Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Broad Reach (US) Fund LP See All Filings	D	2016-12-09 10:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691808 Filed Document 0000902664-16-009032 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:24:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GW&K International Small Cap Fund, L.P. See All Filings	D/A	2016-12-09 10:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Door Partners, LP See All Filings	D/A	2016-12-09 10:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563307 Filed Document 0001563307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:23:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund See All Filings	D	2016-12-09 10:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691814 Filed Document 0000902664-16-009031 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Plaza LLP See All Filings	D	2016-12-09 10:22:40 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001691875 Filed Document 0001691875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:22:40 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
ACA Master Select Fund QP, LP See All Filings	D/A	2016-12-09 10:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612202 Filed Document 0001612202-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synata Bio, Inc. See All Filings	D	2016-12-09 10:08:39 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001658888 Filed Document 0001658888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 10:08:39 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Wilkes Investments North, LLC See All Filings	D	2016-12-09 09:57:52 UTC
Amount To Be Raised $3,680,000 Associated Brokers / Dealers N/A CIK Number 0001691972 Filed Document 0001691972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:57:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWPOINT GLOBAL OPPORTUNITY FUND II, LP See All Filings	D	2016-12-09 09:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691602 Filed Document 0000913849-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D-Beta One Growth & Opportunity Fund Offshore, LP See All Filings	D	2016-12-09 09:39:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691526 Filed Document 0001691526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:39:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWPOINT GLOBAL OPPORTUNITY FUND II, LTD. See All Filings	D	2016-12-09 09:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691601 Filed Document 0000913849-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:39:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Frontier Markets Fund LLC See All Filings	D/A	2016-12-09 09:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-16-001619 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:23:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Poly Group, LLC See All Filings	D	2016-12-09 09:12:36 UTC
Amount To Be Raised $996,625 Associated Brokers / Dealers N/A CIK Number 0001531373 Filed Document 0001531373-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:12:36 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
PURSUANT HEALTH, INC. See All Filings	D	2016-12-09 09:02:07 UTC
Amount To Be Raised $19,793,882 Associated Brokers / Dealers N/A CIK Number 0001412720 Filed Document 0001412720-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 09:02:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Eisenstat Capital Partners Fund LP See All Filings	D/A	2016-12-09 07:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451820 Filed Document 0000902664-16-009030 Exclusions or Exemptions 506b Accepted Date 2016-12-09 07:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2016-12-09 07:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001479173 Filed Document 0000902664-16-009029 Exclusions or Exemptions 506b Accepted Date 2016-12-09 07:03:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stilwell Value Partners VII, L.P. See All Filings	D/A	2016-12-09 06:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555931 Filed Document 0001571049-16-020461 Exclusions or Exemptions 506b Accepted Date 2016-12-09 06:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STILWELL PARTNERS L P See All Filings	D/A	2016-12-09 06:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC and Frontier Solutions, LLC CIK Number 0001048212 Filed Document 0001571049-16-020460 Exclusions or Exemptions 506b Accepted Date 2016-12-09 06:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Investments, L.P. See All Filings	D/A	2016-12-09 06:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573720 Filed Document 0001571049-16-020459 Exclusions or Exemptions 506b Accepted Date 2016-12-09 06:03:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STILWELL ASSOCIATES L P See All Filings	D/A	2016-12-09 06:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000913960 Filed Document 0001571049-16-020458 Exclusions or Exemptions 506b Accepted Date 2016-12-09 06:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Fund, L.P. See All Filings	D/A	2016-12-09 06:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC and Frontier Solutions, LLC CIK Number 0001564452 Filed Document 0001571049-16-020457 Exclusions or Exemptions 506b Accepted Date 2016-12-09 06:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Six Trees Capital LLC See All Filings	D	2016-12-08 21:50:08 UTC
Amount To Be Raised $5,125,000 Associated Brokers / Dealers NA CIK Number 0001593650 Filed Document 0001593650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 21:50:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BeBop Sensors, Inc. See All Filings	D	2016-12-08 21:12:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634278 Filed Document 0001634278-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-08 21:12:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Elvans Road Lots, LLC See All Filings	D/A	2016-12-08 19:37:43 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001682801 Filed Document 0001682801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:37:43 UTC Type of Offering D/A Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Elysium Health, Inc. See All Filings	D	2016-12-08 19:29:16 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001663923 Filed Document 0001663923-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:29:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Groq, Inc. See All Filings	D/A	2016-12-08 19:28:55 UTC
Amount To Be Raised $10,675,000 Associated Brokers / Dealers N/A CIK Number 0001686725 Filed Document 0001686725-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:28:55 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Tactical Trading Fund Ltd See All Filings	D	2016-12-08 19:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691722 Filed Document 0001691722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osmium Diamond, LP See All Filings	D/A	2016-12-08 19:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oncternal Therapeutics, Inc. See All Filings	D/A	2016-12-08 19:09:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600987 Filed Document 0001140361-16-089151 Exclusions or Exemptions 506b Accepted Date 2016-12-08 19:09:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACM Gateway LP See All Filings	D	2016-12-08 18:48:48 UTC
Amount To Be Raised $50,200,803 Associated Brokers / Dealers N/A CIK Number 0001691597 Filed Document 0001691597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 18:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Made Foods, Inc. See All Filings	D	2016-12-08 18:13:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691692 Filed Document 0001691692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 18:13:13 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AMCRETE-Edison, LLC See All Filings	D	2016-12-08 18:12:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675184 Filed Document 0001675184-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 18:12:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Edison Apt Venture, LLC See All Filings	D	2016-12-08 17:54:53 UTC
Amount To Be Raised $5,670,000 Associated Brokers / Dealers N/A CIK Number 0001675185 Filed Document 0001675185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:54:53 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NXM Manager I LLC See All Filings	D	2016-12-08 17:53:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001691395 Filed Document 0001691395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:53:29 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Practech Inc. See All Filings	D	2016-12-08 17:37:20 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001672092 Filed Document 0001672092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:37:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Breathtec BioMedical, Inc. See All Filings	D	2016-12-08 17:34:14 UTC
Amount To Be Raised $452,214 Associated Brokers / Dealers N/A CIK Number 0001642178 Filed Document 0001183740-16-000478 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:34:14 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CARLTON PROPERTIES, LP See All Filings	D	2016-12-08 17:32:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001691504 Filed Document 0001691504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:32:30 UTC Type of Offering D Industry Residential Principal Place of Business WEST VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zinn Fund LLLP See All Filings	D/A	2016-12-08 17:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-16-001128 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Papyrus Capital Fund LP See All Filings	D/A	2016-12-08 17:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660264 Filed Document 0001660264-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2016-12-08 17:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:22:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
PC Haven Pointe, LLC See All Filings	D	2016-12-08 17:21:59 UTC
Amount To Be Raised $4,529,000 Associated Brokers / Dealers N/A CIK Number 0001691949 Filed Document 0001691949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:21:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Third Party Trade Group Inc. See All Filings	D	2016-12-08 17:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653410 Filed Document 0001052918-16-001428 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:19:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Taro, Inc. See All Filings	D	2016-12-08 17:18:32 UTC
Amount To Be Raised $3,785,003 Associated Brokers / Dealers N/A CIK Number 0001691623 Filed Document 0001691623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:18:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nacuity Pharmaceuticals, Inc. See All Filings	D	2016-12-08 17:15:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690279 Filed Document 0001250853-16-000186 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:15:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Technologies Inc. See All Filings	D	2016-12-08 17:06:33 UTC
Amount To Be Raised $19,446,541 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:06:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WPCM Cleveland Holdings, LLC See All Filings	D	2016-12-08 17:02:29 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001691737 Filed Document 0001691737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-08 17:02:29 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mikaila & the Bees, LLC See All Filings	D/A	2016-12-08 16:49:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691380 Filed Document 0001691380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 16:49:59 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Valar Co-Invest 1 LP See All Filings	D/A	2016-12-08 16:47:17 UTC
Amount To Be Raised $11,802,500 Associated Brokers / Dealers N/A CIK Number 0001643944 Filed Document 0001643944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 16:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd See All Filings	D/A	2016-12-08 16:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171964 Filed Document 0001171964-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-08 16:46:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPN Accredited Fund LP See All Filings	D/A	2016-12-08 16:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409513 Filed Document 0001409513-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-08 16:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund