Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-17 08:02:55 UTC
Amount To Be Raised $29,118,790 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:02:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEW YORK BANKERS TITLE AGENCY WEST LLC See All Filings	D	2017-01-17 07:58:15 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001427172 Filed Document 0001427172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:58:15 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Head First RCM, LLC See All Filings	D	2017-01-17 07:09:06 UTC
Amount To Be Raised $2,831,507 Associated Brokers / Dealers N/A CIK Number 0001609657 Filed Document 0001140361-17-001958 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:09:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INFRUID LABS INC See All Filings	D	2017-01-17 06:37:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001694340 Filed Document 0001694340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 06:37:34 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maui Imaging, Inc. See All Filings	D	2017-01-13 21:24:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001481721 Filed Document 0001481721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:24:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SyncApp, Inc. See All Filings	D/A	2017-01-13 21:08:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678825 Filed Document 0001678825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:08:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meta Saas, Inc. See All Filings	D	2017-01-13 21:07:29 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001693825 Filed Document 0001693825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:07:29 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 20:07:38 UTC
Amount To Be Raised $232,555,098 Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 20:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Solutions Inc. See All Filings	D	2017-01-13 19:51:49 UTC
Amount To Be Raised $116,450,127 Associated Brokers / Dealers N/A CIK Number 0001694867 Filed Document 0001694867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WorldViz, LLC See All Filings	D/A	2017-01-13 19:51:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Seamans Global Clean Energy Fund, LLC See All Filings	D/A	2017-01-13 19:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Seamans Global Opportunities Fund LLC See All Filings	D/A	2017-01-13 19:46:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MedMen Opportunity Fund, LP See All Filings	D/A	2017-01-13 19:44:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001685321 Filed Document 0001685321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAMANS GLOBAL BOND FUND LLC See All Filings	D/A	2017-01-13 19:37:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001339312 Filed Document 0001339312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Seamans Global Income Preferred 6 Fund LLC See All Filings	D/A	2017-01-13 19:31:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001416134 Filed Document 0001416134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
INVENTITY GLOBAL FUND, L.P. See All Filings	D/A	2017-01-13 19:22:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001694307 Filed Document 0001694307-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-13 19:22:31 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SB Notes Holdings, LLC See All Filings	D	2017-01-13 19:05:43 UTC
Amount To Be Raised $1,763,035 Associated Brokers / Dealers N/A CIK Number 0001694875 Filed Document 0001694875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:05:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GovInvest Inc. See All Filings	D	2017-01-13 19:04:24 UTC
Amount To Be Raised $2,637,241 Associated Brokers / Dealers N/A CIK Number 0001694358 Filed Document 0000905718-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Libboo, Inc. See All Filings	D/A	2017-01-13 18:22:32 UTC
Amount To Be Raised $561,500 Associated Brokers / Dealers N/A CIK Number 0001559416 Filed Document 0001559416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:22:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2017-01-13 18:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
EUDORA INVESTMENT FUNDS PLC See All Filings	D/A	2017-01-13 18:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001593644 Filed Document 0001013594-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-01-13 18:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
STAY ALFRED, INC. See All Filings	D	2017-01-13 17:45:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694486 Filed Document 0001694486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:45:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
8th Line Investments, LLC See All Filings	D/A	2017-01-13 17:43:32 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:43:32 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-01-13 17:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PITTSBURGH JEWISH SCHOLARSHIP I LLC See All Filings	D	2017-01-13 17:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694692 Filed Document 0001694692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:38:22 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2017-01-13 17:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sensei Holdings, Inc. See All Filings	D	2017-01-13 17:35:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694865 Filed Document 0001694865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2017-01-13 17:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Avance on Adams LLC See All Filings	D	2017-01-13 17:34:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers n/a CIK Number 0001694860 Filed Document 0001694860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:34:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2017-01-13 17:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Renaissance IE Fund, Ltd. See All Filings	D	2017-01-13 17:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694683 Filed Document 0001694683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLYR, Inc. See All Filings	D	2017-01-13 17:31:25 UTC
Amount To Be Raised $8,000,666 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRM Private Equity, LLC See All Filings	D	2017-01-13 17:31:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694453 Filed Document 0001694453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG Fluent Pharma Investors LP See All Filings	D	2017-01-13 17:30:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Convergence Equity Partners, LP See All Filings	D/A	2017-01-13 17:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627476 Filed Document 0001627476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2017-01-13 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2017-01-13 17:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
POPS! Diabetes Care, Inc. See All Filings	D	2017-01-13 17:21:54 UTC
Amount To Be Raised $1,234,858 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001209191-17-003726 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:21:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TMPOS, INC See All Filings	D	2017-01-13 17:18:09 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001692068 Filed Document 0001692068-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-13 17:18:09 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silver Point Distressed Opportunities Offshore Fund, L.P. See All Filings	D	2017-01-13 17:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694705 Filed Document 0000950142-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunities Fund, LP. See All Filings	D	2017-01-13 17:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694794 Filed Document 0000950142-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TellusLabs, Inc. See All Filings	D	2017-01-13 17:14:23 UTC
Amount To Be Raised $3,099,995 Associated Brokers / Dealers N/A CIK Number 0001694547 Filed Document 0001694547-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Light District Holdings, Inc. See All Filings	D	2017-01-13 17:14:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694802 Filed Document 0001694802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FEMASYS INC See All Filings	D	2017-01-13 17:13:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001339005 Filed Document 0001339005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:13:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopia LB International Ltd See All Filings	D/A	2017-01-13 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596817 Filed Document 0000919574-17-000497 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 163 See All Filings	D	2017-01-13 17:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001694583 Filed Document 0001694583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORM Timber Fund IV LLC See All Filings	D	2017-01-13 17:02:00 UTC
Amount To Be Raised $388,000,000 Associated Brokers / Dealers N/A CIK Number 0001694405 Filed Document 0001140361-17-001906 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Fund, Ltd. See All Filings	D	2017-01-13 17:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694312 Filed Document 0001694312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Brien Greene Small-Capitalization Stock Fund, L.P. See All Filings	D	2017-01-13 16:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630701 Filed Document 0001140361-17-001905 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SCOPIA LB LLC See All Filings	D/A	2017-01-13 16:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579272 Filed Document 0000919574-17-000495 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity