Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Loge Co See All Filings	D	2016-11-10 13:22:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001689798 Filed Document 0001689798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:22:49 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2016-11-10 13:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-16-016210 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:19:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ARIZONA FOUNDERS FUND, LLC See All Filings	D	2016-11-10 13:17:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684894 Filed Document 0001684894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:17:28 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Light Wave Holding Company, LLC See All Filings	D	2016-11-10 13:09:53 UTC
Amount To Be Raised $26,546,406 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:09:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parsec Trading Corp. See All Filings	D/A	2016-11-10 13:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474502 Filed Document 0001474502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rootstock Partners LLC See All Filings	D/A	2016-11-10 13:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001657587 Filed Document 0001502398-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM U S TAX EXEMPT FUND See All Filings	D/A	2016-11-10 13:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001349963 Filed Document 0001502398-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OREMIX Ltd LIABILITY Co See All Filings	D	2016-11-10 12:59:44 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001689719 Filed Document 0001689719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:59:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riggins Run Apartments I LLC See All Filings	D	2016-11-10 12:57:56 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001689730 Filed Document 0001689730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:57:56 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Platinum Fund Ltd See All Filings	D/A	2016-11-10 12:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001504296 Filed Document 0001502398-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM FUND LLC See All Filings	D/A	2016-11-10 12:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001350499 Filed Document 0001502398-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2016-11-10 12:49:35 UTC
Amount To Be Raised $995,889 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-16-085750 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:49:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PLATINUM JAPAN FUND LLC See All Filings	D/A	2016-11-10 12:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001350497 Filed Document 0001502398-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorebird Ibis Fund, LP See All Filings	D/A	2016-11-10 12:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685607 Filed Document 0001685607-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
View, Inc See All Filings	D/A	2016-11-10 12:44:36 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:44:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wolf Point Holdings, LLC See All Filings	D	2016-11-10 12:42:30 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001689644 Filed Document 0001689644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:42:30 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Thematic, L.P. See All Filings	D/A	2016-11-10 12:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0000945621-16-000759 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:38:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2016-11-10 12:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001499499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2016-11-10 12:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001504295 Filed Document 0001502398-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Partners Global Fund LLC See All Filings	D/A	2016-11-10 12:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001502398 Filed Document 0001502398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainmaker Holdings III LLC See All Filings	D	2016-11-10 12:20:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689395 Filed Document 0000940397-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:20:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Group Holdings Pty Ltd See All Filings	D	2016-11-10 12:19:21 UTC
Amount To Be Raised $3,222,870 Associated Brokers / Dealers N/A CIK Number 0001652768 Filed Document 0001652768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:19:21 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2016-11-10 12:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001341615 Filed Document 0001641582-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Art Research & Technology, L.L.C. See All Filings	D	2016-11-10 12:15:28 UTC
Amount To Be Raised $2,003,751 Associated Brokers / Dealers N/A CIK Number 0001541782 Filed Document 0001541782-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:15:28 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XXII SP See All Filings	D	2016-11-10 12:12:31 UTC
Amount To Be Raised $423,750 Associated Brokers / Dealers N/A CIK Number 0001689736 Filed Document 0001689736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:12:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calamos Global Opportunities Fund LP See All Filings	D/A	2016-11-10 12:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403002 Filed Document 0001403002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Apokalupsis, LLC See All Filings	D	2016-11-10 12:04:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689364 Filed Document 0001689364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:04:37 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VII (Cayman), LP See All Filings	D/A	2016-11-10 11:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676874 Filed Document 0001315863-16-001893 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VII, LP See All Filings	D/A	2016-11-10 11:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672790 Filed Document 0001315863-16-001892 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US), L.P. See All Filings	D/A	2016-11-10 11:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669251 Filed Document 0001315863-16-001891 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2016-11-10 11:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-16-001890 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2016-11-10 11:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-16-001889 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2016-11-10 11:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-16-001888 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2016-11-10 11:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-16-001887 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-11-10 11:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431432 Filed Document 0001315863-16-001886 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN SW (CAYMAN), L.P. See All Filings	D	2016-11-10 11:50:40 UTC
Amount To Be Raised $15,800,000 Associated Brokers / Dealers N/A CIK Number 0001689619 Filed Document 0001689619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2016-11-10 11:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-16-001885 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:48:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2016-11-10 11:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-16-001884 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2016-11-10 11:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387466 Filed Document 0001641582-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP BAILEY LLC See All Filings	D	2016-11-10 11:46:40 UTC
Amount To Be Raised $9,235,631 Associated Brokers / Dealers N/A CIK Number 0001687839 Filed Document 0001687839-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2016-11-10 11:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-16-001883 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE), L.P. See All Filings	D/A	2016-11-10 11:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560982 Filed Document 0001315863-16-001882 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:45:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND II, LTD. See All Filings	D/A	2016-11-10 11:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431699 Filed Document 0001315863-16-001881 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND, LTD. See All Filings	D/A	2016-11-10 11:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431627 Filed Document 0001315863-16-001880 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2016-11-10 11:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-16-001879 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund LLC See All Filings	D/A	2016-11-10 11:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641563 Filed Document 0001641582-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:36:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Point Investments I LP See All Filings	D	2016-11-10 11:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688610 Filed Document 0000945621-16-000758 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Illumitex, Inc. See All Filings	D	2016-11-10 11:35:03 UTC
Amount To Be Raised $5,016,000 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Point Investments LP See All Filings	D	2016-11-10 11:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688613 Filed Document 0000945621-16-000757 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:29:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Blue Chip Opportunity Fund LLC See All Filings	D/A	2016-11-10 11:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001512766 Filed Document 0001641582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund