Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO See All Filings	D/A	2017-01-06 17:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042477 Filed Document 0001042477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurovance, Inc. See All Filings	D	2017-01-06 17:24:01 UTC
Amount To Be Raised $554,280 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0000914760-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:24:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Taiyo Greater India Employees, L.P. See All Filings	D/A	2017-01-06 17:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561129 Filed Document 0001561129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D/A	2017-01-06 17:20:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001693286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:20:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. ENHANCED PLUS FUND LLC See All Filings	D/A	2017-01-06 17:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345708 Filed Document 0001345708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oppa Ltd. See All Filings	D	2017-01-06 17:11:56 UTC
Amount To Be Raised $4,466,546 Associated Brokers / Dealers N/A CIK Number 0001532606 Filed Document 0001532606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:11:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Debt Fund IV (Non-US) L.P. See All Filings	D	2017-01-06 17:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693943 Filed Document 0001693943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENT EDUCATION, INC See All Filings	D	2017-01-06 17:08:12 UTC
Amount To Be Raised $14,201,632 Associated Brokers / Dealers N/A CIK Number 0001376730 Filed Document 0001376730-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:08:12 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Inspectorio Inc. See All Filings	D	2017-01-06 17:05:38 UTC
Amount To Be Raised $3,699,967 Associated Brokers / Dealers N/A CIK Number 0001693723 Filed Document 0001693723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:05:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wheels Up Partners Holdings LLC See All Filings	D	2017-01-06 17:05:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585103 Filed Document 0001585103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:05:21 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Receptor Life Sciences, Inc. See All Filings	D	2017-01-06 17:04:18 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001693768 Filed Document 0001693768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:04:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
INTECH U.S. BROAD LARGE CAP VALUE FUND LLC See All Filings	D/A	2017-01-06 17:03:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429382 Filed Document 0001429382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:03:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE PETROLEUM CORP See All Filings	D	2017-01-06 17:00:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0001072613-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-06 17:00:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Tony Blackjack LLC See All Filings	D	2017-01-06 16:49:35 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001693949 Filed Document 0001693949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:49:35 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M. Kingdon Offshore Ltd. See All Filings	D/A	2017-01-06 16:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GALECTIN THERAPEUTICS INC See All Filings	D	2017-01-06 16:48:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001133416 Filed Document 0001133416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:48:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Ltd. See All Filings	D/A	2017-01-06 16:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509893 Filed Document 0000919574-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CEP Equity Market Neutral Fund Ltd. See All Filings	D/A	2017-01-06 16:42:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566313 Filed Document 0001566305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitglass, Inc. See All Filings	D	2017-01-06 16:41:37 UTC
Amount To Be Raised $44,999,993 Associated Brokers / Dealers N/A CIK Number 0001570707 Filed Document 0001570707-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:41:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LoveTheWild Co See All Filings	D	2017-01-06 16:40:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001646305 Filed Document 0001646305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:40:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2017-01-06 16:34:34 UTC
Amount To Be Raised $650,000,040 Associated Brokers / Dealers Morgan Stanley & Co. LLC and N/A CIK Number 0001086688 Filed Document 0001086688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:34:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WindTalker LLC See All Filings	D/A	2017-01-06 16:33:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674619 Filed Document 0001674619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:33:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
East Coast Wholesale Portfolio DST See All Filings	D/A	2017-01-06 16:32:03 UTC
Amount To Be Raised $32,741,394 Associated Brokers / Dealers Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, Philip G. Oleson, Gary H. Hughes, Robin L. Krolewski, Gordon Hamilton, David B. Levinson, Ronald W. Manning II, Cindy S. Shi, Craig E. Fernsler, Peggy J. Cozine, Barry W. Lemay, Timothy L. Stauffer, Kenneth J. Thomas, Roger T. Tadsen, Hagop (Jacob) S. Tujian, Robert A. Bye, Robert S. Smith, Trawnegan Gall, Donald R. Hehir Jr., Fredrick P. Baerenz, Elliot V. Hill, James H. Cole, Daniel P. Raupp, Scott T. Tadsen, Ronald J. Smith, Brent S. Pine, Thomas I. De Jong, Robert C. Straton, Thomas J. Ealy, William A. Morrow, Mark G. Kosanke, Kyle D. Addington, Mark L. Bain, Jusitn Lowry, Gregory Vanderburgh, Ryan F. Baker, Thomas M. Strohl Jr., Derek B. Ferriera, Donald E. Graves, Jason M. Nelson, Ronald J. Smith, I.W. Beckman, Joseph A. Granziano, Larry J. Steckler, Craig E. Fernsler, Kris R. Keller, Gali G. Horev, Robert H. Ingham, William E. Bishoff, James M. Gambaccini, Louis C. Talyor, Donald E. Garcia, Jeffrey Kienoski, Daniel L. Whittenburg, Steven R. Knuttila, Burton B. Brown, Eric S. Scaff, Eric D. Bailey, Todd D. Carter, Jason A. Salmon, Martin D. Fong, Richard Zuvella, Joseph E. Budd, Ann H. Stewart, Chay T. Lapin, and Sang Hoon Kang CIK Number 0001674809 Filed Document 0001674809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:32:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BRUKER CORP See All Filings	D	2017-01-06 16:31:42 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001109354 Filed Document 0001104659-17-001211 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:31:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Methodist McKinney Hospital, LLC See All Filings	D	2017-01-06 16:31:04 UTC
