Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARCTIC BLUE OFFSHORE FEEDER LTD See All Filings	D	2016-11-07 10:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689307 Filed Document 0000919574-16-016110 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:18:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Concord Sierra 1100 Hotel Partners, LP See All Filings	D	2016-11-07 10:10:53 UTC
Amount To Be Raised $9,830,000 Associated Brokers / Dealers N/A CIK Number 0001688658 Filed Document 0001688658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:10:53 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2016-11-07 10:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maglan Distressed Offshore Fund Ltd. See All Filings	D/A	2016-11-07 10:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508050 Filed Document 0000902664-16-008637 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH Sagamore II LP See All Filings	D/A	2016-11-07 10:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657618 Filed Document 0000902664-16-008636 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:03:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SUNRISE FUND, L.P. See All Filings	D/A	2016-11-07 09:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616880 Filed Document 0000919574-16-016108 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2016-11-07 09:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Omar Naeem and Stuart Oltchick CIK Number 0001557739 Filed Document 0000919574-16-016106 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:54:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concord CS Chandler, LLC See All Filings	D	2016-11-07 09:50:30 UTC
Amount To Be Raised $5,470,000 Associated Brokers / Dealers N/A CIK Number 0001688651 Filed Document 0001688651-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:50:30 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TIG SECURITIZED ASSET FUND, LTD. See All Filings	D/A	2016-11-07 09:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561960 Filed Document 0000919574-16-016104 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:49:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2016-11-07 09:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001013594-16-001300 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:42:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concord ATL MT B LLC See All Filings	D	2016-11-07 09:34:36 UTC
Amount To Be Raised $4,120,000 Associated Brokers / Dealers N/A CIK Number 0001688656 Filed Document 0001688656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:34:36 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
DriverOnTap Holdings Corp. See All Filings	D	2016-11-07 09:27:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001689390 Filed Document 0001689390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:27:49 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Brytecore, Inc. See All Filings	D	2016-11-07 09:27:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688784 Filed Document 0001688784-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:27:43 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
iCapital Arbitrage Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings	D	2016-11-07 09:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689357 Filed Document 0001689357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 09:24:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-07 08:44:49 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000684 Exclusions or Exemptions 506b Accepted Date 2016-11-07 08:44:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BOAH GROUP, LLC See All Filings	D	2016-11-07 07:47:43 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001686523 Filed Document 0001686523-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 07:47:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
New Sapience, Inc. See All Filings	D	2016-11-07 06:46:53 UTC
Amount To Be Raised $1,297,000 Associated Brokers / Dealers N/A CIK Number 0001683892 Filed Document 0001683892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 06:46:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Roscommon Analytics Master Fund LP See All Filings	D	2016-11-04 20:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689416 Filed Document 0001689313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 20:11:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roscommon Analytics Fund LP See All Filings	D	2016-11-04 19:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCP Securities, LLC CIK Number 0001689313 Filed Document 0001689313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 19:51:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rhiza, Inc. See All Filings	D	2016-11-04 19:32:05 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001611723 Filed Document 0001611723-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-04 19:32:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
First Sterling Affordable Housing Fund I, LLC See All Filings	D	2016-11-04 18:32:35 UTC
Amount To Be Raised $21,400,000 Associated Brokers / Dealers N/A CIK Number 0001688975 Filed Document 0001688978-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:32:35 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ActX, Inc. See All Filings	D	2016-11-04 18:24:48 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001592102 Filed Document 0001592102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:24:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXIV, L.P. See All Filings	D	2016-11-04 18:14:32 UTC
Amount To Be Raised $103,630,004 Associated Brokers / Dealers N/A CIK Number 0001688978 Filed Document 0001688978-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:14:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Markett, Inc. See All Filings	D	2016-11-04 18:06:19 UTC
Amount To Be Raised $2,203,254 Associated Brokers / Dealers N/A CIK Number 0001689185 Filed Document 0001689185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:06:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Webaoo (USA) Inc. See All Filings	D	2016-11-04 18:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612166-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:04:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WINDOW ROCK CREDIT OPPORTUNITY FUND, LLC See All Filings	D/A	2016-11-04 18:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CliftonLarsonAllen Wealth Advisors, LLC CIK Number 0001651499 Filed Document 0001651499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Theraplay, LLC See All Filings	D	2016-11-04 17:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661169 Filed Document 0001661169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:52:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FOUNDERS EQUITY PARTNERS I, L.P. See All Filings	D/A	2016-11-04 17:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652326 Filed Document 0001652326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8th Line Investments, LLC See All Filings	D	2016-11-04 17:45:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:45:01 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. See All Filings	D	2016-11-04 17:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665048 Filed Document 0001665048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:39:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Opportunity Fund, LP See All Filings	D	2016-11-04 17:39:01 UTC
Amount To Be Raised $55,150,000 Associated Brokers / Dealers N/A CIK Number 0001687922 Filed Document 0001315863-16-001873 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sweetgreen, Inc. See All Filings	D	2016-11-04 17:36:43 UTC
Amount To Be Raised $39,999,843 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:36:43 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rewards21, Inc. See All Filings	D	2016-11-04 17:35:36 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001675489 Filed Document 0001675489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:35:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EDGESTREAM SUMATRA FUND, LP See All Filings	D/A	2016-11-04 17:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216946 Filed Document 0001315863-16-001872 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:30:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-11-04 17:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALMER SQUARE OPPORTUNISTIC CREDIT FUND, LTD. See All Filings	D	2016-11-04 17:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665084 Filed Document 0001665084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2016-11-04 17:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BioCardia, Inc. See All Filings	D	2016-11-04 16:59:26 UTC
Amount To Be Raised $35,873,625 Associated Brokers / Dealers N/A CIK Number 0000925741 Filed Document 0001635886-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:59:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacroTower, Inc. See All Filings	D/A	2016-11-04 16:58:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679888 Filed Document 0001679888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:58:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Optimum Energy LLC See All Filings	D	2016-11-04 16:57:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001418097 Filed Document 0001418097-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:57:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Go Trashy Inc. See All Filings	D	2016-11-04 16:52:19 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001689365 Filed Document 0001689365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:52:19 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Poly6 Technologies, Inc. See All Filings	D	2016-11-04 16:51:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684397 Filed Document 0001684397-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:51:09 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
FAST Football, Inc. See All Filings	D	2016-11-04 16:44:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685540 Filed Document 0001685540-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:44:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Blueberry Ventures 1, L.P. See All Filings	D/A	2016-11-04 16:34:19 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001646792 Filed Document 0001646792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMYRIS, INC. See All Filings	D	2016-11-04 16:33:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:33:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAPSTONE TURBINE Corp See All Filings	D	2016-11-04 16:30:27 UTC
Amount To Be Raised $7,533,000 Associated Brokers / Dealers Oppenheimer & Co., Inc. and ROTH Capital Partners, LLC CIK Number 0001009759 Filed Document 0001447591-16-000073 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:30:27 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DIGITAL POWER CORP See All Filings	D	2016-11-04 16:29:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-16-041158 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:29:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Pinz Capital USA, LP See All Filings	D/A	2016-11-04 16:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619002 Filed Document 0001619002-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2016-11-04 16:25:46 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:25:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-11-04 16:24:17 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, and Michael G. Culwell CIK Number 0001680064 Filed Document 0001680064-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:24:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other