Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. See All Filings	D/A	2016-11-08 13:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001436293 Filed Document 0000919574-16-016138 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Secturion Systems, Inc. See All Filings	D	2016-11-08 13:47:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685115 Filed Document 0001685115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:47:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Big Playground 1, LLC See All Filings	D	2016-11-08 13:46:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689241 Filed Document 0001689241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:46:20 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESG CROSS BORDER EQUITY FUND LP See All Filings	D/A	2016-11-08 13:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001457600 Filed Document 0000919574-16-016136 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2016-11-08 13:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-16-016134 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN FUND LP See All Filings	D/A	2016-11-08 13:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001177383 Filed Document 0000919574-16-016132 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMARTSHEET.COM INC See All Filings	D	2016-11-08 13:26:25 UTC
Amount To Be Raised $4,977,600 Associated Brokers / Dealers N/A CIK Number 0001366561 Filed Document 0001168404-16-000043 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:26:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ESG Nexus Offshore Fund Ltd See All Filings	D/A	2016-11-08 13:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610942 Filed Document 0000919574-16-016130 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2016-11-08 13:23:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001140361-16-085363 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:23:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taasera, Inc. See All Filings	D	2016-11-08 13:17:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001544132 Filed Document 0001544132-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ESG Nexus Fund LP See All Filings	D/A	2016-11-08 13:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552343 Filed Document 0000919574-16-016128 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TP Woodland Stow It, LLC See All Filings	D/A	2016-11-08 13:16:03 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001688654 Filed Document 0001688654-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:16:03 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Cash Series plc See All Filings	D	2016-11-08 13:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479191 Filed Document 0001479191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jeremiah's Italian Ice 111, LLC See All Filings	D	2016-11-08 13:12:00 UTC
Amount To Be Raised $115,150 Associated Brokers / Dealers N/A CIK Number 0001689467 Filed Document 0001689467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:12:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D/A	2016-11-08 13:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-16-016126 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Fund LP See All Filings	D/A	2016-11-08 13:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675570 Filed Document 0000919574-16-016124 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2016-11-08 13:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runway Sub REIT, LLC See All Filings	D	2016-11-08 13:05:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001689389 Filed Document 0001689389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:05:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Fund L.P. See All Filings	D/A	2016-11-08 13:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469909 Filed Document 0001469909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 13:04:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KrowdFit, Inc. See All Filings	D/A	2016-11-08 12:56:00 UTC
Amount To Be Raised $3,267,199 Associated Brokers / Dealers N/A CIK Number 0001539366 Filed Document 0001539366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:56:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Greenleaf Investment Partners L035, LLC See All Filings	D	2016-11-08 12:44:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689468 Filed Document 0001689468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:44:41 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Integrus Holdings, Inc. See All Filings	D	2016-11-08 12:41:11 UTC
Amount To Be Raised $2,999,860 Associated Brokers / Dealers Bengur Bryan & Co., Inc. CIK Number 0001686986 Filed Document 0001686986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:41:11 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PALM HILL COMPLEX LLC See All Filings	D	2016-11-08 12:36:32 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001684674 Filed Document 0001684674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:36:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AG DLI II, L.P. See All Filings	D	2016-11-08 12:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679881 Filed Document 0001679881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:30:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D/A	2016-11-08 12:28:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687579-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Indecent Broadway Ltd Liability Co See All Filings	D	2016-11-08 12:15:59 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001689492 Filed Document 0001689492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:15:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LEGAL & GENERAL S&P 400 SL FUND, LLC See All Filings	D	2016-11-08 12:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689472 Filed Document 0001689472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AG Direct Lending Fund II (UNLEVERED), L.P. See All Filings	D	2016-11-08 11:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679884 Filed Document 0001679884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sante Capital Fund, LP See All Filings	D/A	2016-11-08 11:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688829 Filed Document 0000902664-16-008650 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hyprloco, Inc. See All Filings	D	2016-11-08 11:45:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001648476 Filed Document 0001648476-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
West Capital Partners LabelInsight IV LLC See All Filings	D	2016-11-08 11:38:06 UTC
Amount To Be Raised $633,000 Associated Brokers / Dealers N/A CIK Number 0001685366 Filed Document 0000906318-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bricksolve, Inc. See All Filings	D/A	2016-11-08 11:35:43 UTC
Amount To Be Raised $5,001,452 Associated Brokers / Dealers N/A CIK Number 0001620059 Filed Document 0001620059-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:35:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trend Capital Gaucho Offshore LP See All Filings	D	2016-11-08 11:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684342 Filed Document 0000902664-16-008649 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:34:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Capital Gaucho Fund LP See All Filings	D	2016-11-08 11:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684343 Filed Document 0000902664-16-008648 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIELDPOINT PETROLEUM CORP See All Filings	D	2016-11-08 11:29:42 UTC
Amount To Be Raised $796,108 Associated Brokers / Dealers Euro Pacific Capital Inc. CIK Number 0000316736 Filed Document 0001011034-16-000253 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:29:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DST Investments XV, L.P. See All Filings	D	2016-11-08 11:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689496 Filed Document 0001689496-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milo Biotechnology LLC See All Filings	D/A	2016-11-08 11:25:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001676082 Filed Document 0001676082-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:25:47 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Debt
Zestful, Inc. See All Filings	D	2016-11-08 11:12:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001688927 Filed Document 0001688927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:12:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. See All Filings	D/A	2016-11-08 11:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001514956 Filed Document 0000945621-16-000755 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MELODY HEALTH INSURANCE, INC. See All Filings	D	2016-11-08 11:06:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660209 Filed Document 0001660209-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:06:16 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marble Capital Fund I, L.P. See All Filings	D	2016-11-08 10:59:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689085 Filed Document 0001689085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:59:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG GTDL Fund II, L.P. See All Filings	D	2016-11-08 10:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688646 Filed Document 0001688646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyPizza Technologies, Inc. See All Filings	D	2016-11-08 10:49:35 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001655049 Filed Document 0001655049-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:49:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rancho Cordova Retail Center, L.L.C. See All Filings	D/A	2016-11-08 10:48:27 UTC
Amount To Be Raised $16,554,238 Associated Brokers / Dealers Inland Securities Corporation, 1st Global Capital Corp., Sagepoint Financial Inc., Investment Planners Inc., Jeffrey B. Baker, Lisa M. Lyons, Jason T. Reynolds, David J. Florell, Concorde Investment Services LLC, Ralph Adamo, Michael A. Compiano, Investacorp Inc., Edwin T. Suzuki, and Mark Aleman CIK Number 0001640163 Filed Document 0000950138-16-001461 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:48:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inspire Medical Systems, Inc. See All Filings	D	2016-11-08 10:45:58 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001609550 Filed Document 0001609550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:45:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
MFG Waterstone, LLC See All Filings	D	2016-11-08 10:40:53 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001689422 Filed Document 0001689422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:40:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2016-11-08 10:33:40 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2016-11-08 10:27:16 UTC
Amount To Be Raised $1,874,650 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ONCAP IV Select LP See All Filings	D	2016-11-08 10:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688751 Filed Document 0001140361-16-085330 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:23:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ONCAP IV LP See All Filings	D	2016-11-08 10:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688750 Filed Document 0001140361-16-085316 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity