|
|
D/A |
2016-12-02 09:41:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC
- CIK Number
- 0001314522
- Filed Document
- 0001314522-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:41:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-02 09:38:43 UTC |
- Amount To Be Raised
- $442,050
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523494
- Filed Document
- 0001523494-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:38:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 09:19:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC
- CIK Number
- 0001460020
- Filed Document
- 0001460020-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 09:19:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 08:59:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001079826
- Filed Document
- 0001079826-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 08:59:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 21:49:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- na
- CIK Number
- 0001691008
- Filed Document
- 0001691008-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 21:49:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 20:57:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001593944
- Filed Document
- 0001593944-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 20:57:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 20:53:08 UTC |
- Amount To Be Raised
- $37,950,000
- Associated Brokers / Dealers
- PASSCO CAPITAL, INC.
- CIK Number
- 0001691346
- Filed Document
- 0001691346-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 20:53:08 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 20:18:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001593945
- Filed Document
- 0001593945-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 20:18:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 20:13:11 UTC |
- Amount To Be Raised
- $825,000
- Associated Brokers / Dealers
- Burpee Del Simone Capital Markets LLC
- CIK Number
- 0001691344
- Filed Document
- 0001691344-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 20:13:11 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-01 20:03:31 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690852
- Filed Document
- 0001690852-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 20:03:31 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 19:42:24 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665319
- Filed Document
- 0001665319-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 19:42:24 UTC
- Type of Offering
- D/A
- Industry
- Construction
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-01 19:27:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691351
- Filed Document
- 0000935836-16-001201
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 19:27:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 19:18:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC and Raymond James Financial Services, Inc.
- CIK Number
- 0001620972
- Filed Document
- 0001620972-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 19:18:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 19:12:35 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665319
- Filed Document
- 0001665319-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 19:12:35 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 18:57:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001620910
- Filed Document
- 0001620910-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:57:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-01 18:46:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572145
- Filed Document
- 0001572145-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:46:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 18:44:27 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691107
- Filed Document
- 0001691107-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:44:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-01 18:42:35 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691368
- Filed Document
- 0001691368-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:42:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-01 18:34:33 UTC |
- Amount To Be Raised
- $1,376,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691388
- Filed Document
- 0001691388-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:34:33 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 18:30:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617272
- Filed Document
- 0001617272-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:30:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 18:21:49 UTC |
- Amount To Be Raised
- $4,477,107
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484621
- Filed Document
- 0001484621-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:21:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-01 18:11:07 UTC |
- Amount To Be Raised
- $376,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690174
- Filed Document
- 0001690174-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:11:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 18:10:24 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001691180
- Filed Document
- 0001691180-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:10:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-01 18:04:17 UTC |
- Amount To Be Raised
- $674,016
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614824
- Filed Document
- 0001183740-16-000473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 18:04:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:46:08 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690993
- Filed Document
- 0001690993-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:46:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:40:15 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690929
- Filed Document
- 0001690929-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:40:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-01 17:39:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690812
- Filed Document
- 0001690812-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:39:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 17:38:20 UTC |
- Amount To Be Raised
- $3,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691288
- Filed Document
- 0001691288-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:38:20 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:34:58 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691356
- Filed Document
- 0001691356-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:34:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-01 17:32:17 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688221
- Filed Document
- 0001688221-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:32:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 17:28:49 UTC |
- Amount To Be Raised
- $24,061,840
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604477
- Filed Document
- 0001604477-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:28:49 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:28:20 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691175
- Filed Document
- 0001691175-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:28:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-01 17:27:03 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544176
- Filed Document
- 0000914760-16-000498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:27:03 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2016-12-01 17:20:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652242
- Filed Document
- 0001682437-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:20:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:19:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691333
- Filed Document
- 0001691333-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:19:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 17:14:39 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363357
- Filed Document
- 0001209191-16-152694
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:14:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-01 17:11:30 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668962
- Filed Document
- 0001668962-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:11:30 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 161
See All Filings
|
D |
2016-12-01 17:07:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc
- CIK Number
- 0001690778
- Filed Document
- 0001690778-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:07:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-01 17:06:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677481
- Filed Document
- 0001682437-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:06:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-01 17:06:12 UTC |
- Amount To Be Raised
- $4,860,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688681
- Filed Document
- 0001688681-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:06:12 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:04:48 UTC |
- Amount To Be Raised
- $55,000
- Associated Brokers / Dealers
- Chris Sargent
- CIK Number
- 0001671991
- Filed Document
- 0001671991-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:04:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-01 17:04:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690891
- Filed Document
- 0001690891-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:04:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 17:03:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690896
- Filed Document
- 0001690896-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:03:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 17:02:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690895
- Filed Document
- 0001690895-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 17:02:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 16:59:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690892
- Filed Document
- 0001690892-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:59:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 16:58:54 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690857
- Filed Document
- 0001690857-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:58:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 16:57:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001690893
- Filed Document
- 0001690893-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:57:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-01 16:57:26 UTC |
- Amount To Be Raised
- $51,530,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659876
- Filed Document
- 0001519924-16-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:57:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-01 16:55:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001690894
- Filed Document
- 0001690894-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:55:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-01 16:55:17 UTC |
- Amount To Be Raised
- $13,897,674
- Associated Brokers / Dealers
- Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, and Verln B. Dewit
- CIK Number
- 0001686014
- Filed Document
- 0001686014-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 16:55:17 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|