Amount To Be Raised $611,000 Associated Brokers / Dealers N/A CIK Number 0001693560 Filed Document 0001693560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:31:04 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KINSA INC. See All Filings	D	2017-01-06 16:30:25 UTC
Amount To Be Raised $16,104,248 Associated Brokers / Dealers N/A CIK Number 0001557789 Filed Document 0001557789-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:30:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salem Femasys Investors LLC See All Filings	D	2017-01-06 16:30:04 UTC
Amount To Be Raised $3,007,437 Associated Brokers / Dealers N/A CIK Number 0001640440 Filed Document 0001640440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:30:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. Broad Enhanced Plus Fund LLC See All Filings	D/A	2017-01-06 16:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386302 Filed Document 0001386302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Infrastructure Securities Fund LP See All Filings	D/A	2017-01-06 16:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658480 Filed Document 0001658480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP Equity Market Neutral Fund LLC See All Filings	D/A	2017-01-06 16:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566305 Filed Document 0001566305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital Onshore LP See All Filings	D/A	2017-01-06 16:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627485 Filed Document 0000905718-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alluvial Fund LP See All Filings	D	2017-01-06 16:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693928 Filed Document 0001693928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital Offshore Ltd See All Filings	D/A	2017-01-06 16:17:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627486 Filed Document 0000905718-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:17:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keais Holdings, LLC See All Filings	D	2017-01-06 16:12:40 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001693921 Filed Document 0001693921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:12:40 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Melvin Capital LP See All Filings	D/A	2017-01-06 16:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627484 Filed Document 0000905718-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH U.S. LARGE CAP CORE FUND LLC See All Filings	D/A	2017-01-06 16:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391410 Filed Document 0001391410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro-ID, Inc. See All Filings	D	2017-01-06 16:10:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:10:44 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
scPharmaceuticals Inc. See All Filings	D	2017-01-06 16:08:30 UTC
Amount To Be Raised $46,962,788 Associated Brokers / Dealers N/A CIK Number 0001604950 Filed Document 0001604950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:08:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UFC Management Holdco LLC See All Filings	D	2017-01-06 16:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693670 Filed Document 0000950142-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:05:29 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
GrocerKey, Inc. See All Filings	D	2017-01-06 16:01:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644086 Filed Document 0001644086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 16:01:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sonder Brewing Company, LLC See All Filings	D/A	2017-01-06 15:58:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691347 Filed Document 0001691347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:58:30 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC See All Filings	D/A	2017-01-06 15:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421198 Filed Document 0001421198-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Right Capital (QP), L.P. See All Filings	D/A	2017-01-06 15:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC and J.H. Darbie & Co., Inc. CIK Number 0001451722 Filed Document 0001451722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:55:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wearsafe Labs Holdings LLC See All Filings	D	2017-01-06 15:54:47 UTC
Amount To Be Raised $5,765,032 Associated Brokers / Dealers N/A CIK Number 0001664104 Filed Document 0001513131-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:54:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FMP Select Assets Diversified Fund, LP See All Filings	D/A	2017-01-06 15:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692430 Filed Document 0000943663-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eleven James, Inc. See All Filings	D	2017-01-06 15:50:42 UTC
Amount To Be Raised $10,025,782 Associated Brokers / Dealers N/A CIK Number 0001653541 Filed Document 0001104659-17-001187 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:50:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Fund LP See All Filings	D	2017-01-06 15:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:49:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Grow Labs Inc. See All Filings	D	2017-01-06 15:48:23 UTC
Amount To Be Raised $2,245,652 Associated Brokers / Dealers N/A CIK Number 0001668770 Filed Document 0001668770-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:48:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lodging Opportunity Fund Real Estate Investment Trust See All Filings	D/A	2017-01-06 15:40:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Goodmanson, M&A Securities Group, First Liberties Financial, KCD Financial, Inc., Freedom Investors Corp., JRL Capital Corporation, D.H. Hill Securities, LLLP, Primex, Center Street Securities, Inc., Sandlapper Securities, LLC, Sunbelt Securities, Inc., Capital Financial Services, Inc., McDermott Investment Services, LLC, Feltl & Company, Trustmont Financial Group, Inc., Sigma Financial Corporation, Parkland Securities, LLC, IBN Financial Services, Inc., Cape Securities, Inc., Richfield Orion International, Inc., and Landolt Securities, Inc. CIK Number 0001584939 Filed Document 0001209191-17-002618 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:40:20 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sapere CTA Fund, LP See All Filings	D/A	2017-01-06 15:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335537 Filed Document 0000919574-17-000170 Exclusions or Exemptions 506b Accepted Date 2017-01-06 15:39:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity