Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ISAM Systematic Trend SPV LLC - Series A See All Filings	D/A	2016-12-23 09:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668491 Filed Document 0001668491-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FPA Long Opportunity Fund, L.P. See All Filings	D	2016-12-23 09:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692723 Filed Document 0001315863-16-001982 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:21:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Quantitative Macro Fund Ltd. See All Filings	D/A	2016-12-23 09:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629136 Filed Document 0001012975-16-001635 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Mountain Partners LCRD, LLC See All Filings	D	2016-12-23 08:47:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693023 Filed Document 0000898432-16-003284 Exclusions or Exemptions 506b Accepted Date 2016-12-23 08:47:15 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rhodium Capital Credit Fund LP See All Filings	D/A	2016-12-23 07:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592381 Filed Document 0000902664-16-009176 Exclusions or Exemptions 506b Accepted Date 2016-12-23 07:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hungry-For-More Enterprises, L.L.C. See All Filings	D	2016-12-22 20:26:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691871 Filed Document 0001691871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:26:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Helix Holdings I, LLC See All Filings	D/A	2016-12-22 20:22:29 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001647032 Filed Document 0001647032-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:22:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowthPoint Global Inc. See All Filings	D/A	2016-12-22 20:22:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001654272 Filed Document 0001654272-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:22:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SABH's Big Adventure Inc. See All Filings	D	2016-12-22 20:21:27 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001693009 Filed Document 0001693009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRP Minerals Corp See All Filings	D/A	2016-12-22 20:20:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676304 Filed Document 0001140361-16-090670 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:20:40 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AltaThera Pharmaceuticals, LLC See All Filings	D	2016-12-22 19:33:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001604121 Filed Document 0001604121-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 19:33:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CNote Group, Inc. See All Filings	D	2016-12-22 18:35:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:35:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Neuraly, Inc. See All Filings	D	2016-12-22 18:21:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692816 Filed Document 0001692816-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:21:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
CREIF (REIT) LLC See All Filings	D	2016-12-22 18:20:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001690750 Filed Document 0001690750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:20:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantamentals Fund, L.P. See All Filings	D/A	2016-12-22 18:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593622 Filed Document 0001618868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantamentals Large-Cap Fund, L.P. See All Filings	D/A	2016-12-22 18:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670321 Filed Document 0001618868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVAGE IO INC See All Filings	D	2016-12-22 18:02:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001542964 Filed Document 0001542964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Landmark ISTP LLC See All Filings	D	2016-12-22 17:50:18 UTC
Amount To Be Raised $29,500,000 Associated Brokers / Dealers N/A CIK Number 0001693070 Filed Document 0001693070-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:50:18 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Lloyd George Indian Ocean US Fund See All Filings	D	2016-12-22 17:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693022 Filed Document 0001315863-16-001981 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:48:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ziegler Fund - LPC, LLC See All Filings	D	2016-12-22 17:38:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691752 Filed Document 0001691752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:38:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LIMITLESS ENTERTAINMENT, Ltd See All Filings	D	2016-12-22 17:26:26 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001657855 Filed Document 0001657855-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:26:26 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Authomate Inc. See All Filings	D	2016-12-22 17:25:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649610 Filed Document 0001649610-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:25:25 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI-A, L.P. See All Filings	D	2016-12-22 17:24:36 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691440 Filed Document 0001691440-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:24:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Secondary Fund, LP See All Filings	D	2016-12-22 17:23:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001692877 Filed Document 0001144204-16-141036 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:23:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI, L.P. See All Filings	D	2016-12-22 17:22:52 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691441 Filed Document 0001691440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Global Partners VIII (Strategic), L.P. See All Filings	D	2016-12-22 17:20:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690627 Filed Document 0001690627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2016-12-22 17:19:36 UTC
Amount To Be Raised $211,200 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:19:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
3x5 RiverVest Fund II-B, L.P. See All Filings	D	2016-12-22 17:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684103 Filed Document 0001684103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:17:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VIII-B, L.P. See All Filings	D	2016-12-22 17:14:31 UTC
Amount To Be Raised $410,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, Kronstein Alternative Investment Advisors GmbH, Wavecrest Securities, LLC, Capital Advisory Partners New Zealand Limited, Stifel, Nicolaus & Company, Incorporated, and Seedchange Execution Services Inc. CIK Number 0001690618 Filed Document 0001690618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CI Capital Investors III Co-Investment, L.P. See All Filings	D	2016-12-22 17:11:42 UTC
Amount To Be Raised $43,636,465 Associated Brokers / Dealers N/A CIK Number 0001692913 Filed Document 0001692913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VIII, L.P. See All Filings	D	2016-12-22 17:11:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, Kronstein Alternative Investment Advisors GmbH, Wavecrest Securities, LLC, Capital Advisory Partners New Zealand Limited, Stifel, Nicolaus & Company, Incorporated, and Seedchange Execution Services Inc. CIK Number 0001690629 Filed Document 0001690629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RCP Apex II Syndication Partners, L.P. See All Filings	D	2016-12-22 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689633 Filed Document 0001689633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaloom Inc. See All Filings	D	2016-12-22 17:08:52 UTC
Amount To Be Raised $490,012 Associated Brokers / Dealers N/A CIK Number 0001692995 Filed Document 0001692995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:08:52 UTC Type of Offering D Industry Computers Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cue Biopharma, Inc. See All Filings	D	2016-12-22 17:03:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001645460 Filed Document 0001645460-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:03:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Rasna Therapeutics Inc. See All Filings	D	2016-12-22 17:00:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582249 Filed Document 0001144204-16-141020 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:00:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund Strategic Alternatives, L.P. See All Filings	D	2016-12-22 16:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693072 Filed Document 0000950142-16-004973 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Capital Energy Partners Management Fund, L.P. See All Filings	D	2016-12-22 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692872 Filed Document 0001681145-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Cres I, LP See All Filings	D/A	2016-12-22 16:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571790 Filed Document 0001571790-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:32:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shaper Tools, Inc. See All Filings	D	2016-12-22 16:31:56 UTC
Amount To Be Raised $14,341,027 Associated Brokers / Dealers N/A CIK Number 0001693067 Filed Document 0001693067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:31:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners (Parallel) Fund, L.P. See All Filings	D	2016-12-22 16:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692784 Filed Document 0001681137-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:31:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Long Point Offshore Fund Ltd See All Filings	D/A	2016-12-22 16:30:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460407 Filed Document 0001140361-16-090630 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:30:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG POINT INVESTORS, L.P. See All Filings	D/A	2016-12-22 16:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886562 Filed Document 0001140361-16-090628 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:28:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Capital Energy Partners, L.P. See All Filings	D	2016-12-22 16:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001692781 Filed Document 0001681137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Catamount Lane LLC See All Filings	D	2016-12-22 16:21:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690514 Filed Document 0001690514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:21:23 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
TALLER CUBE, LLC See All Filings	D	2016-12-22 16:08:07 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001692985 Filed Document 0001692985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:08:07 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Other
HAVEN AT REGENT PARK APARTMENT HOLDINGS, LLC See All Filings	D	2016-12-22 16:02:14 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001692857 Filed Document 0001692857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:02:14 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Content Watch Holdings, Inc. See All Filings	D	2016-12-22 15:58:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:58:36 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Delaware Management Holdings, Inc. See All Filings	D/A	2016-12-22 15:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-16-000065 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:57:34 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LV2 LP EQ Series B SPV, LLC See All Filings	D	2016-12-22 15:57:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692612 Filed Document 0001692612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverton Re Ltd. See All Filings	D	2016-12-22 15:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001624088 Filed Document 0001624088-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:46:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt