date
2016-03-29
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
IRELAND
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Direct Flow Medical, Inc.
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$21,500,000
Associated Brokers / Dealers
N/A
CIK Number
0001296743
Filed Document
0001296743-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Other Health Care
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Concentric Short Duration Bond Fund, LP
See All Filings
|
D | 2016-03-28 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001667713
Filed Document
0001667713-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-28
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
OREGON
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Private Advisors Hedged Equity Fund (QP) Ltd.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001459910
Filed Document
0001459910-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Private Advisors Real Assets Fund, LP
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
$200,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001656546
Filed Document
0001656546-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
VIRGINIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
BUCKINGHAM RAF PARTNERS L P
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001104693
Filed Document
0001104693-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Kawa Canadian Preferred Onshore Feeder Fund, LP
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001670249
Filed Document
0001398344-16-011587
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
FLORIDA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Semma Therapeutics, Inc.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
$25,018,073
Associated Brokers / Dealers
N/A
CIK Number
0001637931
Filed Document
0001637931-16-000003
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Biotechnology
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Tot Baby Corp
See All Filings
|
D | 2016-03-31 |
Amount To Be Raised
$1,500,000
Associated Brokers / Dealers
N/A
CIK Number
0001670986
Filed Document
0001670986-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D
Industry
Retailing
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
No Revenues
Type of Security
Debt
|
||
Portolan Equity Offshore Fund, Ltd.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001597106
Filed Document
0001597106-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Top Patch, Inc.
See All Filings
|
D | 2016-03-25 |
Amount To Be Raised
$1,500,000
Associated Brokers / Dealers
N/A
CIK Number
0001555622
Filed Document
0001555622-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-03-25
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Cedar Street Fund, LP
See All Filings
|
D/A | 2016-04-01 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001462117
Filed Document
0001462117-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
ILLINOIS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
ContainerShip, Inc.
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$2,406,729
Associated Brokers / Dealers
N/A
CIK Number
0001671015
Filed Document
0000898432-16-002125
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
PENNSYLVANIA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
Loomis Sayles Alpha Opportunities Fund, L.P.
See All Filings
|
D/A | 2016-03-31 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001531411
Filed Document
0001625257-16-000135
Exclusions or Exemptions
506b
Accepted Date
2016-03-31
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Scott Hamilton Proton Center Investment Fund, LLC
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$10,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001671033
Filed Document
0001671033-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
TENNESSEE
Revenue or Assets
$5,000,001 - $25,000,000
Type of Security
Equity
|
||
LEGACY FUTURES FUND LP
See All Filings
|
D/A | 2016-04-01 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0000873920
Filed Document
0000873920-16-000002
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
ILLINOIS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
GOCM Fund, L.P.
See All Filings
|
D/A | 2016-04-01 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001562015
Filed Document
0001566114-16-000112
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Arena Alpha, L.P. - Series B
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$5,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001670651
Filed Document
0001670651-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
Arena Alpha, L.P. - Series D
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$5,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001670650
Filed Document
0001670650-16-000001
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
LYDIAN INTERNATIONAL LTD
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$7,242,576
Associated Brokers / Dealers
N/A
CIK Number
0001424556
Filed Document
0001062993-16-008708
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Other
Offering Tier
N/A
Principal Place of Business
COLORADO
Revenue or Assets
Decline to Disclose
Type of Security
Option To Acquire
|
||
FPA Value Partners Fund
See All Filings
|
D/A | 2016-04-01 |
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001573341
Filed Document
0001315863-16-001349
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
$25,000,001 - $50,000,000
Type of Security
Equity
|
||
AUERBACH GRAYSON & COMPANY LLC
See All Filings
|
D | 2016-03-27 |
Amount To Be Raised
$2,250,000
Associated Brokers / Dealers
N/A
CIK Number
0000891197
Filed Document
0000891197-16-000007
Exclusions or Exemptions
506b
Accepted Date
2016-03-27
Type of Offering
D
Industry
Other Banking and Financial Services
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
$5,000,001 - $25,000,000
Type of Security
Equity
|
||
1405 Sidney Baker, LLC
See All Filings
|
D | 2016-04-01 |
Amount To Be Raised
$2,425,000
Associated Brokers / Dealers
N/A
CIK Number
0001670454
Filed Document
0001670454-16-000003
Exclusions or Exemptions
506b
Accepted Date
2016-04-01
Type of Offering
D
Industry
Commercial
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
Not Applicable
Type of Security
Equity
|